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EFTA01353324
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01383537
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiX I ) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined…
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EFTA01381443
1 pg
compensation scheme becomes aware of circumstances that give rise to or increase the risk that a
compensation event might occur at a CRR credit institution, it shall notify BaFin without undue delay.
Part 4
Exclusion from the statutory compensation scheme…
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EFTA01353641
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01353642
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01368739
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01353693
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiX I ) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined…
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EFTA01390635
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01372629
1 pg
compensation scheme becomes aware of circumstances that give rise to or increase the risk that a
compensation event might occur at a CRR credit institution, it shall notify BaFin without undue delay.
Part 4
Exclusion from the statutory compensation scheme…
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EFTA01358582
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Compensation Arrangements
E. You are compensated for your investment advisory services by (check all that apply):
(1) A percentage of assets under your management
11 - I - I "MI
(2) Hourly charges
(3) Subscription fees (for a newsletter or periodic…
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EFTA01368738
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01450063
1 pg
compensation in respect of that obligation or deferred obligation as the case may be, pursuant to Section 9(h)(ii)(l)
or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above will be…
DataSet-10
EFTA01383367
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01353325
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01372627
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(1) The statutory compensation schemes shall have the functions and powers under this Act, and
in particular they shall collect the contributions of the CRR credit institutions that have been assigned to
them, they shall invest the funds as provided…
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EFTA01381439
1 pg
3 the other compensation scheme agrees to the requested assignment.
(3) BaFin may also assign CRR credit institutions to another statutory compensation scheme if all
CRR credit institutions that belong to a compensation scheme
1 have requested assignment to another…
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EFTA01359066
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recommend to the Compensation Committee which Executives shall be included in such Desk,
the allocation of Desk Points for each member of that Desk and the allocation of the Desk Bonus
Pool for that desk, and based on those recommendations…
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EFTA01378012
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stock-based compensation expense due to the modification of certain equity awards and new grants. Additionally, 2014 was impacted by a $3 9 million benefit
related to the expiration of the statute of limitations for a non-income tax matter…
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Form S-I
Table of Contras
Director Compensation for Fiscal 2014
The following table sets forth information concerning the compensation of our directors (other than directors who arc named executive
officers) for fiscal 2014.
…
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S- I/A
Table of Contents
Director Compensation for Fiscal 2014
The following table summarizes all compensation for our non-employee directors for fiscal 2014. Non-employee directors of the
Company do not receive any compensation for their service on…
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