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Active: P20: Employee Networks D5: Procedural Violations P21: Financial Networks 🟡 Medium Value Clear all
unknown DataSet-10
EFTA01378159
EFTA01378159.pdf
SRLPI 02 Alpha Group Capital Siris Capital Group SIRIS Siris Partn…
P21 V16 D5 V11 P20
unknown DataSet-10
EFTA01393715
EFTA01393715.pdf
GLDUSi31 BrightGroup committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and any rules an…
P21 P20 D1 D5 P17
unknown DataSet-10
EFTA01354368
EFTA01354368.pdf
GLOUS143 Henry Nicholas committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and any rules…
P21 P20 D5 D1 P17
unknown DataSet-10
EFTA01392521
EFTA01392521.pdf
GLDUS128 Patrick Gerschel committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and any rul…
P21 P20 D5 D1 P17
unknown DataSet-10
EFTA01355072
EFTA01355072.pdf
GLDLIS126 Pacific Life Insurance Co committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, a…
P21 P20 D5 D1 P17
unknown DataSet-10
EFTA01374889
EFTA01374889.pdf
SRLPI 02 Alpha Group Capital Siris Capital Group SIRIS Siris Partn…
P21 V16 D5 V11 P20
unknown DataSet-10
EFTA01394305
EFTA01394305.pdf
GLDUS1 29 OF Enterpnses committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and any rules…
P21 P20 D5 D1 P17
unknown DataSet-10
EFTA01356763
EFTA01356763.pdf
or, in the case of Confidential Information relating to another Member, such other Member, with prompt written notice so that the Fund or Member. as the case may bc. may seek a protective ord…
P21 D5 P20 P17 V15
unknown DataSet-10
EFTA01386117
EFTA01386117.pdf
AGP LP 519 Alpha Group Capital Paul Barrett (n) To act for the Partnership in all other matters. Section 3.03 Limitation of Liability; Indemnific…
P21 P20 D1 P17 D5
unknown DataSet-10
EFTA01393170
EFTA01393170.pdf
than a whole number of shares, of the underlying security is issued. The adjustment panel has discretion to make exceptions to the general rules described above. EXAMPLE: Before a 2 for 1 …
D7 P21 P20 D3 D5
unknown DataSet-10
EFTA01353944
EFTA01353944.pdf
GLDUS183 Dimension Capital Management committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended,…
P21 P20 D5 D1 P17
unknown DataSet-10
EFTA01390905
EFTA01390905.pdf
GLDUS113 Cliff Meg committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and any rules and …
P21 P20 D1 D5 P17
unknown DataSet-10
EFTA01374900
EFTA01374900.pdf
SRLPI 02 Alpha Group Capital Siris Capital Group SIRIS Siris Partn…
P21 V16 D5 V11 P20
unknown DataSet-10
EFTA01354796
EFTA01354796.pdf
GLIDUSi26 Gerald Ford committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and any rules a…
P21 P20 D1 D5 P17
unknown DataSet-9
EFTA00236152
EFTA00236152.pdf
UBS Financial Services, Inc. UBS 299 Park Avenue 25th Floor …
P21 V15 D5 P20
unknown DataSet-10
EFTA01391827
EFTA01391827.pdf
GLDUS142 Ironsides Asset Mgmt committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and any…
P21 P20 D5 D1 P17
unknown DataSet-10
EFTA01393441
EFTA01393441.pdf
GLDUS130 Aspen Grove Capital, LLC committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and…
P21 P20 D5 D1 P17
unknown DataSet-9
EFTA00239135
EFTA00239135.pdf
Message From: Lindsay J. Annello Sent: 9/3/2018 5:56:31PM To: CC: Laura K. Barooshian Subject: RE: SB/GM - 2nd Quarter Estimated Taxes …
D5 V15 P21 P20
unknown DataSet-10
EFTA01374044
EFTA01374044.pdf
AGP LP 519 Alpha Group Capital Paul Barrett (n) To act for the Partnership in all other matters. Section 3.03 Limitation of Liability; Indemnific…
P21 P20 D1 P17 D5
unknown DataSet-10
EFTA01452146
EFTA01452146.pdf
SOP 111 - 1081 Southern Financial LLC the Manager or any of their Affiliates, or the officers, employees or directors of any of the foregoing, is required by law or by agre…
P21 P20 D5 D1
unknown DataSet-10
EFTA01392156
EFTA01392156.pdf
GLOUS144 Glenn Warren committee (including, without limitation, any disclosures required in accordance with the U.S. Ethics in Government Act of 1978, as amended, and any rules a…
P21 P20 D5 D1 P17
email DataSet-9
EFTA00860142
EFTA00860142.pdf
From: David Mitchell To: Jeffrey Epstein Subject: Fwd: Life Hotel - Rosenthal Note Date: Mon, 12 Mar 2018 21:11:59 +0000 DAVID MITCHELL Mitchell Holdin•s LL Begin forwarded messa…
D1 P20 P21 D5
unknown DataSet-10
EFTA01358770
EFTA01358770.pdf
Include only those assets where (i) such person carried out the valuation procedure established for that asset, if any, including obtaining any relevant quotes, and (ii) the valuation used for pu…
P21 P24 D5 P20
unknown DataSet-10
EFTA01378146
EFTA01378146.pdf
SRLPI 02 Alpha Group Capital Siris Capital Group SIRIS Siris Partn…
P21 V16 D5 V11 P20
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