DataSet-10
EFTA01369913
1 pg
and other regulatory matters: absence of litigation: real property; intellectual property matters, including
software. IT systems, and data privacy: tax matters; employee benefit plan matters; labor and employment
matters: environmental matters; material contracts: finders' and brokers' fees and expenses: the…
DataSet-10
EFTA01383750
1 pg
and other regulatory matters: absence of litigation: real property; intellectual property matters, including
software. IT systems, and data privacy: tax matters; employee benefit plan matters; labor and employment
matters: environmental matters; material contracts: finders' and brokers' fees and expenses: the…
DataSet-10
EFTA01354485
1 pg
GLOUS143 Henry Nicholas
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events":
On…
DataSet-10
EFTA01386731
1 pg
GLDUS238 SOUTHERN FINANCIAL LLC
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events…
DataSet-10
EFTA01354054
1 pg
GLDUS183 Dimension Capital Management
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events…
DataSet-10
EFTA01355597
1 pg
GLDUStal Greg Martin
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events":
On…
DataSet-10
EFTA01354916
1 pg
GLIDUSi26 Gerald Ford
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events":
On…
DataSet-10
EFTA01383185
1 pg
GLDUS238 SOUTHERN FINANCIAL LLC
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events…
DataSet-10
EFTA01394416
1 pg
GLDUS1 29 OF Enterprises
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events…
DataSet-10
EFTA01364918
1 pg
GLDUS238 SOUTHERN FINANCIAL LLC
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events…
DataSet-10
EFTA01389999
1 pg
GLDUS132 EverWatch Financial
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events":
On…
DataSet-10
EFTA01391576
1 pg
GLDUS124 BBR Partners
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events":
On…
DataSet-10
EFTA01389573
1 pg
GLDUS133 Georgetown University Endowment
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events…
DataSet-10
EFTA01390982
1 pg
GLDUS113 Cliff Meg
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events":
On…
DataSet-10
EFTA01392251
1 pg
GLOUS144 Glenn Warren
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events":
On…
DataSet-10
EFTA01394811
1 pg
GLDUS140 Lawrence Hirsch
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin Events":
On…
DataSet-10
EFTA01355119
1 pg
GLDUS126 Pacific Life Insurance Co
Changes to Certain Regulatory Matters
The section of the Memorandum under the heading "Certain Regulatory Matters" is hereby amended by
adding the following immediately after the second paragraph in the risk factor titled "MandatedDisclosure
ofCertnin…
DataSet-10
EFTA01461858
1 pg
27 June 2014
Airlines
The View (from 35,000 feet)
Regulatory Disclosures
1. Important Additional Conflict Disclosures
Aside from within this report, important conflict disclosures can also be found at https://gm.db.comlequities under the
"Disclosures Lookup- and "Legal…
DataSet-10
EFTA01461875
1 pg
27 June 2014
Airlines
The View (from 35,000 feet)
Regulatory Disclosures
1. Important Additional Conflict Disclosures
Aside from within this report, important conflict disclosures can also be found at https://gm.db.comlequities under the
"Disclosures Lookup- and "Legal…
DataSet-10
EFTA01447949
1 pg
27 June 2014
Airlines
The View (from 35,000 feet)
Regulatory Disclosures
1. Important Additional Conflict Disclosures
Aside from within this report, important conflict disclosures can also be found at https://gm.db.comlequities under the
"Disclosures Lookup- and "Legal…
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