DataSet-9
EFTA00730017
1 pg
Seller Procedures for MTN Contract Transactions March 1, 2009
Please take note that the following is important information for Buyer's Representatives and Buyers to
carefully take into account in order to save time and avoid wasted effort.
1. Seller…
DataSet-10
EFTA01416378
2 pg
IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT
USA PATRIOT Act Section 326 Customer Identification Program
To help the government fight the funding of terrorism and money laundering
activities, pursuant to Federal regulations that became effective on October
1…
DataSet-10
EFTA01375844
1 pg
IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW
ACCOUNT
USA PATRIOT Act Section 326 Customer Identification Program
To help the government fight the funding of terrorism and money laundering activities, pursuant to Federal
regulations that became effective on October I…
DataSet-10
EFTA01383722
1 pg
Mobileye in accordance with applicable Dutch procedures, such that a depositary on behalf of non-
tendering Mobileye shareholders will, immediately following the consummation of the Asset Sale.
receive the Offer Consideration (without interest and less applicable withholding taxes) (the "Second…
DataSet-10
EFTA01369874
1 pg
Mobileye in accordance with applicable Dutch procedures, such that a depositary on behalf of non-
tendering Mobileye shareholders will, immediately following the consummation of the Asset Sale.
receive the Offer Consideration (without interest and less applicable withholding taxes) (the "Second…
DataSet-10
EFTA01384536
1 pg
HUBUS133 Alpha Group Capital
policies and procedures may change from time to time and may differ materially from those
described below and exceptions from the methodology set forth below may occur from
time to time as determined by Hudson Bay…
DataSet-9
EFTA00521158
6 pg
I BIG E&V
Palais Sturan
Quick information on the procedure of the current sale
(Extract from the tender conditions)
1.6 Excerpt of land register
GRUNDBUCH 01004 Innere Stadt EINLAGEZAHL 1098
BEZIRKSGERICHT Innere Stadt Wien
*********************************…
DataSet-10
EFTA01384682
1 pg
HUBUS133 Alpha Group Capital
Proxy Voting Policies and Procedures
In compliance with Rule 206(4)-6 under the Advisers Act, the Management Company has
adopted proxy voting policies and procedures. The Management Company's proxy voting policy
is overseen and…
DataSet-10
EFTA01372580
1 pg
2016 AFC AML Advisory
Enhanced Due Diligence ("EDD") and Event Driven Review ("EDR")
Key Operating Procedures
1. Obtain and review collected documentation and information from either Global
Markets or Corporate Finance Client On-Boarding ("GM/CF COB")
…
DataSet-10
EFTA01903652
1 pg
To:
From: Jeffrey Epstein
Sent: Tue 2/19/2013 9:29:37 PM
Subject: Re: GIV contract procedure
Dennis , we arc still apart offering 5.9. and you arc at 6.1/ I have spoken to mr Epstein and
on…
DataSet-10
EFTA01358778
1 pg
your related person?
99%
Include only those assets where (i) such person carried out the valuation procedure established for that asset, if any, including obtaining any
relevant quotes, and (ii) the valuation used for purposes of investor subscriptions, redemptions or…
DataSet-9
EFTA00214986
1 pg
…Sep 2007 14:51:40 +0000
Importance: Normal
— Bert's firm has raised a number of good questions about how they are going to get paid and setting up a
procedure that avoids any conflict of interest with their clients…
DataSet-9
EFTA00750238
2 pg
…02 Jun 2010 11:31:51 +0000
Hello Rich!
How are you?
Can you tell me step by step money transfer procedure?
I will transfer it from Raiffeisen bank, russian account.
Thank you in advance,
2009/9/17 Rich Kahn…
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EFTA01381433
1 pg
…149).
Chapter 3
Compensation procedure
Section 12 Notification of the depositors that the compensation event has been determined
Section 13 Languages to be used in the compen…
DataSet-9
EFTA00692300
3 pg
…27 Aug 2012 19:32:50 +0000
Are you 100% sure you want to pursue this?
What should I say about funding amount/procedure/contact/process?
Or you can change your mind...
Either way...
From: Jem Bendel' [
Sent: Sunda Au…
DataSet-10
EFTA01381441
1 pg
…collect extraordinary contributions in
this amount without undue delay if this is necessary to conduct the compensation procedure.
(2) If the compensation scheme determines that the amount of funds actually required for the
aggregate compensation payable in the compensation event…
DataSet-9
EFTA00728508
1 pg
…2009
Aug 09 Sep 09 Oct 09 YTD TOTAL
Ordinary Income/Expense
Income
License Fees 49.333 $ 187.333 $ 79,333 $ 786,000
Procedure Revenue …
DataSet-11
EFTA02249107
5 pg
…Sent Mon 6/18/2018 3:20:24 PM
Subject: Re: Rich
ha! i told■you were going in to the office after the procedure and he said 'of course he is!'
(I had to sleep off the anesthesia myself some…
DataSet-10
EFTA01878868
1 pg
…said the payment can be done either today before noon or monday. The
procedure is at 1pm
Josh said last night that he had never spent so much money on anyone. And I only complain about
money all the time…
DataSet-10
EFTA01354085
1 pg
…personal information. Upon request, iCapital will provide a copy of our
written privacy policies and procedures.
Item 12: Brokerage Practices
With respect to the Private Access Funds. iCapital generally will not make investments in
securities listed on national exchanges. However…
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