DataSet-10
EFTA01371259
1 pg
Client Dsu Smites
Deutsche Bank USA Cote Corporation
3201 Gide Parkway
Jahvmrlk, it 32256 USA
Lee Joyner
Jacob Goss
Jesse Cruz-
Jacob Brandenburg
Yonerle earringlan
This communication may contain confidential and/or privileged information. If you are not the intended…
DataSet-10
EFTA01340328
1 pg
Client File Review Client Name 7,45w Kid 9S
Salesperson Name Serakei , 1ch. SPN
Custody with MGT? Yes No O
Do we have Custody Access? Yes
Statement Re…
DataSet-10
EFTA01365041
1 pg
Client buys 3y Digital put struck at 1.0750, European observation
Client sells 3y Digital call struck at 1.3175, European observation
Net premium: Zero
We compared this with vanilla risk reversals — for a 3y structure, 1.0750 / 1.2300…
DataSet-10
EFTA01447768
1 pg
Client buys 3y Digital put struck at 1.0750, European observation
Client sells 3y Digital call struck at 1.3175, European observation
Net premium: Zero
We compared this with vanilla risk reversals — for a 3y structure, 1.0750 / 1.2300…
DataSet-10
EFTA01460517
1 pg
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
From:
To: "Joshua shoshan"
Date: 11/05/2013 09:43 AM
subject: Fw: allocation (C]
Classification: confidential
Can I get color here on these accounts ?
They are new…
DataSet-10
EFTA01362920
1 pg
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non-
advisory basis. The KCP Amencos desk does not provide investment advice.
The information set forth…
DataSet-10
EFTA01368149
1 pg
Key client Partners (KCP) products, investment ideas and solutions and related molten discussed herein ore providedfor discussion purposes only, and strictly on a non-
advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein…
DataSet-10
EFTA01358377
1 pg
The clients that we have decided we no longer want to retain
Thanks
Kind regards,
Nina Tona
Associate
Business Control Manager, Key Client Partners —Americas
Deutsche Bank Wealth Management
5022 Gate Parkway
Jacksonville, Florida 32256
Tel.
Email
KCP products and…
DataSet-10
EFTA01457722
1 pg
Key Client Partners
Deutsche Bank Securities Inc.
Tel
Mobil
Email
This communication may contain confidential and/or privileged information. If you are not the intended
recipient (or have received this communication in error) please notify the sender immediately and
destroy…
DataSet-10
EFTA01460521
1 pg
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
0ffic
Cell
E-Fax 646 808 3499
Sean Magee---11/04/2013 10:26:39 AM---Classification: Confidential Josh
- I'm sure you're many requests like this…
DataSet-10
EFTA01356643
1 pg
Verify client ID if it"s Phone call and Email
Letter of linked to the account. not acceptable. If fax
Instruction and check if that ID is Call back is required in
Schedule Setup Initial
…
DataSet-10
EFTA01375040
1 pg
Key Client Partners
Deutsche Bank Securities Inc.
Tel.
Mob
E
—Original Messai n
From: Bella Klein
Sent: Frida…
DataSet-10
EFTA01384499
1 pg
Key Client Partners (KCP) products. investment ideas and solutions and related matters discussed herein are provided for discussion purposes only.
and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth…
DataSet-10
EFTA01368799
1 pg
Key Client Partners
Deutsche Bank Securities Inc.
KCP products and services are intended and available only for persons who are sophisticated institutional
investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the…
DataSet-10
EFTA01362691
1 pg
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore providedfor discussion purposes only,
and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice.
The information set forth herein…
DataSet-10
EFTA01358425
1 pg
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed heroin are provided for discussion purposes only,
and strictly on a non-advisor; basis The KCP Americas desk does not provide investment advice.
The Information set font…
DataSet-10
EFTA01426525
2 pg
Subject: RE: Client to be fired [SC]
From: Stewart Oldfield
Date: Fri, 04 Jan 2019 13:02:36 -0500
To: Donna Kerrigan •
Classification: Strictly Confidential
There are many more accounts. List attached. Thanks
From: Donna Kerrigan
Sent: Friday, January 04…
DataSet-10
EFTA01345399
1 pg
Classification: Confidential
The client can bring a check in themselves.
Regards,
Dana H.
Dana.HugginsOdb.com
Banking Products
Deutsche Bank Trust company Americas
Private wealth management
345 Park Avenue NY, NY 10154
From: Amanda Kirby/db/dbcom
To: TheBranch Staff…
DataSet-10
EFTA01372974
1 pg
For Key Client Partner Clients or U.S. Institutional Investors. Not for Retail Distribution
Deutsche
Asset Management
Deutsche Asset Management Infrastructure
Debt Presentation: RIN II Equity
March 2018
CONFIDEN…
DataSet-10
EFTA01359917
1 pg
Tazia Smith
Director Kcy Client Partners - US
DB Secunbcs Inc
A t ie alth Ma m nt
Parscio-witr Petition
From Tazia Smdh/dbielbcom
To. "jetty E: .
Cc: …
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