DataSet-10
EFTA01372461
1 pg
r commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
(g) r futures commission merchant
(h) r banking or thrift institution
r trust company
w r accountant or accounting firm
(k) r lawyer or law firm…
DataSet-10
EFTA01372384
1 pg
(O 1✓ commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
(9) r futures commission merchant
(h) r banking or thrift institution
co r trust company
w r accountant or accounting firm
(k) r lawyer or…
DataSet-10
EFTA01372406
1 pg
1✓ commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
r futures commission merchant
(h) r banking or thrift institution
r trust company
w r accountant or accounting firm
(k) r lawyer or law firm
r…
DataSet-10
EFTA01372443
1 pg
(e) r major security-based swap participant
(0 11)- commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
(g) r futures commission merchant
(h) r banking or thrift institution
(i) r trust company
r accountant or…
DataSet-10
EFTA01359065
1 pg
remainder of the Desk Percentage for such Investment to the General Pool, which amount would
reduce the Desk Allocation Amounts to be allocated to the Desks hereunder, and (ii) if Feinberg
determines that he or other Members originated or had…
DataSet-10
EFTA01359068
1 pg
Points, the Desk Bonus Pools. Desk Allocation Amounts and equity value as of the departure
date of an Executive, made hereunder which are made in reasonable good faith in accordance
with the terms hereof shall be final, binding and conclusive…
DataSet-10
EFTA01393600
1 pg
GLDUSi31 BrightGroup
a number of instances in recent years in which pooled investment vehicles investing in third-party fluids
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner, the Investment…
DataSet-10
EFTA01372452
1 pg
r registered security-based swap dealer
r major security-based swap participant
commodity pool operator or commodity trading advisor (whether registered or exempt from registration)
r
1 - I -"I 1 - 1 -1 '1
…
DataSet-10
EFTA01354621
1 pg
GLOUS125 Gerald Ford
a number of instances in recent years in which pooled investment vehicles investing in third-party fluids
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner, the…
DataSet-10
EFTA01386583
1 pg
GLDUS238 SOUTHERN FINANCIAL LLC
a number of instances in recent years in which pooled investment vehicles investing in third-party funds
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner…
DataSet-10
EFTA01390123
1 pg
GLDUS138 Ian Slome
a number of instances in recent years in which pooled investment vehicles investing in third-party funds
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner, the…
DataSet-10
EFTA01394137
1 pg
GLDUS1 29 OF Enterpnses
a number of instances in recent years in which pooled investment vehicles investing in third-party funds
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner…
DataSet-10
EFTA01354997
1 pg
GLDLIS126 Pacific Life Insurance Co
a number of instances in recent years in which pooled investment vehicles investing in third-party fluids
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General…
DataSet-10
EFTA01392363
1 pg
GLDUS128 Patrick Gerschel
a number of instances in recent years in which pooled investment vehicles investing in third-party funds
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner, the…
DataSet-10
EFTA01355383
1 pg
GLDUStai Greg Martin
a number of instances in recent years in which pooled investment vehicles investing in third-party funds
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner, the…
DataSet-10
EFTA01382980
1 pg
GLDUS238 SOUTHERN FINANCIAL LLC
a number of instances in recent years in which pooled investment vehicles investing in third-party funds
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner…
DataSet-10
EFTA01393852
1 pg
GLDUS137 Forrestal Capital LLC
a number of instances in recent years in which pooled investment vehicles investing in third-party fluids
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner…
DataSet-10
EFTA01354190
1 pg
GLOUS143 Henry Nicholas
a number of instances in recent years in which pooled investment vehicles investing in third-party fluids
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner, the…
DataSet-10
EFTA01480815
1 pg
…this a Hedge Fund? (Pooled investment vehicles (often No
partnerships) that primarily invest financial capital of third
party investors in enterprises that are too risky for the
standard capital markets or bank loans.)
is this a Cash Intensive business? (Cash…
DataSet-10
EFTA01392000
1 pg
GLOUS144 Glenn Warren
a number of instances in recent years in which pooled investment vehicles investing in third-party fluids
have incurred substantial losses due to sponsor misconduct. The Partnership Agreement will provide %r
indemnification of the General Partner, the…
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