DataSet-10
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1 pages
GHISLAINE MAXWELL ACCT.
For the Period 8/1/12 to 8/31/12
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Paned Value Value' Period Value Value'
Beginning Cash Balance 0.00
INFLOWS
Income 70 14 462.34 69 60 465.08
Total Inflows $70.14 6482.34 69.60 486.06
OUTFLOWS"
Withdrawals (70.14) (482.34) (69.60) (465.08)
Total Outflows ($70.14) ($482.34) (69.60) (466.08)
Ending Cash Balance •••• 0.00 WEI
INCOME
US Dollar Value Local Value
Current Year -To-Date C,erent ar To Date
Transactions Per cid Va!ue Value' Per od Value'
Beginning Cash Balance 0.00
Ending Cash Balance 0.00
JP Morgan Page 19 of 28
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GHISLAINE MAXWELL ACCT.
For the Period 4/1/11 to ♦/30/11
Portfolio Activity Summary - U S Dollar•
PRINCIPAL INCOME
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value' Period Value Value'
Beginning Cash Balance 220,260.29 0.00
INFLOWS
Income 2,927.37 16,177.26
Foreign Exchange - Inflows 4,457.75
Total Inflows $2,927.37 $20,635.01 $0.00 $0.00
OUTFLOWS "
Foreign Exchange - Outflows (144,773.93) (144,773.93)
Total Outflows (6144,773.93) (6144,773.93) $0.00 $0.00
TRADE ACTIVITY
Setbed Sales/Maturities/Redemptions 19,724.61 19,724.61
Settled Securities Purchased (41,850.00) (41,850.00)
Total Trade Activity ($22,125.39) (622,125.39) $0.00 $0.00
Ending Cash Balance 158,278.34 $0.00
• Year to date information is calculated on a calendar year basis.
•• Your accounrs standing instructions use a HIGH COST method for relieving assets from your position
JP Morgan Page 13 of 27
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GHISLAINE MAXWELL IRA ACCT.
For the Period 1011/13 to 10/31/13
Portfolio Activity Summary
Current Year-To-Date
Transactions Period Value Value'
Beginning Cash Balance 733.39
INFLOWS
Income 35.90 444.52
Total Inflows $35.90 $444.52
TRADE ACTIVITY
Settled Securities Purchased (35.90) (444.52)
Total Trade Activity ($35.90) ($444.52)
Ending Cash Balance $733.39
• Year to date information is calculated on a calendar year basis.
Your accounts standing instructions use a HIGH COST method for relieving assets
from your position
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per Unit
Settle Date Selection Method Description Wet Amount Amount
10/1 Div Domest JPM TR II SHORT DURATION SD FD - SEL FUND 3133 5,128.507 0.007 35.90
@ 0.007 PER SHARE (ID: 4812C1-33-0)
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GHISLAINE MAXWELL
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GHISLAINE MAXWELL-HY ACCT.
For the Period 3/1/12 to 3/31/12
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
3/29 Sale AMERICAS PART FIN CORP 61/2% MAY 20 2021 DTD (7.000.000) 102.00 7,140.00 N/A •• N/A
3/29 Pro Rata 01120/2011 TENDERED SHARES - EXPIRATION
4/10/2012 HOLDERS RECEIVE $1,020.00 + $30.00
CONSIDERATION + ACCRUED INTEREST OF $23.111111
PER $1.000.00 P.A. OF BONDS TENDERED AT A
PRORATION RATE OF 0.5231525304. ORIGINAL CUSIP:
030981AF1. (ID: 03099A-HH-9)
Total Settled Sales/Maturities/Redemption 551,728.73 ($48,988.12) (2,377.39) S
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
3/2 Purchase AVIS BUDGET CAR RENTAL 9 5/8% MAR 15 2018 DTD 2.000.000 109.50 (2,190.00)
3/7 03/10/2010 0) 109.50 CSI US INSTITUTIONAL DESK
(ID: 053773-AL-1)
3/5 Purchase AVIS BUDGET CAR RENTAL 9 5M% MAR 15 2018 DTD 2,000.000 109.30 (2,185.00)
3/8 03/10/2010 109.25 MLPFS INC/FIXED INCOME
(ID: 053773-AL-1)
3/5 Purchase AVIS BUDGET CAR RENTAL 9 5/8% MAR 15 2018 DTD 1,000.000 109.50 (1,095.00)
3/8 03/10/2010 • 109.50 FIRST UNION CAPITAL MARKETS
(ID: 053773-AL-1)
3/7 Purchase BOISE PAPER HDG CO ISSR 8% APR 01 2020 DTD 3,000.000 111.00 (3,330.00)
3/12 03/19/2010 G 111.00 FIRST UNION CAPITAL MARKETS
(ID: 09747G-AB-9)
3/9 Purchase BOISE PAPER HDG CO ISSR 8% APR 01 2020 DID 2,000.000 111.00 (2.220.00)
3/14 03/19/2010 6 111.00 FIRST UNION CAPITAL MARKETS
(ID: 09747G-AB-9)
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CHISLAINE MAXWELL, OAP FDC ACCT.
For the Period 8/I/11 to 8/31/II
Account Summary CONTINUED
Tax Summary To-Date Value
Unrealized Gain/Loss $3.531.56
Cost Summary Cost
Equity 147,157.52
Cash 8 Faced Income 2.842.48
Total $160,000.00
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GHISLAINE MAXWELL -TAP DYS ACCT.
For the Period 10/1/13 to 10/31/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per UM
Settle Date Selection Method Description Amount Amount
10/1 Interest Income DEPOSIT SWEEP INTEREST FOR 09(01/13 - 09/30113 0.30
ft .01% RATE ON AVG COLLECTED BALANCE OF
645170.32 AS OF 10/01113
19/1 Div Domest JPM TR I STRG INCM OPPTY FD - SEL FUND 3844 (t 3,015.900 0.021 63.33
0.021 PER SHARE (ID: 4812A4-35-1)
10/1 Div Domest BLACKROCK HIGH YIELD BOND 09/30(13 INCOME 8,504.327 0.04 340.71
DIVIDEND fa 0.040 PER SHARE AS OF 09/30/13
(ID: 091M-63-8)
10/1 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE 10W30/13 7,524.150 0.042 312.37
INCOME DIVIDEND fa 0.042 PER SHARE AS OF
09130113 (ID: 277923-83-7)
10/1 Dlv Domest HSBC FDS TOTAL RETURN 11001/13 INCOME 3,858.567 0.006 29.28
DIVIDEND fa 0.006 PER SHARE (ID: 40428X-15-6)
10/1 Dlv Domest PRUDENTIAL TOTAL RETURN B1)-2 00/30/13 INCOME 3,896.466 0.042 165.50
DIVIDEND ft 0.043 PER SHARE AS OF 09/30/13
(ID: 74440B-40-5)
1012 Div Domest COHEN & STEERS PREFERRED SECURITIES AND INCOME 4,493.967 0.071 319.07
FUND INC 09/30/13 INCOME DIVIDEND ()) 0.071 PER
SHARE AS OF 09/30/13 (ID: 19248X-30-7)
102 Div Domest DOUBLELINE TOTAL RET BD-I 09/30/13 INCOME 12,498.155 0 048 605 58
DIVIDEND fa 0.048 PER SHARE AS OF 09/30/13
(ID: 258620-10-3)
1012 Div Domest CLEARBRIDGE EQUITY INC FD4 CAP & INCOME I 1,179.249 0.076 89.14
09/30/13 INCOME DIVIDEND ft 0.076 PER SHARE AS
OF 09/30/13 (ID: 52469H-59-4)
J.P.Morgan Account Page 13 of 15 Consolidated Statement Page 64
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GHISLAINE MAXWELL ACCT.
Per the Period 10/1/11 to 10/31/11
Portfolio Activity Summary - Pound Sterling
PRINCIPAL
US Dollar Value Local Value
Current year-To-Date Current Year-To-Date
Transactions Paned Value Value' Period Value Value'
Beginning Cash Balance 0.00
INFLOWS
Income 54.43 67.97 34 60 43.25
Contributions 432237.62 265,233.41
Total Inflows 364.43 3432,306.69 34.60 266,276.66
OUTFLOWS —
VVithdrawals (54.43) (67.97) (34.60) (43.25)
Total Outflows (354.43) ($67.97) (34.60) (43.26)
TRADE ACTIVITY
Settled Securities Purchased (432,391 16) (265,331.14)
Total Trade Activity 50.00 (5432.391.16) 0.00 (265.331.14)
Ending Cash Balance 0.00
• Year to date information is calculated on a calendar year basis.
• Your accounts standing instructions use a HIGH COST method for relieving assets from your position
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GHISLAINE MAXWELL ACCT.
For the Period 7/1/13 toll.
Notes: • Transaction Market Value is representative of the pnor trading days market value This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred Out
7/3 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,241,006.440) (204,195.17)
0.9500% DATED 06/27/2013 MATURITY 07/03/2013 209,478.87
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535V9-9X-9)
7/10 Free Delivery JP MORGAN CHASE BANK -140K LONDON TIME DEPOSITS (1,241,202.930) (200,202.09)
0.9500% DATED 07/03/2013 MATURITY 07/10/2013 209,511.20
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535X9-9M-1)
7/17 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,241,432.210) (207,131.47)
0.9500% DATED 07/10/2013 MATURITY 07/17/2013 209,548.18
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253529-9N-7)
7/24 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,241,661.530) (210.761 89)
0.9000% DATED 07/17/2013 MATURITY 07/24/2013 209,586.44
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536B9-9T-8)
7/31 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,241.878.820) (209.211 39)
0.9000% DATED 07/24/2013 MATURITY 07/31/2013 209.623.32
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536E9-90-2)
Total Securities Transferred Out (S1,031,602.01)
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CHISLAINE MAXWELL ACCT.
For the Period 7/1/1310 7/31/13
Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value'
Securities Transferred Out
7/3 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1.241.006 440 ) (204,195.17)
0.9500% DATED 06/27/2013 MATURITY 07/03/2013 209,478.87
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535W-9X-9)
7/10 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,241,202.930) (200,20209)
0.9500% DATED 07/03/2013 MATURITY 07/10/2013 209,511.20
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2535)(9-9M-1)
7/17 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,241,432.210) (207,131.47)
0.9500% DATED 07/10/2013 MATURITY 07/17/2013 209,548.18
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 25357.9-9N-7)
7/24 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,241,881.530) (210,781.89)
0.9000% DATED 07/17/2013 MATURITY 07/24/2013 209,588.44
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253869-97-8)
7/31 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,241,878.820) (209,211.39)
0.9000% DATED 07/24/2013 MATURITY 07/31/2013 209,823.32
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2536E9-9C-2)
Total Securities Transferred Out ($1,031,502.01)
J.P. Morgan Accoun' age 29 of 34 Consolidated Statement Page 32
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CHISLAINE MAXWELL-HY ACCT.
For the Period 5/1/12 to 5/31/12
Cash & Fixed Income Summary
Beginning Ending Change Current Asset Categories
Asset Categories Market Value Market Value In Value Allocation
Cash 31,927.37 22,988.32 (8,939.05) 2%
US Fixed Income 995.473.00 993.73635 (1,736.65) 9896
Total Value 51,027,400.37 51,016,724.67 (510,675.70) 100%
Cosh
Current
Market Value/Cost Period Value
Market Value 1,016,724.67
Tax Cost 1,015,679.07
Unrealized Gain/Loss (5,726.90) US Find income
Estimated Annual Income 70,379.88
Accrued Interest 17,923.47
Yield 6.20%
Cash 8 Fixed Income as a percentage of your portfolio - 100%
SUMMARY BY MATURITY SUMMARY BY TYPE
Market %of Bond Market %of Bond
Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio
0-6 months' 38,569.57 3% Cash 22,988.32 2%
1-5 years' 207,321.87 20% Corporate Bonds 982,711.35 97%
5-10 ears' 655,160.29 69% International Bonds 11,025.00 1%
10. years' 84.673.14 8%
Total Value $1,018,724.87 100%
Total Value 51,016,724.67 100%
' The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in kill,
before their stated maturity.
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GHISLAINE MAXWELL ACCT.
For the Period 1111/13 to 11/30/13
Portfolio Activity Detail - Hong Kong Dollar
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Lose USD
11/26 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 122.400 (122.40) (0.04)
HKD EXCHANGE RATE 7.761300000 DEAL 11/22/13 (950 00)
VALUE 11/26/13 (ID: OHKDPR.A44)
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GHISLAINE MAXWELL-HY ACCT.
For the Period 3/1/12 to 3/31/12
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield
US Fixed Income
FOREST OIL CORPORATION 97.75 20,000.00 19,550.00 20400,00 (aso.00) 1,450.00 7.66%
7 1/4% JUN 15 2019 426.94
DTD 12/1512007
346091-AZ-4 B /B1
LIMITED BRANDS INC 118.25 20,000.00 23,650.00 23,000.00 650.00 1,700.00 5.41%
81/2% JUN 15 2019 500.54
DTD 12/15/2009
532716-AR-8 BB+ /BAI
DISH DES CORP 115.00 15.030.00 17,250.00 16,46250 787.50 1,181.25 5.39%
7 7/8% SEP 01 2019 98.43
DTD 08/17/2009
25470X-AB-1 BB• /BA2
WEYERHAEUSER CO 114.77 10,000.00 11,476.90 11,509.70 (3230) 737.50 4.99%
7 3/8% OCT 01 2019 370.79
DTD 10/01/2009
96216643V-5 BBB IBM
UNITED RENTALS NORTH AM 110.25 15,000.00 16,537 50 16,687 50 (150.00) 1,387.50 7.47%
9 1/4% DEC 15 2019 406.54
DTD 11/17/2009
911365-AU-8 B /B3
PIONEER NATURAL RESOURCE 122.31 20,000.00 24,462.20 22.800.00 1,662.20 1,500.00 4.12%
7 1/2% JAN 15 2020 318.66
DTD 11/30/2009
723787-AJ-6 BBB /BA1
NEWFIELD EXPLORATION CO 104.75 20.000.00 20,95000 21,450.03 (500.00) 1,375 00 610%
6 7/8% FEB 01 2020 229 16
DTD 01/25/2010
651290-AN-8 BB+ /BA2
JP Morgan Page 11 of 26
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CHISLAINE MAXWELL IRA ACCT
For the Period to 8/30/I I
Note This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Adjusted Tax Cost Unrealized Est Annual Income
Price Quantity Value Original Cost GairoLoss Accrued Interest Yield
Cash
US DOLLAR 100 55,727 87 55,727 87 55,727 87 16.71 0.03%'
1.37
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GHISLAINE MAXWELL
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Norwegian Krone
INCOME
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value' Period Value Value'
Beginning Cash Balance 0.00
Ending Cash Balance -- 0.00
• Year to date information is calculated on a calendar year basis.
" Your account's standing instructions use a HIGH COST method for relieving assets from your position
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Cost Adjustments Period Value Value' Period Value Value'
Cost Adjustments (138.881.78) (138.881.78) (784,956 63) (784,956 53)
Total Cost Adjustments ($138,881.78) ($138,881.78) (784,956.53) (784,956.53)
- Year to date information rs calculated on a calendar year basis.
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CHISLAINE MAXWELL-HY ACCT —
For the Period 12/I/II to 12/31/11
Account Profile Date Opened: 06/27/2011
This account data is based on our most recent records of your account. If you disagree with any of the information stated here, please contact your account representative as soon as possible.
J.P. Morgan Private Bank Team
Banker: PAUL MORRIS Investment Officer: IAN HIRSCHFIELD
Investment Guidelines
Investment Objective: ALL US Fixed Income
ALL US Faced Income
ACCIa r • atngnry Nnrrrial Min Max
Cash 8 Short Term 2.00
US Fixed Income 98.00
Total Fixed Income & Cash 100.00 100.00 100.00
Strategic Range* Normal Asset Allocation and the preferences expressed in this document act as general
guidelines for portfolio managers; portfolio holdings may fall outside of ranges and allocations from time to time as
described in the Investment Management Agreement
Investment Restrictions:
FIXED INCOME THE CLIENT DOES NOT WISH TO INCLUDE EITHER EQUITY OR FIXED INCOME OR COMMODITY COMPLEMENTARY STRUCTURED STRATEGIES IN THIS
DISCRETIONARY PORTFOLIO
Security Restrictions
NONE
Tax Status
Tax Identification Number: )000CXXXXX)0= Country of Residency: UNITED STATES
Tax Domicile: FLORIDA
High Federal Tax Bracket: Client's account is subject to the highest tax bracket
J.P. Morgan Page 2 of 23
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CHISLAINE MAXWELL- TAP ARFI ACCT
For the Period 11/1/13 to 11/30/13
Cash & Fixed Income Summary
Beginning Ending Change Current Asset Categories
Asset Categories Market Value Market Value In Value Allocation
Cash 42.500.97 44,538.92 2 037 95 4%
US Fixed Income 550.641.53 550,691.49 49 96 56%
Total Value $593,142.50 $595,230.41 $2,087.91 60%
Cash
Current
Market Value/Cost Period Value
Market Value 595,230.41
Tax Cost 598,920.52 US Fixed Income
Unrealized GaindLoss (3,690.11)
Estimated Annual Income 15,521.00
Accrued Interest 254.76
Yield 2.60%
Cash 8 Fixed Income as a percentage of your portfolio - 60 %
SUMMARY BY MATURITY SUMMARY BY TYPE
Market % of Bond Market % of Bond
Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio
0.6 months' 595,230.41 100% Cash 44,538.92 7%
Mutual Funds 550,691.49 93%
The years indicate the number of years until the bond is scheduled to matuns Total Value $595,230.41 100%
based on the statement end date. Some bonds may be called. or paid in MI,
before their stated maturity
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CHISLAINE MAXWELL ACCT.
For the Period 4/1/14 to 4/30/14
Portfolio Activity Summary - U S Dollar
PRINCIPAL INCOME
Current Year-To-Date Current Year-To-Date
Transact ions Period Value Value' Period Value Value'
Beginning Cash Balance 3.117,590.55 0.00
INFLOWS
Income 3.574 87 17,221.39
Contributions 430.00
Foreign Exchange - Inflows 313.742.55
Total Inflows $3,674.87 $331,393.04 $0.00 $0.00
OUTFLOWS
Withdrawals (3,119,932_53) (3,120,111.53)
Total Outflows H3.119932.631 ($3,120,111.63) $0.00 $0.00
Ending Cash Balance $1,232.79 $0.00
Current Year-To-Date
Securities Transferred In/Out Period Value Value'
Securities Transferred Out (1586024.16) (1,686,024.16)
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GHISLAINE MAXWELL-HY ACCT.
For the Period 11/1/12 to 11/30/12
Trade Date Type Per Unit Realized
Settle Date Selection Method Descnption Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
11/19 Sale CLEAR CHANNEL WORLDWIDE TENDERED POSITION- (10,000.000) 104.438 10,443.80 (11,000.00) (556.20) I
11/19 Pro Rata EXPIRING 12/3/2012 91/4% DEC 15 2017 DTD
06/15/2010 HOLDERS RECEIVE $1044.38 IN TENDER
PROCEEDS, PLUS $30.00 CONSENT PAYMENT, PLUS
$39.569444 IN ACCRUED INTEREST PER $1,000 PA.
OF BONDS HELD OF CUSIP 184510A00.
(ID: 18469A-DU43)
Total Settled Sales/Maturities/Redemptions S18,718.80 ($21,310.00) ($556.20) L
($2,035.00) S
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
11/9 Purchase ARCELORMITTAL 6 1/4% FEB 25 2022 OTD 02/28/2012 2,000.000 99.625 (1892.50)
11/19 C 99.625 FIRST UNION CAPITAL MARKETS
(ID: 03938L-AX-2)
11/14 Purchase ARCELORMITTAL 9.85% JUN 01 2019 DTD 05120/2009 6,000.000 115.375 (6,922.50)
11/19 • 115.375 RBC CAPITAL MARKETS CORPORATION
(ID: 039381.-AM-6)
Total Settled Securities Purchased ($9,915.00)
JP Morgan Page 23 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050564
Chase
CONFIDENTIAL SDNY_GM_00319762
EFTA01522969
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL ACCT.
For the Period 4/1/13 to 413W13
Account Summary
Beginning Ending Change Estimated Current Asset Allocation
Asset Allocation Market Value Market Value In Value Annual Income Allocation
Equity 721,249.14 723,327.40 2,078.26 45,721.83 9%
Alternative Assets 76,257.14 70,310.77 (5,946.37) 1%
Cash 8 Fixed Income 3,304,779.18 9,641,596.31 6246.817.13 44,985.86 89%
Other 150,570.76 157.864.00 7.293.24 1% Anomie**
AMYL*
Market Value $4.342.866.22 $10.593.098.48 $6.260.242.28 $90,707.69 100%
EqUitY
Accruals 26,853 21 25,092 69 11,760 52L
Market Value with Accruals $4.369.709.43 $10.618.191.17 $6.248.481.74 Cared
Ptcol bwonw
Current Year4o•Date
Portfolio Activity Period Value Value
Beginning Market Value 4,342,66622 6,349266.16
Wthdrawals 8 Fees (244.40) (4,000,888.10)
Securities Transferred In 867,776.73 4.991.684.25
Secunties Transferred Out (1,307,351.47) (5.546,556.13)
Net Contributions/Withdrawals (3439,819.14) ($4,666,769.96)
Income 8 Distributions 16,558.75 33,545.80
Change In Investment Value 6,673,502.65 6,766,054.50
Ending Market Value 610,693,098.48 310,693,096.46
Accruals 25 092.69 25 092.69
Market Value with Accruals $10,616,191.17 610,616,191.17
JP Morgan Account Page 2 of 32 Consolidated Statement Page 5
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045603
Chase
CONFIDENTIAL SDNY_GM_00314801
EFTA01518376