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email
DataSet-10
EFTA01479692
EFTA01479692.pdf
Subject: Euro and Yen....
From: Tazia Smith <
Date: Wed, 13 Au 2014 09:20:03 -0400
To:
Cc: Paul Morris
Vahe Stepanian <
Matt Glassman < >
Classification: Confidential
Go…
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email
DataSet-10
EFTA01414917
EFTA01414917.pdf
Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID:
1007406812 [I]
From: Todd Stevens <
Date: Wed, 09 Nov 2016 18:20:17 -0500
To: Stewart Oldfield
Classification: For internal use…
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email
DataSet-10
EFTA01777411
EFTA01777411.pdf
From: James Henderson
Sent: Tuesday, May 3, 2011 8:21 AM
To: Jeffrey Epstein
Cc: …
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unknown
DataSet-10
EFTA01365176
EFTA01365176.pdf
13. Please confirm to the best of your knowledge, are future
Source of Funds known to be different from the Source of Funds at the
date of review? If yes, please provide further detail.
…
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unknown
DataSet-10
EFTA01369157
EFTA01369157.pdf
referrals/introducers).
8. What was the client's rationale for establishing the relationship?
Why did the client open their account with DB?
Bearer Shares …
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email
DataSet-10
EFTA01409644
EFTA01409644.pdf
Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID:
1007406812 [I]
From: Daniel Sabba ‹ >
Date: Wed, 16 Nov 2016 08:49:40 -0500
To: Zbynek Kozelsky
Classificatio…
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email
DataSet-10
EFTA01479711
EFTA01479711.pdf
Subject: FX Indicative Level - USDJPY triple no touch (expires 11/20/14) (C)
From: Tazia Smith < :,
Date: Tue 02 Se 2014 09:00:49 -0400
To:
Cc: Paul Morris < >
Va…
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email
DataSet-10
EFTA01462682
EFTA01462682.pdf
Subject: Fw: Euro and Yen.... [C]
From: Paul Morris < IMI=>
Date: Thu, 14 Au 2014 12:00:05 -0400
To:
Classification: Confidential
sorry we were cut short yesterday, we can talk again late…
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email
DataSet-10
EFTA01420585
EFTA01420585.pdf
Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID:
1007406812 [I]
From: Vahe Stepanian ‹ >
Date: Mon, 14 Nov 2016 10:31:31 -0500
To: Todd Stevens
Daniel Sab…
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email
DataSet-10
EFTA01410447
EFTA01410447.pdf
Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID:
1007406812 [I]
From: Vahe Stepanian ‹ >
Date: Wed, 16 Nov 2016 12:06:54 -0500
To: Mark Whyman ‹ …
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unknown
DataSet-10
EFTA01365187
EFTA01365187.pdf
Source of Wealth Sales.Response
14. Based on your existing knowledge of the client, where an
individual(s) holds > 10% interest, pl…
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unknown
DataSet-10
EFTA01456716
EFTA01456716.pdf
4. Cause the Company to encumber any assets in connection with any debt referred to
in clause 2 or 3 above;
5. Issue, sell, transfer, assign, …
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unknown
DataSet-10
EFTA01365792
EFTA01365792.pdf
Source of Wealth Sales.Response
14. Based on your existing knowledge of the client, where an
individual(s) holds > 10% interest, pleas…
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email
DataSet-10
EFTA01420263
EFTA01420263.pdf
Subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID:
1007406812 [I]
From: Todd Stevens
Date: Mon, 14 Nov 2016 08:49:10 -0500
To: Vahe Stepanian
Daniel Sabba
Stewart Oldfi
Cc:…
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email
DataSet-10
EFTA01409883
EFTA01409883.pdf
Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID:
1007406812 [I]
From: Vahe Stepanian a >
Date: Wed, 09 Nov 2016 17:45:51 -0500
To: Mathew Negus
Alastair M…
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unknown
DataSet-10
EFTA01370210
EFTA01370210.pdf
group company? If 'Yes', who is the party providing the funds on behalf
of the client and what is the rationale as to why the party does not
establish a relationship in its own name?
13. Ple…
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email
DataSet-10
EFTA01413889
EFTA01413889.pdf
Subject: Re: High Risk KYC Request: Southern Financial, LLC - CRDS ID:
1007406812 [I]
From: Stewart Oldfield
Date: Wed, 09 Nov 2016 21:03:00 -0500
To: Todd Stevens <
Classification: For Internal Use…
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unknown
DataSet-10
EFTA01365704
EFTA01365704.pdf
12. Are funds being received from a party other than the client or a
group company? If 'es', who is the party providing the funds on behalf
of the client and what is the rationale as to why the …
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email
DataSet-10
EFTA01479707
EFTA01479707.pdf
Subject: FX Indicative Level - USDJPY triple no touch (expires 11/20/14) [C]
From: Tazia Smith a>
Date: Tue, 02 Se 2014 09:00:49 -0400
To:
Cc: Paul Morris <
Vahe Stepanian
Classification: Confid…
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unknown
DataSet-10
EFTA01369918
EFTA01369918.pdf
23. agree or commit to (A) any fee. "profit sharing" payment. or other consideration in connection with
any approval, consent, ratification. permission. waiver, or authoriz…
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financial record
DataSet-10
EFTA01592556
EFTA01592556.pdf
CREDIT SUISSE SECURITIES (USA) LLC STATEMENT DATE: 31 MAR 2006
HIGHBRIDGE CAPITAL MANAGEMENT
FINANCIAL TRUST COMPANY INC.
OPEN …
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