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EFTA01353324
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compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01383537
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiX I ) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined…
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EFTA01381443
1 pg
compensation scheme becomes aware of circumstances that give rise to or increase the risk that a
compensation event might occur at a CRR credit institution, it shall notify BaFin without undue delay.
Part 4
Exclusion from the statutory compensation scheme…
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EFTA01353641
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01353693
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiX I ) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined…
DataSet-10
EFTA01390635
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01372629
1 pg
compensation scheme becomes aware of circumstances that give rise to or increase the risk that a
compensation event might occur at a CRR credit institution, it shall notify BaFin without undue delay.
Part 4
Exclusion from the statutory compensation scheme…
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EFTA01358582
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Compensation Arrangements
E. You are compensated for your investment advisory services by (check all that apply):
(1) A percentage of assets under your management
11 - I - I "MI
(2) Hourly charges
(3) Subscription fees (for a newsletter or periodic…
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EFTA01368738
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
DataSet-10
EFTA01450063
1 pg
compensation in respect of that obligation or deferred obligation as the case may be, pursuant to Section 9(h)(ii)(l)
or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above will be…
DataSet-10
EFTA01383367
1 pg
compensation in respect of that obligation or deferred obligation, as the case may be, pursuant to Section
9(hXiiXI) or (2), as appropriate. The fair market value of any obligation referred to in clause (b) above
will be determined as…
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EFTA01148071
1 pg
NES COMPENSATION & BENEFITS
2004 2005 2007 2008 2009 2010 J 2011 2012
Job Fontanilla Hire date: 2/1/1992
Salary 43,000 48,000 52,000 60,000 60,000 54,000 54,000 60,000 60,000
Bonus 5…
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EFTA01192027
1 pg
NES COMPENSATION & BENEFITS I I
•
2004 2005 1 i 2006
I
2007
…
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EFTA01381440
1 pg
section 30 if a compensation event occurs.
(2) The obligation to pay extraordinary contributions and make extraordinary payments shall only
apply to CRR credit institutions that were already assigned to the statutory compensation scheme at the
beginning of the contribution…
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EFTA01372627
1 pg
(1) The statutory compensation schemes shall have the functions and powers under this Act, and
in particular they shall collect the contributions of the CRR credit institutions that have been assigned to
them, they shall invest the funds as provided…
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EFTA01381439
1 pg
3 the other compensation scheme agrees to the requested assignment.
(3) BaFin may also assign CRR credit institutions to another statutory compensation scheme if all
CRR credit institutions that belong to a compensation scheme
1 have requested assignment to another…
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EFTA01353683
1 pg
(h) Interest and Compensation.
Prior to Early Termination. Prior to the occurrence or effective designation of an Early
(a)
Termination Date in respect of the relevant Transaction:—
(I) Interest on Defaulted Payments. If a party defaults in t…
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EFTA01377749
1 pg
S-I/A
compensation committee will receive an annual fee of $5,000; and
• the chairman of our nominating and corporate governance committee will receive an annual fee of $10,000, and other
members of our nominating and corporate governance…
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EFTA01381436
1 pg
(1) A compensation event within the meaning of this Act occurs if BaFin determines that
1. a CRR credit institution is unable for the time being, for reasons that are directly related to its
financial circumstances, to repay deposits that…
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EFTA01353634
1 pg
(h) Interest and Compensation.
(I) Prior to Early Termination. Prior to the occurrence or effective designation of an Early
Termination Date in respect of the relevant Transaction:—
(1) Interest on Defaulted Payments. If a party defaults in the performance of…
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