DataSet-10
EFTA01449340
1 pg
30 July 2013
Exchange Rate Perspectives: FX and the Financial Transaction Tax
Regulatory Disclosures
1. Important Additional Conflict Disclosures
Aside from within this report, important conflict disclosures can also be found at https://gm.db.com/equities under the
"Disclosures…
DataSet-10
EFTA01449237
1 pg
30 July 2013
Exchange Rate Perspectives: FX and the Financial Transaction Tax
F igure 34: U.S. Current-Account Balance (last 13 quarters) CUSS Billions)
Q1 201002 201003 201004 201001 201102 201103 201104 201101 201202 201203 201204 201201 2013
Banc…
DataSet-10
EFTA01449313
1 pg
…Financial institutions are defined as
investment firms, trading platforms or exchanges, insurance companies, pension
funds, alternative investment funds, special purpose entities (SPEs) and special
purpose vehicles (SPVs) and any other entity for which the average annual value of
financial transactions…
DataSet-10
EFTA01379831
1 pg
…in evaluating and determining whether to enter into, sophisticated trading strategies
aid financial transactions. Transactions we subject to relevant internal approvals of Deutsche Bank or its affiliates prior to
execution, and no transaction, idea or opportunity discussed herein may be…
DataSet-10
EFTA01422821
5 pg
…in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to execution, and no
transaction, idea or opportunity discussed herein may be…
DataSet-10
EFTA01374771
1 pg
…exercising
independent judgment in evaluating and determining whether to enter into. sophisticated
trading strategies and financial transactions. Transactionsare subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to…
DataSet-9
EFTA00809632
2 pg
…Financial intermediation is an
activity in which an entity incurs liabilities on its own account for the purpose of acquiring
financial assets by engaging in financial transactions on the market; the role of financial
intermediaries is to channel funds from…
DataSet-10
EFTA01382133
1 pg
…in evaluating and determining whether to enter
into, sophisticated trading strategies and financial transactions. Transactions are
subject to relevant internal approvals of Deutsche Bank or its affiliates prior to
execution, and no transaction, idea…
DataSet-10
EFTA01464308
105 pg
…Composition Monitor 46
Page 2
Deutsche Bank Securities Inc.
EFTA01464309
30 July 2013
Exchange Rate Perspectives: FX and the Financial Transaction Tax
Currency Forecasts
Industrialized Countries
Currency
US $ Exchange Rates
U.S.
Euro
DB USD Index
EUR/USD
(Fwd…
DataSet-9
EFTA00605232
63 pg
…represents the opinion of AAMI, as an independent and disinterested
party to the transaction as well as the known parties thereto. It is not given for or as an
inducement for any financial transaction and, further is prepared for the…
DataSet-10
EFTA01383615
1 pg
…in evaluating and determining whether to enter into, sophisticated trading
strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its
affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…
DataSet-10
EFTA01358494
1 pg
…in evaluating and determining whether to enter into, sophisticated trading
strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its
affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be…
DataSet-9
EFTA00072939
5 pg
…all research and prepare reports to support my findings and
conclusions.
• Utilized all functions of Actimize in the review of financial transactions.
• Conducted case investigations on escalated alert investigations.
• Reviewed expanded scope of activity on focal entities and counterparties to
…
DataSet-10
EFTA01365033
1 pg
…Email
Derivatives are financial transactions based upon one or more predetermined market factors where periodic payments (or
a one-time lump-sum payment) are made by each of the parties to the transaction based upon the value of the market…
DataSet-10
EFTA01425031
12 pg
…in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to execution, and no
transaction, idea or opportunity discussed herein may be…
DataSet-10
EFTA01356650
1 pg
…need to mention for which
affiliation to be linked.
• As per the Volcker Rule (Status 7) : For all the Financial Transactions being processed from banking account and the
account has status 7 with the account type between 450 and 455…
DataSet-9
EFTA01074293
66 pg
…s
censorship-resistance permits transactions that were previously restrained, it
is no surprise that the first wave of regulatory activity related to Bitcoin has
focused on money transmission. At the federal level, the Treasury
Department's Financial Crimes Enforcement Network…
DataSet-9
EFTA01144994
52 pg
…Bank") or if the Investor
receives deposits from, makes payments on behalf of, or handles other financial transactions related to a
Non-U.S. Bank, the Investor represents and warrants to the Fund that:
A "senior foreign political figure" is…
DataSet-10
EFTA01423220
4 pg
…in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to execution, and no
transaction, idea or opportunity discussed herein may be…
DataSet-10
EFTA01425583
6 pg
…in evaluating and
determining whether to enter into, sophisticated trading strategies and
financial transactions. Transactions are subject to relevant internal
approvals of Deutsche Bank or its affiliates prior to execution, and no
transaction, idea or opportunity discussed herein may be…