Found 1,000+ results for “oversight” in 62ms

EFTA01358682.pdf PDF

DataSet-10 EFTA01358682 1 pg

(e) Is the auditing firm registered with the Public Company Accounting Oversight Board? (t) If "yes" to (e) above, is the auditing firm subject to regular inspection by the Public Company Accounting Oversight Board in C accordance with its rules…

EFTA01394349.pdf PDF

DataSet-10 EFTA01394349 1 pg

GLDUS129 OF Enterprises Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…

EFTA01389929.pdf PDF

DataSet-10 EFTA01389929 1 pg

GLDUS132 EverWatch Financial Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…

EFTA01390933.pdf PDF

DataSet-10 EFTA01390933 1 pg

GLDUS113 Cliff IIlig Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…

EFTA01392192.pdf PDF

DataSet-10 EFTA01392192 1 pg

GLDUS144 Glenn Warren Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…

EFTA01381261.pdf PDF

DataSet-10 EFTA01381261 1 pg

Form S-1 Table of Contents • comply with any requirement that may he adopted by the Public Company Accounting Oversight Board, or the PCAO13. regarding mandatory audit firm rotation or a supplement to the independent registered public accounting firm's…

EFTA01373508.pdf PDF

DataSet-10 EFTA01373508 1 pg

WheelTug Arfl ...IP WheelTug Program Team With WheelTug or parent since 1992. Oversight of Systems & finance Former Commercial Director of ) development, finance, and strategy. Responsible for …

EFTA01392554.pdf PDF

DataSet-10 EFTA01392554 1 pg

GLOUS128 Patrick Gerschel Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…

EFTA01355542.pdf PDF

DataSet-10 EFTA01355542 1 pg

GLDUS141 Greg Martin Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…

EFTA01354844.pdf PDF

DataSet-10 EFTA01354844 1 pg

GLDUS125 Gerald Ford Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…

EFTA01354413.pdf PDF

DataSet-10 EFTA01354413 1 pg

GLDUS143 Henry Nicholas Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight and…

EFTA01400770.pdf PDF

DataSet-10 EFTA01400770 2 pg

…0500 To: Arush Jain < Cc: Aracely Sanchez < >, Debra Jasper a>, GTO-PWM-Banking Exception-Check-Processing Oversight Control < > Classification: For internal use only Please waive fee Best, Amanda Kirby (Embedded image moved to file: pic18167…

EFTA01153650.pdf PDF

DataSet-9 EFTA01153650 3 pg

…2015 Estate Manager New York NY (UES) Operational Functions: • Ilistoric 15,000sqtt ultra-modern estate on Manhattan's Upper East Side • Coordinated and supervised staff of 8 on-site employees in a formal to semi-formal environment • Extens…

EFTA01364510.pdf PDF

DataSet-10 EFTA01364510 1 pg

GLOUS238 SOUTHERN FINANCIAL LLC Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight

EFTA01384688.pdf PDF

DataSet-10 EFTA01384688 1 pg

…and subject to regular inspection by, the Public Company Accounting Oversight Board, and requires that the Partnership distribute its audited financial statements to all investors within 120 days of the end of its fiscal year. Each of the Underlying Funds…

EFTA01405240.pdf PDF

DataSet-10 EFTA01405240 6 pg

…Jul 2014 13:10:59 -0400 To: Classification: Confidential Rich -- Here is the confirmation for this wire. Apologies again for the oversight. Let me know if you need anything else Best, Amanda Kirby Amanda Kirby Deutsche Bank Trust Company Americas…

EFTA01353983.pdf PDF

DataSet-10 EFTA01353983 1 pg

GLDUS183 Dimension Capital Management Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same oversight

EFTA01393468.pdf PDF

DataSet-10 EFTA01393468 1 pg

GLDUS130 Aspen Grove Capital. LLC Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limited Regulatory Oversight - Since private equity funds are typically private investments, they do not face the same…

EFTA01377998.pdf PDF

DataSet-10 EFTA01377998 1 pg

Prior to completion of this offering. IAC has provided to us significant corporate and shared services related to corporate functions, such as executive oversight, risk management, information technology, accounting, audit, legal. investor relations, tax. treasury and other services. Following this…

EFTA01358620.pdf PDF

DataSet-10 EFTA01358620 1 pg

(f) If "yes" to (e) above, is the auditing firm subject to regular inspection by the Public Company Accounting Oversight Board in r accordance with its rules? …

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