DataSet-10
EFTA01365121
1 pg
interest rates, currency exchange rates, assets, stock prices, stock index levels, commodities or a
combination of one or more of these factors. Derivatives are normally used either as a hedging device
ores an investment vehicle. Over-the-counter (OTC) derivative…
DataSet-10
EFTA01373944
1 pg
Any interest in coming to the opening night of the US
Open next Monday? I have two tickets so you can bring
someone else if you like. Hope all is well with you.
Stew
Stewart Oldfield, CFA…
DataSet-10
EFTA01388300
1 pg
(j) Interest Rate Swap. "Interest Rate Swap" means a transaction pursuant to which one
party is required to make periodic payments of a fixed amount (or an amount calculated by applying a
fixed rate to a non-amortizing notional amount…
DataSet-10
EFTA01387645
1 pg
Note interest
Swap interest (Benchmark+ Spread)
(Benchmark+ Spread)
Note
…
DataSet-10
EFTA01735581
6 pg
CONFIDENTIALITY AND JOINT DEFENSE/COMMON INTEREST AGREEMENT
The undersigned counsel ("Counsel") and their respective Clients ("the Clients") have agreed as
follows:
1. Background
This agreement governs the confidential and privileged exchange of information and
communications among the undersigned counsel and…
DataSet-10
EFTA01450678
1 pg
One new joint checking with interest account#
One new joint MMDA account#
In Your queue#
DB Force Case# 01164326
On line Banking:-Yes
DDA
Rate Type:- 97
APY:-0.15
MMDA
Rate Type:-60
APY:0A0
Thanks.
Dlmn• Yadav
PWM…
DataSet-10
EFTA01386029
1 pg
main purpose is to protect AIG's interests in its dealing with Epstein and FTC. The agreement discusses at length the
process by which AIG, through its agent, Citibank, will deliver income notes to Epstein, the purchaser. The Subscription
Agreement…
DataSet-10
EFTA01384662
1 pg
HUBUS133 Alpha Group Capital
Subordinated Interests and Note Classes. An Underlying Fund may invest in
subordinated interests and note classes, each representing a highly leveraged investment in the
underlying reference assets. The market value of these interests or notes will…
DataSet-10
EFTA01447822
1 pg
Is this something you would be interested in exploring conceptually? We are hoping to be in a position to sham mom details in the
near future but want to have a couple of interested parties ready for detailed discussions so…
DataSet-10
EFTA01392366
1 pg
GLDUS128 Patrick Gerschel
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…
DataSet-10
EFTA01394541
1 pg
GLDUS140 Lawrence Hirsch
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…
DataSet-10
EFTA01390774
1 pg
GLDUS113 Cliff Meg
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…
DataSet-10
EFTA01354624
1 pg
GLOUSi26 Gerald Ford
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…
DataSet-10
EFTA01390125
1 pg
GLDUS138 Ian Slome
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…
DataSet-10
EFTA01386063
1 pg
plaintiffs by failing to disclose a conflict of interest and effectively "forced" the plaintiffs to keep their funds in a failing
investment. The plaintiffs claim that the defendants "served as [their] financial investment advisor and broker, as well as
providing…
DataSet-10
EFTA01393603
1 pg
GLDUSi31 BrightGroup
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability under…
DataSet-10
EFTA01391371
1 pg
GLDUS124 BBR Partners
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…
DataSet-10
EFTA01392003
1 pg
GLOUS144 Glenn Warren
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…
DataSet-10
EFTA01354193
1 pg
GLOUS143 Henry Nicholas
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…
DataSet-10
EFTA01389712
1 pg
GLDUS132 EverWatch Financial
where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio
company, there is a potential risk that the Access Fund and any portfolio company could be subject to
controlled group liability…