EFTA01382723.pdf PDF
S-1/A Table of Contra' restricted stock grant in 2014 based on his contributions to our Company during 2013 as a senior advisor, which restricted stock awards vest on the later of January I, 2017 and the expiration of…
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in 46ms
EFTA01582296.pdf PDF
…INCOME YIELD % 01 3,010 DUKE ENERGY CORP 26.86000 80,848.60 3,732.40 4.617 "CSFB RATING :Restricted INDEPENDENT RATING:Not Shown PROVI…
EFTA01582227.pdf PDF
…4. 251 • CS FB RATING :Restricted IN DE PENDENT RATIN 6: Not Shown PROV IDER: Standard 6 Poor's 03 26,100 IS) FRAN KLIN RESOURCE S INC 83.96000 2,191,356…
EFTA01581785.pdf PDF
…to do so, or if CSFB's ability to do so becomes, in the reasonable opinion of CSFB, materially impaired or restricted at any time for whatever reason including, without limitation, for reasons of price or availability), then CSFB shall…
EFTA01519180.pdf PDF
…guidelines for portfolio managers: portfolio holdings may fall outside of ranges and allocations from time to time as described in the Investment Management Agreement Investment Restrictions: SEE BELOW Security Restrictions Item Category Restricted Item …
EFTA01582483.pdf PDF
…Standard 6 Poor's 03 77,541 IS) DUKE ENERGY CORP 28.40000 2,202,164.40- 96,150.84- 4.366 •CSSU RATING :Restricted INDEPENDENT RATING:Not Shown PROVI…
EFTA01582482.pdf PDF
…RATING: PROVIDER:Standard 6 Poor's 03 5,660 IS) AMGEN 75.48000 427,216.80- 'CSSU RATING :Restricted INDEPENDENT RATING:Not Shown …
EFTA01582657.pdf PDF
…Standard 6 Poor's 03 80,441 (S) DUKE ENERGY CORP 29.15000 2,344,855.15- 99,746.84- 4.254 'CSSU RATING :Restricted INDEPENDENT RATING:Not Shown PROVIDER…
EFTA01582337.pdf PDF
…6 Poor's 01 3,010 DUKE ENERGY CORP 26.48000 79,704.80 3,732.40 4.683 'CSFB RATING :Restricted INDEPENDENT RATING:Not Shown PROVIDER:Standard …
EFTA01582316.pdf PDF
…PROVIDER:Standard & Poor's 01 3,010 DUKE ENERGY CORP 27.45000 82,624.50 3,732.40 4.517 *CSFS RATING :Restricted INDEPENDENT RATING:Not Shown P…
EFTA01365485.pdf PDF
…in the case of the calendar year in which the Effective Date occurs, the Effective Date) (each, a "Discretionary Sale") and (B) the Restricted Trading Condition does not apply. For purposes of this clause (v), "Discretionary Sale Percentage" shall mean…
EFTA01612904.pdf PDF
…working with cyber security experts to craft a system designed for both security but access to digitally redacted prersonal info. 04:26:57 pin see working with the cyber security people as well as hippo. 04:27:29 pm possibly…
EFTA01364591.pdf PDF
…including without limitation securities issued by certain small or medium-sized companies), are not registered under the applicable securities laws or are contractually or otherwise restricted from resale. Such investments may be or may become illiquid (including as a result…
EFTA01382896.pdf PDF
…including without limitation securities issued by certain small or medium-sized companies), are not registered under the applicable securities laws or are contractually or otherwise restricted from resale. Such investments may be or may become illiquid (including as a result…
EFTA01354508.pdf PDF
…including without limitation securities issued by certain small or medium-sized companies), are not registered under the applicable securities laws or are contractually or otherwise restricted from resale. Such investments may be or may become illiquid (including as a result…
EFTA01374064.pdf PDF
…he or net meansar represettene hare asked for and reacted at minter .Mwh mouth enable the intik+ for ban Ms master and he or her material represent/Aye) to evaluate the Tents and rob of 4 potental evestmee.ri die…
EFTA01386505.pdf PDF
…including without limitation securities issued by certain small or medium-sized companies), are not registered under the applicable securities laws or are contractually or otherwise restricted from resale. Such investments may be or may become illiquid (including as a result…
EFTA01353739.pdf PDF
…including without limitation securities issued by certain small or medium-sized companies), are not registered under the applicable securities laws or are contractually or otherwise restricted from resale. Such investments may be or may become illiquid (including as a result…
EFTA01354077.pdf PDF
…including without limitation securities issued by certain small or medium-sized companies), are not registered under the applicable securities laws or are contractually or otherwise restricted from resale. Such investments may be or may become illiquid (including as a result…
EFTA01378966.pdf PDF
…to exist or the listing exchange restricts or suspends trading in the option. • I am aware that the Exchanges have established restrictions on certain opening purchase and sale transactions on the Exchanges which are considered to be restricted options. 2…