…of investors listed in the First Addendum (the 'Addendum") to the Securities Law, ("Sophisticated Investors"), namely joint investment funds or mutual trust funds. provident funds, insurance companies, banking corporations (purchasing Interests for themselves or for clients who are Sophisticated Investors)…
…of investors listed in the First Addendum (the 'Addendum") to the Securities Law, ("Sophisticated Investors"), namely joint investment funds or mutual trust funds. provident funds, insurance companies, banking corporations (purchasing Interests for themselves or for clients who are Sophisticated Investors)…
…policyholders whose premiums are used to fund the account principally to Restricted Persons, or, if a general account, the insurance company does not limit its policyholders principally to Restricted Persons. 4. a corporation, par…
…transactions with respect to, and.trade in stocks (common or preferred), bonds, notts,.:obligations (secured or unsecured), securities of open-end and closed-end investment companies and common trust funds, other securities (issued or to be issued), commodi0es, futures, options…
…trust or other entity beneficially owned by one or both of them immediately prior to my death, including, but not limited to, Harlequin Dane, LLC, a Florida limited liability company, or its successor entities. Said funds shall be distributed to…
…the tax year under the Investment Company Act of not exempt from backup withholding for payments made in settlement of payment 1940 card or third party network transactions. I —A common trust fund as defined in section 584(a) Note…
…UFCW International Union—Industry Pension Green Green No No Fund 516055922-001 6/30/2014 6/30/2013 6/30/2013 6/302012 Implemented Retail Food Employers and UFCW Local 711 Pensi…
…UFCW 5/19/2013 Local 711 Pension Trust Fund to $ 1.7 $ 1.6 $ 1.5 No 3/1/2015 3 2 3/1/2015 98% Centra…
…the tax year under the Investment Company Act of not exempt from backup withholding for payments made in settlement of payment 1940 card or third party network transactions. I —A common trust fund as defined in section 584(a) Note…
…trust or other entity beneficially owned by one or both of them immediately prior to my death, including, but not limited to, Harlequin Dane, LLC, a Florida limited liability company, or its successor entities. Said funds shall be distributed to…
…Group and also the Portfolio Manager of the Tax-Exempt Common Trust Fund. Mr. Pollack has over 25 years of experience in tax-exempt portfolio management and credit analysis with Global Markets and Private Banking. He joined Bankers Trust (now …
…is not a plan referred to in paragraph (a)(1Xi)(D) or (a)( I XiXE) of Rule 144A or a trust fund referred to in paragraph (aX1)(i)F) of Rule 144A that holds the assets of such a plan…
…AND • a plan referred to in paragraph (aX1XD) or (a)(IXE) of Rule 144A, or a trust fund referred to in paragraph (aXI)(F) of Rule 144A that holds the assets of such a plan, will only be deemed to…
…AND • a plan referred to in paragraph (aX1XD) or (a)(IXE) of Rule 144A, or a trust fund referred to in paragraph (aXI)(F) of Rule 144A that holds the assets of such a plan, will only be deemed to…
…Fund 236209656-001 30-Jun Red Red Implemented 7 7 7 Yes Yes UFCW International Union —Industry Pension Fund 516055922-031 30-Jun Green Green No 4 4 …
…the Portfolio Manager of the Tax-Exempt Common Trust Fund. Mr. Pollack has over 25 years of experience in tax-exempt portfolio management and credit analysis with Global Markets and Private Banking. He joined Bankers Trust (now Deutsche Asset & Wealth…
…3) Cash and cash equivalents(1) $ 6.8 $ 6.8 $ — $ — Domestic common stock(2) 25.2 25.2 — — Common collective trust funds(3)…
…is not a plan referred to in paragraph (a)(1Xi)(D) or (a)( I XiXE) of Rule 144A or a trust fund referred to in paragraph (aX1)(i)F) of Rule 144A that holds the assets of such a plan…
…6.5. Not Responsible for Recitals or Issuance of Securities 112 Section 6.6. May Hold Securities 112 Section 6.7. Funds Held in Trust 112 …
…Grantor shall lend trust funds to herself, or to her relative, employer, employee, partner. or other business associate. Section 4.4.- Administmthe Powers Except as otherwise provided in this Agreement. my Trustee has the power with respect to each trust: …
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