Found 570 results for “financial interest” in 610ms

EFTA00223932.pdf PDF

DataSet-9 EFTA00223932 6 pg

…or your Ethics Advisor. I acknowledge my ongoing responsibility to be aware of the potential for conflict or the appearance of a conflict and to disclose any financia…

EFTA01074078.pdf PDF

DataSet-9 EFTA01074078 3 pg

…or hold a financial interest, directly or indirectly, in any business entity, transaction or business endeavor that would create a conflict between the IPI staff member's duty to uphold the public trust and the individual's private interest. 5…

EFTA00187038.pdf PDF

DataSet-9 EFTA00187038 12 pg

… conflict or the appearance of a conflict and to disclose any financial or personal interest as described above that would become involved in or be affected by the …

EFTA00039156.pdf PDF

DataSet-9 EFTA00039156 34 pg

…to disqualify himself or herself from participation in any matter that will have a direct and predictable effect on the financial interests of the person with whom he/she is negotiating. When an employee is not actually negotiating for employment…

EFTA01088149.pdf PDF

DataSet-9 EFTA01088149 18 pg

…its affiliates or subsidiaries held other significant financial interests in this company/entity as of last month's end (or the prior month's end if this report is dated less than 10 working days after the most recent month…

EFTA01177210.pdf PDF

DataSet-9 EFTA01177210 17 pg

…its affiliates or subsidiaries held other significant financial interests in this company/entity as of last month's end (or the prior month's end if this report is dated less than 10 working days after the most recent month…

EFTA01088132.pdf PDF

DataSet-9 EFTA01088132 17 pg

…its affiliates or subsidiaries held other significant financial interests in this company/entity as of last month's end (or the prior month's end if this report is dated less than 10 working days after the most recent month…

EFTA00397019.pdf PDF

DataSet-9 EFTA00397019 2 pg

…contained herein is neither an offer to sell nor a solicitation with respect to the purchase or sale of any security, interest or financial service. JAT Capital Management, cannot give any assurances that this e-mail or any attachments are…

EFTA00406517.pdf PDF

DataSet-9 EFTA00406517 2 pg

…copies of this communication immediately. Any information contained herein is neither an offer to sell nor a solicitation with respect to the purchase or sale of any security, interest or financial service. JAT Capital Management, III. cannot give any assurances…

EFTA01108922.pdf PDF

DataSet-9 EFTA01108922 14 pg

LDB 2011 Financial Summary EFTA01108922 ASSET SUMMARY 12131111* Leon & Debra Black LDB 2011 LLC 1997 Black Family Trust 2006 Trust Judah 2009 Trust Black Family Partners 6.8% interest in…

EFTA00236130.pdf PDF

DataSet-9 EFTA00236130 16 pg

…If a Financial Advisor does not qualify for the UBS PartnerPlus Plan, any deferred awards will be credited to the Deferred Award Plan. Both plans credit interest on a tax-deferred basis at a "turbo" rate for a certain period…

EFTA01071514.pdf PDF

DataSet-9 EFTA01071514 32 pg

…2011 Article 1. Foreign Policy America's Pacific Century Hillary Clinton Article 2. The Financial Times Don't be blind to Erdogan's flaws Gideon Rachman Article 3. Today's Zaman The roots of Israel's right-wing rage Tuncay…

EFTA00587880.pdf PDF

DataSet-9 EFTA00587880 32 pg

…2011 Article 1. Foreign Policy America's Pacific Century Hillary Clinton Article 2. The Financial Times Don't be blind to Erdogan's flaws Gideon Rachman Article 3. Today's Zaman The roots of Israel's right-wing rage Tuncay…

EFTA01169947.pdf PDF

DataSet-9 EFTA01169947 32 pg

…2011 Article 1. Foreign Policy America's Pacific Century Hillary Clinton Article 2. The Financial Times Don't be blind to Erdogan's flaws Gideon Rachman Article 3. Today's Zaman The roots of Israel's right-wing rage Tuncay…

EFTA00950385.pdf PDF

DataSet-9 EFTA00950385 2 pg

…Update - Date: Tue, 21 Nov 2017 16:49:10 +0000 Attachments: Tego_Shareholder_Update_11-17_FINAL.pdf Inline-Images: image.001.png Is this something of interest? What should Noam do about the other private investments and the statute…

EFTA00826465.pdf PDF

DataSet-9 EFTA00826465 7 pg

…bond at 104.30 with accrued interest total investment of $2,002,329.51 Let me know total whenever you hear. Best, Andrew Andrew S. Atlas First Vice President Equity Sales/Middle Markets Group Financial Advisor Morgan Stanley Wealth Management…

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