Found 1,000+ results for “pool” in 86ms

EFTA01372461.pdf PDF

DataSet-10 EFTA01372461 1 pg

r commodity pool operator or commodity trading advisor (whether registered or exempt from registration) (g) r futures commission merchant (h) r banking or thrift institution r trust company w r accountant or accounting firm (k) r lawyer or law firm…

EFTA01372384.pdf PDF

DataSet-10 EFTA01372384 1 pg

(O 1✓ commodity pool operator or commodity trading advisor (whether registered or exempt from registration) (9) r futures commission merchant (h) r banking or thrift institution co r trust company w r accountant or accounting firm (k) r lawyer or…

EFTA01372406.pdf PDF

DataSet-10 EFTA01372406 1 pg

1✓ commodity pool operator or commodity trading advisor (whether registered or exempt from registration) r futures commission merchant (h) r banking or thrift institution r trust company w r accountant or accounting firm (k) r lawyer or law firm r…

EFTA01372443.pdf PDF

DataSet-10 EFTA01372443 1 pg

(e) r major security-based swap participant (0 11)- commodity pool operator or commodity trading advisor (whether registered or exempt from registration) (g) r futures commission merchant (h) r banking or thrift institution (i) r trust company r accountant or…

EFTA01359065.pdf PDF

DataSet-10 EFTA01359065 1 pg

remainder of the Desk Percentage for such Investment to the General Pool, which amount would reduce the Desk Allocation Amounts to be allocated to the Desks hereunder, and (ii) if Feinberg determines that he or other Members originated or had…

EFTA01359068.pdf PDF

DataSet-10 EFTA01359068 1 pg

Points, the Desk Bonus Pools. Desk Allocation Amounts and equity value as of the departure date of an Executive, made hereunder which are made in reasonable good faith in accordance with the terms hereof shall be final, binding and conclusive…

EFTA01393600.pdf PDF

DataSet-10 EFTA01393600 1 pg

GLDUSi31 BrightGroup a number of instances in recent years in which pooled investment vehicles investing in third-party fluids have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner, the Investment…

EFTA01372452.pdf PDF

DataSet-10 EFTA01372452 1 pg

r registered security-based swap dealer r major security-based swap participant commodity pool operator or commodity trading advisor (whether registered or exempt from registration) r 1 - I -"I 1 - 1 -1 '1 …

EFTA01354621.pdf PDF

DataSet-10 EFTA01354621 1 pg

GLOUS125 Gerald Ford a number of instances in recent years in which pooled investment vehicles investing in third-party fluids have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner, the…

EFTA01386583.pdf PDF

DataSet-10 EFTA01386583 1 pg

GLDUS238 SOUTHERN FINANCIAL LLC a number of instances in recent years in which pooled investment vehicles investing in third-party funds have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner…

EFTA01390123.pdf PDF

DataSet-10 EFTA01390123 1 pg

GLDUS138 Ian Slome a number of instances in recent years in which pooled investment vehicles investing in third-party funds have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner, the…

EFTA01394137.pdf PDF

DataSet-10 EFTA01394137 1 pg

GLDUS1 29 OF Enterpnses a number of instances in recent years in which pooled investment vehicles investing in third-party funds have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner…

EFTA01354997.pdf PDF

DataSet-10 EFTA01354997 1 pg

GLDLIS126 Pacific Life Insurance Co a number of instances in recent years in which pooled investment vehicles investing in third-party fluids have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General…

EFTA01392363.pdf PDF

DataSet-10 EFTA01392363 1 pg

GLDUS128 Patrick Gerschel a number of instances in recent years in which pooled investment vehicles investing in third-party funds have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner, the…

EFTA01355383.pdf PDF

DataSet-10 EFTA01355383 1 pg

GLDUStai Greg Martin a number of instances in recent years in which pooled investment vehicles investing in third-party funds have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner, the…

EFTA01382980.pdf PDF

DataSet-10 EFTA01382980 1 pg

GLDUS238 SOUTHERN FINANCIAL LLC a number of instances in recent years in which pooled investment vehicles investing in third-party funds have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner…

EFTA01393852.pdf PDF

DataSet-10 EFTA01393852 1 pg

GLDUS137 Forrestal Capital LLC a number of instances in recent years in which pooled investment vehicles investing in third-party fluids have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner…

EFTA01354190.pdf PDF

DataSet-10 EFTA01354190 1 pg

GLOUS143 Henry Nicholas a number of instances in recent years in which pooled investment vehicles investing in third-party fluids have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner, the…

EFTA01480815.pdf PDF

DataSet-10 EFTA01480815 1 pg

…this a Hedge Fund? (Pooled investment vehicles (often No partnerships) that primarily invest financial capital of third party investors in enterprises that are too risky for the standard capital markets or bank loans.) is this a Cash Intensive business? (Cash…

EFTA01392000.pdf PDF

DataSet-10 EFTA01392000 1 pg

GLOUS144 Glenn Warren a number of instances in recent years in which pooled investment vehicles investing in third-party fluids have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r indemnification of the General Partner, the…

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