Found 432 results for “regulatory” in 51ms

EFTA01365223.pdf PDF

DataSet-10 EFTA01365223 1 pg

SECURITIES AND EXCHANGE COMMISSION, ANY STATE SECURITIES REGULATORY AUTHORITY OR ANY OTHER U.S. REGULATORY AUTHORITY HAS APPROVED OR DISAPPROVED THE SECURITIES OR PASSED UPON OR ENDORSED THE MERITS OF THIS OFFERING CIRCULAR. ANY REPRESENTATION TO THE CONTRARY IS A…

EFTA01354217.pdf PDF

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GLOUS143 Henry Nicholas Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional…

EFTA01392386.pdf PDF

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GLDUS128 Patrick Gerschel Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional…

EFTA01390791.pdf PDF

DataSet-10 EFTA01390791 1 pg

GLDUS113 Cliff Meg Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional…

EFTA01389736.pdf PDF

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GLDUS132 EverWatch Financial Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional…

EFTA01392026.pdf PDF

DataSet-10 EFTA01392026 1 pg

GLOUS144 Glenn Warren Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional…

EFTA01394562.pdf PDF

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GLDUS140 Lawrence Hirsch Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional…

EFTA01453157.pdf PDF

DataSet-10 EFTA01453157 1 pg

Are you an employee or related to an employee of Financial Industry Regulatory Authority/other self-regulatory organization? ❑ Yes ❑ No If Yes, list person and organization: Is any owner now, or has any owner ever been, a senior…

EFTA01390142.pdf PDF

DataSet-10 EFTA01390142 1 pg

Ian Stoma Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional documentation…

EFTA01391385.pdf PDF

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GLDUS124 BBR Partners Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional…

EFTA01354648.pdf PDF

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GLOUS125 Gerald Ford Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide additional…

EFTA01394162.pdf PDF

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GLDUS1 29 OF Enterpnses Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide…

EFTA01353832.pdf PDF

DataSet-10 EFTA01353832 1 pg

GLDUS183 Dimension Capital Management Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide…

EFTA01355006.pdf PDF

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GLDLIS126 Pacific Life Insurance Co Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to…

EFTA01391721.pdf PDF

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GLDUS142 Ironsides Asset Mgmt Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide…

EFTA01389311.pdf PDF

DataSet-10 EFTA01389311 1 pg

GLDUS133 Georgetown University Endowment Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide…

EFTA01364731.pdf PDF

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GLDUS238 SOUTHERN FINANCIAL LLC Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide…

EFTA01386603.pdf PDF

DataSet-10 EFTA01386603 1 pg

GLDUS238 SOUTHERN FINANCIAL LLC Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide…

EFTA01393618.pdf PDF

DataSet-10 EFTA01393618 1 pg

GLDLISt 31 Bright Group Furthermom, in response to increased regulatory concerns with respect to the sources of funds used in investments and other activities, the Glendower GP may request the Access Fund in its capacity as limited partner to provide…

EFTA01452149.pdf PDF

DataSet-10 EFTA01452149 1 pg

…legal, tax, regulatory or other status of such Limited Partner or investor or one or more of its beneficial owners. 13.14 VAT. All amounts payable pursuant to this Agreement shall unless otherwise stated be exclusive of any VAT thereon…

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