Found 372 results for “regulatory” in 233ms

EFTA00590685.pdf PDF

DataSet-9 EFTA00590685 15 pg

LedgerX Options Exchange + Bitcion Clearinghouse: Series B Confidential O March 2016 Ledger% LLC EFTA00590685 LedgerX: Regulatory Know-How Board of Directors Management Team Investors …

EFTA01110414.pdf PDF

DataSet-9 EFTA01110414 15 pg

LedgerX Options Exchange + Bitcion Clearinghouse: Series B Confidential O March 2016 Ledger% LLC EFTA01110414 LedgerX: Regulatory Know-How Board of Directors Management Team Investors …

EFTA00236102.pdf PDF

DataSet-9 EFTA00236102 2 pg

…UBS Financial Services Inc. (the Firm) is subject to regulatory requirements that prohibit the allocation of IPOs of equity securities to accounts owned by certain people. In order for the Firm to determine whether you and all account holders for…

EFTA00830915.pdf PDF

DataSet-9 EFTA00830915 2 pg

…Bitcoin guys out there (basically the walking bitcoin encyclopedia). Two of the founders are MIT alums/GS alums and they have good talent on the regulatory side. What I've heard is that Coinbase is trying to acquire them because…

EFTA01202531.pdf PDF

DataSet-9 EFTA01202531 1 pg

…with the administrator's files on a daily basis • Assist the accounting team in completing Form PF and other regulatory filings • Train two new associates and an intern regarding many month-end responsibilities • Work with the marketing and compliance teams…

EFTA01256232.pdf PDF

DataSet-9 EFTA01256232 1 pg

…Take, for instance, the debate that surrounded the Volcker rule -- the regulatory reform component that curtailed proprietary trading at U.S. banks and limited their investments in private equity firms and hedge funds. As Wolffe reports: [Summers') doubts sat there…

EFTA00424106.pdf PDF

DataSet-9 EFTA00424106 1 pg

…valid for Money-Back Guarantee or delay claim purposes. Shipments delayed because of Customs or other regulatory delays are not subject to refund or credit under FedEx Money-Back Guarantee Policy. Please see FedEx Service Guide for terms and conditions…

EFTA00805930.pdf PDF

DataSet-9 EFTA00805930 53 pg

…GENERAL PARTNER (AS DEFINED HEREIN) HAS CONSENTED THERETO. NEITHER THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE REGULATORY AUTHORITY HAS APPROVED OR DISAPPROVED THIS AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OR THE LIMITED PARTNERSHIP INTERESTS PROVIDED FOR HEREIN…

EFTA01088484.pdf PDF

DataSet-9 EFTA01088484 58 pg

…11 5.2 Allocation of Ordinary Income and Ordinary Loss 13 5.3 Reallocation of Contingent Losses 13 5.4 Special Allocations 4-314 5.5 Regulatory Allocations 4.314…

EFTA00645278.pdf PDF

DataSet-9 EFTA00645278 3 pg

…and 1.5% in 2017 as flatter curve pressures NIM. Execution on expense initiatives continued this quarter, and could provide a tailwind to estimates if BK is able to self-fund growth plans amidst higher regulatory costs. With expense saves…

EFTA00591691.pdf PDF

DataSet-9 EFTA00591691 57 pg

…or Loss 11 5.2 Allocation of Ordinary Income and Ordinary Loss 13 5.3 Reallocation of Contingent Losses 13 5.4 Special Allocations 14 5.5 Regulatory Allocations …

EFTA00711149.pdf PDF

DataSet-9 EFTA00711149 2 pg

…in a new kind of market cycle we're calling The Tortoise and the Hare. The tortoise is the One Bryant Park, 28th Floor global economy (and lagging regulatory framework), New York, NY 10036 the hare the pace of innovation…

EFTA01153933.pdf PDF

DataSet-9 EFTA01153933 10 pg

…and valuation trends. VC Experts has compiled this intense level of data from Federal and State regulatory filings as well as strategic partners to aid in better transparency of private company information. AliphCom AKA: Jawbone, the company develops…

EFTA00830911.pdf PDF

DataSet-9 EFTA00830911 2 pg

…encyclopedia). Two of the founders are MIT alums/GS alums and they have good talent on the regulatory side. What I've heard is that Coinbase is trying to acquire them because they are short on operational money now, so…

EFTA01153943.pdf PDF

DataSet-9 EFTA01153943 6 pg

…VC Experts has compiled this intense level of data from Federal and State regulatory filings as well as strategic partners to aid in better transparency of private company information. Spotify USA Inc. The Company provides on-demand streaming of audio…

EFTA00830913.pdf PDF

DataSet-9 EFTA00830913 2 pg

…Bitcoin guys out there (basically the walking bitcoin encyclopedia). Two of the founders are MIT alums/GS alums and they have good talent on the regulatory side. What I've heard is that Coinbase is trying to acquire them because…

EFTA01181670.pdf PDF

DataSet-9 EFTA01181670 1 pg

…with the administrator's files on a daily basis • Assist the accounting team in completing Form PF and other regulatory filings • Train two new associates and an intern regarding many month-end responsibilities • Work with the marketing and compliance teams…

EFTA00805983.pdf PDF

DataSet-9 EFTA00805983 53 pg

…GENERAL PARTNER (AS DEFINED HEREIN) HAS CONSENTED THERETO. NEITHER THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE REGULATORY AUTHORITY HAS APPROVED OR DISAPPROVED THIS AMENDED AND RESTATED LIMITED PARTNERSHIP AGREEMENT OR THE LIMITED PARTNERSHIP INTERESTS PROVIDED FOR HEREIN…

EFTA00316397.pdf PDF

DataSet-9 EFTA00316397 1 pg

…including tax related information, from their clients. Deutsche Bank collects this information to comply with certain local and international regulatory requirements that are designed. among other things, to foster and support a tax compliant environment. Although these requirements are not…

EFTA01128556.pdf PDF

DataSet-9 EFTA01128556 15 pg

…Our clearinghouse has built a bridge between Bitcoin and the traditional financial system, and regulatory approval will activate this bridge. © October 2015 LedgerX Confidential 2 …

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