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V15: Financial Verification ✕
D2: Accountability Shift ✕
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unknown
DataSet-10
EFTA01368436
EFTA01368436.pdf
interest, currency, or foreign exchange rate exposures arising from a person's
current or anticipated assets or liabilities; or
(B) …
V15
P21
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unknown
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EFTA01388995
EFTA01388995.pdf
to the Securities Account. The Intermediary shall have rights of set-off with respect to the
Securities Account, however, the Intermediary shall not exercise any such right of set-off unless…
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V15
email
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EFTA01478270
EFTA01478270.pdf
Subject: RE: Nonpost Transaction A c 35266976 dtd 05-02-2016 [I]
From: Aracely Sanchez
Date: Tue, 03 May 2016 13:29:16 -0400
To: Hemant-Kumar Rathore
Cc: gtopwmbankingexceptionc ec processing is . .co…
V15
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email
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EFTA01478265
EFTA01478265.pdf
Subject: RE: Nonpost Transaction A/c dtd 05-02-2016 [I]
From: Paul Morris
Date: Tue, 03 May 2016 13:09:53 -0400
To: Aracely Sanchez <
Sorry no
Original Message
From: Aracely Sanchez…
V15
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unknown
DataSet-10
EFTA01451513
EFTA01451513.pdf
SOF III - 1081 Southern Financial LLC
Feeder LP Agreement.
Term of the Fund The term of the Onshore Feeder Fund is expected to end within…
P21
V15
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email
DataSet-11
EFTA02573287
EFTA02573287.pdf
From: Alan S Halperin
Sent: Monday, August 12, 2013 5:31 PM
To: Eileen Alexanderson
Cc: …
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V16
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DataSet-10
EFTA01451542
EFTA01451542.pdf
SOF III - 1081 Southern Financial LLC
distributions to which the Onshore Feeder Fund would otherwise be entitled in an escrow
account or causing the withdrawal of the Onsho…
V15
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DataSet-9
EFTA00587959
EFTA00587959.pdf
DIVISION OF BANKING & INSURANCE
DUE DILIGENCE CONTRACT INVESTIGATOR
APPLICATION
NAME:
SOCIAL SECURITY NUMBER:
DATE OF BIRTH:
ADDRESS:
1. Have you been known by any na…
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unknown
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EFTA01356022
EFTA01356022.pdf
to the Securities Account. The Intermediary shall have rights of set-off with respect to the
Securities Account, however, the Intermediary shall not exercise any such right of set-off unless…
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V15
unknown
DataSet-9
EFTA01196268
EFTA01196268.pdf
UBS Bank USA - Card Services
El [1 299 South Main Street, Ste 2275
Salt Lake City, UT 84111
…
V15
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EFTA01451918
EFTA01451918.pdf
SOF III - 1081 Southern Financial LLC
distributions to which the Onshore Feeder Fund would otherwise be entitled in an escrow
account or causing the withdrawal of the Onsho…
V15
P21
D4
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email
DataSet-10
EFTA01478257
EFTA01478257.pdf
Subject: RE: Nonpost Transaction A/c 35266976 dtd 05-02-2016 [I]
From: Paul Morris
Date: Tue, 03 May 2016 13:
To: Hemant-Kumar Rathore <
Jj Litchford
Cc: gtopwmbankingexceptioncheckprocessing@list…
V15
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unknown
DataSet-9
EFTA00617010
EFTA00617010.pdf
Estate Planning Overview
Presented to:
Leon D. and Debra R. Black
Overview of Estate Plan as of April 16, 2014 - Selected Portions Comparison
A…
P21
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email
DataSet-10
EFTA01478261
EFTA01478261.pdf
Subject: RE: Nonpost Transaction A/c dtd 05-02-2016 [I]
From: Aracely Sanchez
Date: Tue, 03 May 2016
To: Paul Morris ‹ >
Classification: For internal use only
Do you want …
V15
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unknown
DataSet-10
EFTA01356063
EFTA01356063.pdf
to the Securities Account. The Intermediary shall have rights of set-off with respect to the
Securities Account, however, the Intermediary shall not exercise any such right of set-off unless…
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unknown
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EFTA01353351
EFTA01353351.pdf
to the Securities Account. The Intermediary shall have rights of set-off with respect to the
Securities Account, however, the Intermediary shall not exercise any such right of set-off unless
…
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unknown
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EFTA01107043
EFTA01107043.pdf
DIVISION OF BANKING & INSURANCE
DUE DILIGENCE CONTRACT INVESTIGATOR
APPLICATION
NAME:
SOCIAL SECURITY NUMBER:
DATE OF BIRTH:
ADDRESS:
1. Have you been known by any na…
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unknown
DataSet-10
EFTA01353665
EFTA01353665.pdf
to the Securities Account. The Intermediary shall have rights of set-off with respect to the
Securities Account, however, the Intermediary shall not exercise any such right of set-off unless
…
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unknown
DataSet-10
EFTA01449843
EFTA01449843.pdf
5
6. Amendments, Waivers, Notices. All amendments, waivers and modifications
of or to any provision of this Guaranty and any consent to departure by the Guarantor from
…
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EFTA01451879
EFTA01451879.pdf
SOF III - 1081 Southern Financial LLC
Feeder LP Agreement.
Term of the Fund The term of the Onshore Feeder Fund is expected to end within…
P21
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unknown
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EFTA01390661
EFTA01390661.pdf
to the Securities Account. The Intermediary shall have rights of set-off with respect to the
Securities Account, however, the Intermediary shall not exercise any such right of set-off unless
…
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unknown
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EFTA01449812
EFTA01449812.pdf
5
6. Amendments, Waivers, Notices. All amendments, waivers and modifications
of or to any provision of this Guaranty and any consent to departure by the Guarantor from
…
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EFTA01716840
EFTA01716840.pdf
Itemized Details For
Account Number:
Customer Service Number 1-800-937-8997
…
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EFTA01355985
EFTA01355985.pdf
to the Securities Account. The Intermediary shall have rights of set-off with respect to the
Securities Account, however, the Intermediary shall not exercise any such right of set-off unless…
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V15