Portfolio Holdings Disclosures (continued) Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares…
Portfolio Holdings Disclosures Pricing This section includesthe net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices. unless otherwise noted. have been obtained…
Portfolio Holdings Disclosures (continued) Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares…
Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business Day following the date on which both parties are aware that representation given in Section 1.2 above was incorrect or…
Portfolio Holdings Disclosures Pricing This section includesthe net market value of the securities in your account on a settlement date basis, including short positions. at the close of the statement period. The market prices. unless otherwise noted. have been obtained…
Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Bas…
Portfolio Investment: Waste-to-Energy Company Financing of leading waste-to-energy company Transaction Summary …
Portfolio Investment: Wind Portfolio Utility scale, contracted wind power portfolio financing Transaction Summary …
Portfolio Holdings (continued) Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after…
Portfolio Holdings (continued) Unrealised Estimated Estimated Date /moulted Quantity Unit OA Cost Bads Market Pri…
Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business Day following the date on which both parties are aware that representation given in Section 1.2 above was incorrect or…
RIN Portfolio Liquidity RIN's Markit Liquidity Score is comparable to the average BSL Markit Liquidity Score Markit Liquidity Scores: RIN, Broadly Syndicated Loan (BSL), and Middle Market (MM) Percentage of Portfolio (%) …
Strategy Drivers and Portfolio Construction Urban Development / Redevelopment Suburban Development / Multi and SF Rental ■ Acquire sites in up-and-coming urban areas, ■ Acquire parcels to develop single-family rental develop lease-up residential or commercial subdivisions in larger…
HUBUS133 Alpha Group Capital portfolio, as well as the concentration of the portfolio in any particular investment asset, strategy or market. Although Hudson Bay Capital attempts to mitigate risk in the Multi- Strat Funds by hedging at the position, strategy…
RIM Pumas Portfolio VieOtte Overview • The Pottfobo is a 5% Validity-I noted Paft14/ 40 wth weights to the underlying oriel systenaboaty ack/Med based on a nsk-weighted (Equal Risk Contribution) aRocaton methodology, Risk-Weighting • The weights for the…
Subject: Re: discretionary portfolio mgmt [I] From: Andrew King ‹ > Date: Fri, 27 Oct 2017 12:59:54 -0400 To: Stewart Oldfield ‹ > Hawkes Bay is not ready for distribution. We could send him Alkeon now. I've copied Nate…
Multi-Asset Risk Premia Portfolio Portfolio Construction OVERVIEW ■ The Portfolio is a Volatility-Targeted Portfolio with weights to the underlying systematically rebalanced based on an Equal Risk Contribution allocation methodology. RISK-WEIGHTING ■ The weights for the basket of…
Cash Equity Risk Premia Portfolio TV5 Bloomberg: DBGLRP5U Historical Performance Performance …
Investment Process: Investing and Portfolio Monitoring The Portfolio Advisor will primarily pursue a hold-to-maturity strategy' Investing and Portfolio …
Cash Equity Risk Premia Portfolio Volatility Targeting ■ With the aim of stabilizing the volatility of the Risk-weighted portfolio of Cash Equity Premia and also to create an index with a volatility comparable to a diversified hedge fund portfolio…