EFTA01384042.pdf

KYC Print Page 10 of 17 One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entitles) Legal Entity Name: Southern Financial LLC - F Private Investment 1- Foundation/Association r Trust F Company Type of Entity: Purpose of Entity: F Philanthropic/Charitable F Estate r Partnership F Commercial Type of Entity Other Purpose of Entity (specify): Other (specify): Date of Country of US Virgin Islands 2/25/2013 incorporation / incorporation/registration: registration: 6100 Red Hook Quarter 83 St Thomas 00802 US Virgin Address (city, street, post U.S. TIN/EIN: Islands code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabil ty,settlor and beneficiaries,etc.: Southern Trust Company Inc is the sole member of Southern Financial LLC. Jeffrey Epstein is the sole Shareholder of Southern Trust Company Inc Please indicate how ownership of the legal entity is reflected: F Special attention: Bearer Shares • Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Ofnot me seine petsons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods Yes r No F or services)?: Describe Nature of Entity's Primary Business and Investment Activities This business is funded by Jeffrey Epstein's wealth. This company was formed to hold Mr. Epstein's personal wealth and invest in different ventures. This company Nature of the business: nvests in real estate, equities, commodities, etc and gets its revenue from the gains t makes in these investments. It is a company formed to invest the assets of Mr. „Epstein Countries where business is transacted: US Virgin Islands Number of employees: 3 3D. Wealth Profile (Only for parties requinng source of wealth description as indicated in Section 2) Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabilibes): The initial funding in February 2013 was $1,000 from the sole shareholder of the sole managing member (Jeffrey Epstein). Estimated gross receipts p.a.($): 2,000,000.00 Estimated net profit p.a. ($): 1,500,000.00 Estimated investable assets ($): <$1 MM Potential Amount to be invested with PVVM ($): 300,000.00 Other Known Financial Institutions: Institution: I JPMorgan I Country: USA I Est. Assets Under Mgt: 1,000,000.00 https://nail.salesforce.com/servlet/servlet.Integration?'id=01N30000000D9Di&eid=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084022 CONFIDENTIAL SDNY_GM_00230206 EFTA01384042