DataSet-10
EFTA01358682
1 pg
(e) Is the auditing firm registered with the Public Company Accounting Oversight Board?
(t) If "yes" to (e) above, is the auditing firm subject to regular inspection by the Public Company Accounting Oversight Board in C
accordance with its rules…
DataSet-10
EFTA01394349
1 pg
GLDUS129 OF Enterprises
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…
DataSet-10
EFTA01389929
1 pg
GLDUS132 EverWatch Financial
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…
DataSet-10
EFTA01390933
1 pg
GLDUS113 Cliff IIlig
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…
DataSet-10
EFTA01392192
1 pg
GLDUS144 Glenn Warren
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…
DataSet-10
EFTA01381261
1 pg
Form S-1
Table of Contents
• comply with any requirement that may he adopted by the Public Company Accounting Oversight Board, or the PCAO13.
regarding mandatory audit firm rotation or a supplement to the independent registered public accounting firm's…
DataSet-10
EFTA01373508
1 pg
WheelTug
Arfl ...IP WheelTug Program Team
With WheelTug or parent since 1992. Oversight of Systems & finance Former Commercial Director of
)
development, finance, and strategy. Responsible for …
DataSet-10
EFTA01392554
1 pg
GLOUS128 Patrick Gerschel
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…
DataSet-10
EFTA01355542
1 pg
GLDUS141 Greg Martin
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…
DataSet-10
EFTA01354844
1 pg
GLDUS125 Gerald Ford
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…
DataSet-10
EFTA01354413
1 pg
GLDUS143 Henry Nicholas
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…
DataSet-10
EFTA01400770
2 pg
…0500
To: Arush Jain <
Cc: Aracely Sanchez < >,
Debra Jasper a>,
GTO-PWM-Banking Exception-Check-Processing
Oversight Control < >
Classification: For internal use only
Please waive fee
Best,
Amanda Kirby
(Embedded image moved to file: pic18167…
DataSet-9
EFTA01153650
3 pg
…2015
Estate Manager New York NY (UES)
Operational Functions:
• Ilistoric 15,000sqtt ultra-modern estate on Manhattan's Upper East Side
• Coordinated and supervised staff of 8 on-site employees in a formal to semi-formal environment
• Extens…
DataSet-10
EFTA01364510
1 pg
GLOUS238 SOUTHERN FINANCIAL LLC
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight…
DataSet-10
EFTA01384688
1 pg
…and subject to regular inspection by, the Public Company
Accounting Oversight Board, and requires that the Partnership distribute its audited financial
statements to all investors within 120 days of the end of its fiscal year.
Each of the Underlying Funds…
DataSet-10
EFTA01405240
6 pg
…Jul 2014 13:10:59 -0400
To:
Classification: Confidential
Rich -- Here is the confirmation for this wire. Apologies again for the
oversight. Let me know if you need anything else
Best,
Amanda Kirby
Amanda Kirby
Deutsche Bank Trust Company Americas…
DataSet-10
EFTA01353983
1 pg
GLDUS183 Dimension Capital Management
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight…
DataSet-10
EFTA01393468
1 pg
GLDUS130 Aspen Grove Capital. LLC
Additional Disclosures Regarding Certain Risk Factors
The risks associated with investing in a private equity fund generally include:
• Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same…
DataSet-10
EFTA01377998
1 pg
Prior to completion of this offering. IAC has provided to us significant corporate and shared services related to corporate functions, such as executive oversight,
risk management, information technology, accounting, audit, legal. investor relations, tax. treasury and other services. Following this…
DataSet-10
EFTA01358620
1 pg
(f) If "yes" to (e) above, is the auditing firm subject to regular inspection by the Public Company Accounting Oversight Board in r
accordance with its rules?
…
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