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CHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Cash & Fixed Income Summary
Beginning Ending Change Current
Asset Categories Market Value Market Value In Value Allocation
Cash 430.00 430.00 0.00 100%
Current
Market Value/Cost Period Value
Market Value 430 00
Tax Cost 430 00
SUMMARY BY MATURITY SUMMARY BY TYPE
Market % of Bond Market % of Bond
Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio
0-6 months' 430 00 100% Cash 430 00 100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
J.P.Morgan Account Page 3 of 5 Consolidated Statement Page 38
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GHISLAINE MAXWELL ACCT.
For the Period 1/1/12 to 1/31/12
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Paned Value Value' Period Value Value'
Beginning Cash Balance 0.00
INFLOWS
Income 7708 7708 457.08 457.08
Total Inflows S77.09 577.08 457.08 487.08
OUTFLOWS"
Wthdrawals (103,037.48) (108,037.48) (592,809.74) (592,809.74)
Total Outflows ($103,037A8) ($103,037.48) (692,909.74) (592,80924)
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions 102,960.95 102,960.95 592,152.88 592,15258
Total Trade Activity 2102,980.96 $102,980.95 692,162.88 692,162.88
Ending Cash Balance 0.00 WM.
• Year to date information is calculated on a calendar year basis
" Your account's standing instructions use a HIGH COST method for relieving assets from your position
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CHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Australia Dollar
INCOME
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value Period Value Value
Beginning Cash Balance 0.00
Ending Cash Balance 0.00
• Year to date information is calculated on a calendar year basis.
.. Your accounts standing instructions use a HIGH COST method for relieving assets from your position
Portfolio Activity Detail - Australia Dollar
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
3/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 5.596 840 (5.596.84) (51.72)
AUD EXCHANGE RATE 1.038800000 DEAL 03/23/12 (5.387.79)
VALUE 03/27/12 (ID: OAUDPR-AA-8)
Foreign Dividend OBE INSURANCE GROUP LTD ISIN AU00000008E9 SEDOL 400.000 0.065 25.81
6715740 Q 0.0625 PER SHARE (ID: 078063.91.6) 0063 25 00
3/30 Foreign Dividend OBE INSURANCE GROUP LTD ISIN AU0000000BE9 SEDOL 400.000 0.194 77.44
6715740 (// 0.1875 PER SHARE (ID: 078063-91-6) 0.188 75 00
Total Inflows & Outflows ($6.493.69) ($61.72)
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GHISLAINE MAXWELL - OAP 11.1D ACCT 008
For die Period 2/1114 to 2/28/14
Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred Out
2/26 Free Delivery BHP LTD SPONS ADR TRANSFER TO UBS FINANCIAL (435.000) (30,258.60)
SERVICES INC. TRADE DATE 02/25/14 32,227.88
(ID: 088808-10-8)
2/26 Free Delivery BOC HONG KONG HOLDINGS LTD SPONS ADR TRANSFER (555.000) (34,271.25)
TO UBS FINANCIAL SERVICES INC. TRADE DATE 36,821.52
02/25/14 (ID: 096813-20-9)
2/26 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00)
TO UBS FINANCIAL SERVICES INC. TRADE DATE 82,048.30
02/25/14 (ID: 110448-10-7)
2/26 Free Delivery DEUTSCHE TELEKOM AG SPONS ADR TRANSFER TO UBS (4,270.000) (73,593.45)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 58,928.15
(ID: 251588-10-5)
2/26 Free Delivery DEUTSCHE POST AG SPONS ADR TRANSFER TO UBS (1,360.000) (50,136.40)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 31,554.75
(ID: 25157Y-20-2)
2/26 Free Delivery GDF SUEZ SPONS ADR TRANSFER TO UBS FINANCIAL (1,980.000) (48,302.10)
SERVICES INC. TRADE DATE 02/25/14 42,100.10
(ID: 361608-10-5)
2/26 Free Delivery GLAXOSMITHKLINE PLC SPONS ADR TRANSFER TO UBS (1,015.000) (56,535.50)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 48,412.38
(ID: 37733W-10-5)
2/26 Free Delivery HSBC HOLDINGS PLC SPONS ADR TRANSFER TO UBS (1,145.000) (59,988.55)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 82,810.83
(ID: 404280-40-6)
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GHISLAINE MAXWELL-HY ACCT.
For the Period 6/1/13 to 6/30/13
Trade Date Type Per Unit Realized
Est. Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Pending Sales. Maturities, Redemptions
712 Redemption CDW LLC/CDW FINANCE 8% DEC 15 2018 DTD (2.000.000) 108.00 2,180.00 (2.237.90) (77.50)
7/2 08/15/2011 STEP CPN (ID: 12513G-AW-9)
Trade Date Per Unit
Est. Settle Date Type Description Quantity Amount Market Cost
Pending Securities Purchased
6/24 Purchase DINEEQUITY INC 912% OCT 93 2018 DTD 2,000.000 110.00 (2,200.00)
6/27 04/302011 (ID: 254423-AB-2)
COST ADJUSTMENTS
Cost Basis
Settle Date Type Description Quantity Adjustments
Cost Adjustments
6/26 Cost Basis A4 SEAGATE TECHNOLOGY HDD H SR NOTES 6.80% OCT 1 2,000.000 2 120 00
2016 DID 9/20/2006 CORPORATE ACTIONS
ADJUSTMENTS (ID: 81180R-AE-2)
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GHLSLAINE MAXWELL IRA ACCT.
For the Period 2/1/I1 to 2/28/11
Cash & Short Term Summary
Beginning Ending Change Current
Asset Categories Market Value Market Value In Value Allocation
Cash 55,720 96 55,722 38 1.42 100%
Current
Market Value/Cost Penod Value
Market Value 56,722.38
Tax Cost 55,722.313
Estimated Annual Income 16.71
Accrued Interest 1.28
Yield 0.03%
Note: ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Cash & Short Term Detail
Tax Cost Estimated
Market Adjusted Unrealized Annual Income
Quantity Price Value Original Gain/Loss Accrued Interest Yield
Cash
US DOLLAR 55 722 38 1.00 55.722.38 55,722 38 16.71 0 03% !
1.28
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GIIISLAINE MAXWELL ACCT.
For the Period 11/UII to 11/30/11
SUMMARY BY MATURITY SUMMARY BY TYPE
Market % of Bond Market % of Bond
Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolb
043 months' 2,100,083.14 66% Cash 1,001,899.23 30%
6-12 months' 50,229.21 1% NON USD Cash 124,902.80 3%
1-5 years' 643,193.52 19% Corporate Bonds 270,125.00 8%
5-10 years' 269,077.50 8% Municipal Bonds 219.529.50 6%
10+ years' 219,529.50 6% International Bonds 1,531.278 84 49%
Complementary Structure 134,377 50 4%
Total Value $3,282,112.87 100%
Total Value $3,282,112.87 100%
' The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full.
before their stated maturity.
Note: P indicates position adjusted for Pending Trade Activity. A - Bonds purchased at a premium show amortization.
This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
" Unrealized GainiLoss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional
information.
Cash & Fixed Income Detail
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gaintoss Accrued Interest Yield
Cash
US DOLLAR 1.00 909,572.47 909,572.47 909.572,47 272.87 0 03%'
19 79
PROCEEDS FROM PENDING SALES 1.00 92,325.76 92,325.76 92,325.76
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GHISLA1NE MAXWELL ACCT.
For the Period 2/1/II to 2/28/11
Estimated
Tax Cost Annual Income
Market Adjusted Unrealized Accrued
Quantity Nice Value Otiginal Gain/Loss Dividends Yield
US Large Cap
PFIZER INC 1,500.000 19.24 28,880.00 26,460.00 2A00.00 1,200.00 4.16%
717081-10-3 PFE 300.00
PROSHARES ULTRASHORT SEP 600 1,000.000 21.09 21,090.00 44,809.50 (23,719.50)
74347R-88-3 SDS
Total US Large Cap 3,600.000 378.330.00 $97.581.60 ($19,229.50) $2.920.00 3.73%
5300.00
US Mid Cap/Small Cap
GEFtON CORP 3,000.000 4.95 14,850.00 18,129.32 (3.279 32}
374183-10-3 GERN
Non US Equity
FIRST MAJESTIC SILVER CORP 3.100.000 15.30 47,430.00 41,251.64 6,178.36
ISIN CA32076V1031 SEDOL 2833583
32076V-91-3 AG CAD
SPQR GOLD TRUST 400.000 137.86 56,064.40 33,482.00 21,582.40
78463V-10-7 GLO
Total Non US Equity 3,600.000 $102,494.40 374,733.84 327,760.76 30.00 0.00%
Preferred Stocks
CMGROUP CAPITAL XIII 10.000.000 27.05 270,500.00 261,300.00 9,200 00 19,690 00 7.28%
7 7i8% PFD
173080.201 C PNNA ilEtAl
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CHISLAINE MAXWELL
For the Period 9/1/11 to 9/30/11
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
9121 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 629.877 110
1.4500% DATED 09/21/2011 MATURITY 09/28/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2524T9-9U-2)
9/22 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 559,793.200 27.29
1.3503% DATED 09/15/2011 MATURITY 09/22/2011 15482
HELD BY LONDON TREASURY SERVICES
(ID: 252409-9W-1)
9/22 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (154.820) (27.29)
(ID: ONOKPR-M-1) (154.82)
9/22 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (589.793.200)
High Cost 1.3503% DATED 09/15/2011 MATURITY 09/22/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252409-9W-1)
9/22 Receipt of Assets JP MORGAN CHASE BANK- NOK LONDON TIME DEPOSITS 589,948.020
1.5500% DATED 09/22/2011 MATURITY 0929/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2524U9-9V-8)
9/28 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 629,877.110 31.05
1.4500% DATED 0921/2011 MATURITY 09282011 177.59
HELD BY LONDON TREASURY SERVICES
(ID: 252479.911.2)
9/28 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (177.590) (31.05)
(ID: ONOKPR-M-1) (177.59)
9/28 Free Delivery JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS (629,877.110)
High Cost 1.4500% DATED 0921/2011 MATURITY 0928/2011
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252479-9U-2)
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GHISLAINE MAXWELL IRA ACCT
For the Period 7/I/I I to 7/31/1
Account Summary CONTINUED
Current Year-to-Date
Tax Summary Period Value Value
Interest Income 137 970
Taxable Income $1.37 $9.70
Cost Summary Cost
Cash & Fixed Income 55,729.24
Total 666,729.24
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GHISLAINE MAXWELL - OAP HilD ACCT.
For the Period 2/1/14 to 2/29/14
Account Summary
Beginning Ending Change Estimated Current
Asset Allocation Market Value Market Value In Value Annual Income Allocation
Equity 1,847,938.92 137,528.10 (1,710,410.82) 5,106.04 100%
Market Value 91,847.938.92 $137,628.10 ($1,710,410.82) 48,108.04 100%
Accruals 3,615.60 12,566.34 8,950.74
Market Value with Accruals $1,861,664.62 4160,094.44 ($1,701,460.08)
Current Year-to•Date
Portfolio Activity Period Value Value
Beginning Market Value 1,847,938.92 1,984,166.76
Withdrawals& Fees (56,396.57) (62.251.99)
Securities Transferred In 42,152.23 42,152.23
Securities Transferred Out (1,822,775.63) (1,822,775.63)
Net Contributions/Withdrawals ($1,837,019.97) ($1,842,876.39)
Income 8 Distributions 28,036.93 30,467.67
Change In Investment Value 98,572.22 (14,229.93)
Ending Market Value $137,628.10 $137,628.10
Accruals 12,566.34 12,566.34
Market Value with Accruals $160,094.44 $160,094.44
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GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 413W12
SUMMARY BY MATURITY SUMMARY BY TYPE
Market % of Bond Merkel % of Banc!
Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Portfolio
0-6 months' 6.158.255.08 86% Cash 5519.035.84 77%
1-5 years' 670.340.10 9% NON USD Cash 332598.98 4%
5-10 years' 148.690.50 2% Corporate Bonds 292.918.50 4%
10+ years' 226,568.50 3% Municipal Bonds 226.568.50 3%
International Bonds 663.554.14 9%
Total Value 57,203,854.18 100%
Mutual Funds 20.489.72 1%
1 The years indicate the number of years until the bond is scheduled to mature Complementary Structure 148,690.50 2%
based on the statement end date. Some bonds may be called, or paid in full.
before their stated maturity. Total Value $7,203,854.18 100%
Note: A - Bonds purchased at a premium show amortization.
' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
Cash
US DOLLAR 1.00 5,519,034 84 5,519,034 84 5519,034.84 551.90 0.01% '
44.37
JPM NY MUNI MM FD - MORGAN 1.00 1.00 1 00 1.00
Total Cash $6,619,036.84 $6,619,036.84 $0.00 $661.90 0.01%
$44.37
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GHISLAINE MAXWELL-HY ACCT.
For the Period 12/1/12 to 12/31/12
IRS Circular 230 Disclosure
JPMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion of U.S. tax matters contained herein (including any attachments) is not intended or written to be used.
and cannot be used, in connection with the promotion. marketing or recommendation by anyone unaffiliated with JPMorgan Chase 8 Co. of any of the matters addressed herein or for the purpose of
avoiding U.S. tax-related penalties.
Item:irks
NONE
Account Details
Authorized Signers: GHISLAINE MAXWELL
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CHISLAINE MAXWELL ACCT
For the Period 3/1/14 to 3/31/4
Settled Foreign Exchange Contracts
Trade Date Currency Amount Contracted Base Revalued
Settle Date Counter Currency Counter Amount Contract Rate Revaluation Rate Amount USD Amount USD Currency G/L
Trade Related
CANADIAN DOLLAR Mar 5 14 CAD (116,547.97) 1.106000 1.021232 105,377 91 (114,124.85) (8,746 94)
U S DOLLAR Mare 14 USD 105,377.91
NORWEGIAN KRONE Mar. 5 14 NOK (1,248,562.59) 5.992200 5.924982 208.364.64 (210,728.51) (2.363.87)
U S DOLLAR Mar. 7 14 USD 208.364.64
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CHISLAINE MAXWELL-HY ACCT
For the Period 5/1/12 to 5/31/12
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
US Fixed Income
INGLES MARKETS INC 108.25 10,000.00 10,825.00 10,775.00 50.00 887.50 6.88%
8 7/8% MAY 15 2017 39.44
DTD 05/12/2009
457030 AG-9 8B- A31
RRI ENERGY INC 88.50 21,000.00 18,586.00 21,157.50 (2,572.50) 1,653.75 10.90%
77/8% JUN 15 2017 762.55
DTD 06/13/2007
74971X-AC-1 B-/83
SERVICE CORP INTL 111.25 20,000.00 22,250.00 21,700.00 550.00 1,400.00 4.48%
7%JUN 15 2017 645.54
DTD 06/152006
MULTI CPN
817585-BF-0 GB- /8A3
SMITHFIELD FOODS INC 110.50 10,000.00 11,050.00 10,475.00 575.00 775.00 5.36%
SR NOTES 7 3/4% JUL 1 2017 322.91
DTD 6/22/2007
832248-A0-1 BB /B2
PINNACLE ENTERTAINMENT 108.50 10,000.00 10,850.00 10,850.00 862.50 6.65%
8 5/8% AUG 01 2017 28750
DTD 02/01/2010
723456•AK5 BB- /81
CHESAPEAKE ENERGY CORP 95.00 15,000.00 14,250.00 15,975.00 (1,725.00) 975.00 7.68%
6 1/2% AUG 15 2017 287.07
DTD 8/16/2005
165167-8S-5 BB- /6A3
CCO HLDGS LLC CAP CORP 107.25 9,000.00 9,652.50 9,495.00 157.50 652.50 5.87%
7 1/4% OCT 30 2017 56.18
DTD 09/27/2010
1248EP-AO-8 BB- /81
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GHISLAINE MAXWELL- OAP FDC ACCT.
For the Period 12/1/13 to 12/31/13
Equity Summary
Beginning Ending Change Current
Asset Categories Market Value Market Value In Value Allocation
US Large Cap Equity 1,951,922.93 1,972,606.91 20.68308 97%
Current
Market Value/Cost Penod Value
Market Value 1,972,606.91
Tax Cost 1,685,061.72
Unrealized Gain/Loss 287,545.19
Estimated Annual Income 53,604.30
Accrued Dividends 3,332.00
Yield 2.71%
Equity Detail
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Original Cost GaiNLoss Accrued Div. Yield
US Large Cap Et! it,
ANALOG DEVICES INC 50.93 1,751.000 *178.43 73,523.89 15,654.54 2,381.36 2.67%
032654-10-5 ADI
AUTOMATIC DATA PROCESSING INC 80.80 1,272.000 102,776.33 76,310.18 26,466.15 Z442.24 2.38%
053015-10-3 ADP 610.56
BAXTER INTERNATIONAL INC 69.55 1,556.000 108.219.80 102,841.72 5,378.08 3,049.76 2.82%
071813-10-9 BAX 762.44
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GHISLAINE MAXWELL ACCT
For the Period 211/12 to 2/29/12
Portfolio Activity Summary - Norwegian Krone
INCOME
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value' Period Value Value'
Beginning Cash Balance 0.00
Ending Cash Balance -- 0.00
• Year to date information is calculated on a calendar year basis.
• Your accounts standing instructions use a HIGH COST method for relieving assets from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gam,Loss USD
2/3 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,224,887.030 40.90
1.0000% DATED 01/272012 MATURITY 02/03/2012 238.17
HELD BY LONDON TREASURY SERVICES
(ID: 2527K9-9B-8)
2/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (238.170) MOS%
(ID: ONOKPR-M-1) (238.17)
2/3 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,224,887.030)
High Cost 1.0000% DATED 01/27/2012 MATURITY 02/03/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 25270-9B-8)
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GHISLAINE MAXWELL-HY ACCT.
For the Period 10/1/12 to 10/31/12
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type aC la Per Unit
Settle Date Selection Method Description Amount Amount
Income
10/1 Corporate Interest ARCH COAL INC 71/4% OCT 01 2020 DTD 08/09/2010 3,000.000 0.036 108.75
(ID: 039380-AC-4)
10/1 Corporate Interest BE AEROSPACE INC SR NOTES 6 7/8% OCT 01 2020 15.000.000 0.034 515.63
DM 09/16/2010 (ID: 055381-AR-8)
10/1 Corporate Interest BOISE PAPER HDG CO ISSR 8% APR 01 2020 DTD 10000.000 0.04 400.00
03119/2010 (ID: 09747G-AB-9)
10/1 Corporate Interest CONSOL ENERGY INC 8 1/4% APR 01 2020 DTD 15000.000 0.041 818.75
10101/2010 (ID: 20854P-AF-8)
10/1 Corporate Interest COVANTA HOLDING CORP 6 3/8% OCT 01 2022 DTD 7.000.000 0.034 238.00
03/19/2012 (ID: 22282E-AE-2)
10/1 Corporate Interest FRONTIER COMMUNICATIONS SR NOTES 81/8% OCT 01 20.000.000 0.041 812.50
2018 DTD 10/01/2039 (ID: 35906A-AB-4)
10/1 Corporate Interest QEP RESOURCES INC 5 3/8% OCT 01 2022 DTD 20.000.000 0.031 827.08
03/01/2012 (ID: 74733V-AB-6)
10/1 Foreign Interest SEAGATE TECHNOLOGY HDD H SR NOTES 6.80% OCT 1 10.000.000 0.034 340.00
2016 DID 9/202006 (ID: 81180R-AE-2)
10/1 Corporate Interest US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DM 10.000.000 0.037 368.75
03/19/2010 (ID: 912909.AF-5)
10/1 Corporate Interest WEYERHAEUSER CO 7 3/8% OCT 01 2019070 10.000.000 0.037 368.75
10/01/2009 (ID: 96216643V-5)
10/1 Interest Income DEPOSIT SWEEP INTEREST FOR SEPT (1.01% RATE ON 0.35
NET AVG COLLECTED BALANCE OF $42,112.19 AS OF
10/01/12
J.P.Morgan Page 19 of 23
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050532
Chase
CONFIDENTIAL SDNY_GM_00319730
EFTA01522940
DataSet-10
Unknown
1 pages
CHISLAINE MAXWELL ACCT.
For the Period NUB to 6130/13
Adjusted Tax Cost Unrealized Est Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
US Fixed Income
GENERAL ELEC CAP CORP 98.93 50,000.00 49,462 50 45,394.50 4.068.00 237.55 0.85%
MEDIUM TERM FLOATING RATE NOTE 33.65
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AS. /A1
BANK OF AMERICA CORP 104.00 150,000.00 156,006.00 150,000.00 6,006.00 5.400.00 2.36%
MEDIUM TERM NOTE 690.00
3.6% NOV 15 2016
DTD 11/042010
06050W-DW-2 A- MAA
A M ST MUM BOND AUTH 110.51 50,000.00 55,254.50 53,724.64 1,529.86 2,500.00 3.97%
ST CLEAN WIR REVOLVING FD 5% 55,424.00 625.00
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 G 100
59455T-PF-3 AM /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL 109.31 100,000.00 109,305.00 107,435.93 1,869.07 5,000.00 4.18%
DIST PERM SCH GTD FUND UNLIMITED TAX 110,503.00 1,888.80
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 CD 100
090874-FVS MA /AAA
A MA ST HLTH & EDUCTNL FACS AUTH 105.68 50,000.00 52,841.50 52,326.08 515.42 2,500.00 4.55%
REVENUE HARVARD UNIV 5% B 54,040.00 1,152.75
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 G 100
575860-FW-0 AM /AAA
Total US Fixed Income $619,314.77 5608,061.49 511,263.28 518,537.55 2.46%
$614,641.84 $5,002.40
J.P, Morgan Account Page 13 of 30 Consolidated Statement Page 16
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045824
Chase
CONFIDENTIAL SDNY_GM_00315022
EFTA01518586