EEA Client Identification The European Economic Area is not a target market for WM Americas, thus EEA accounts are limited (case by case) and should follow the proper approval process and controls. These limited EEA accounts must always be the…
BuySell Client Buys Currencyl EUR CP Put Notionall 10,000,000 Currency2 USD Notional2 -13,4…
Key Client Partners capabilities Our goal is to provide innovative, personalized investment solutions and opportunities across a full range of unique asset classes that meet the needs of sophisticated, qualified clients Futures & options …
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Amencos desk does not provide investment advice. The information set forth…
(b) Client will cause its Qualified Independent Representative to deliver to DB a statement in the form of Statement B in Part 4 of the Dodd-Frank Protocol as a condition precedent to discussing additional swaps and/or swap trading…
Private Client Group - Domestic Security InstructiOns Retitattiparrirminee AeeeAnd below meth.' n Amount IVOSS6CQ33 Aoiteluei Tittle F114,424C1AL 7RL1S7 OCIPAPAti'l corvette' Margin Requester Intormatlail Name Youn 441,01 nem A 6345671 Deobtoc DEL The C641 6111 Deb 041'1712013 Callback…
UBS Client Authorization I authorize UBS Financial Services Inc. and its processing institution (the 'Processing Bank') to initiate the types of transactions indicated above (including adjustments for any entries made in …
These clients won't be green in ICG by virtue of having WM ACOs only so we need to get Stefan/Louise comfortable if WM are looking for ICG to provide any sort of coverage on WM's behalf. Otherwise…
Subject: Client Entertainment — PWM Details, Frequency and Reconciliation Reports (July 2014) From: US.DB EntertainmentReports Date: Thu, 14 Aug2014 09:30:41 -0400 To: Cc: Hi All, In connection with the DB's new Client…
Key Client Partners (KCP) Americas does not provide investment advice and the products, investment ideas and solutions and relatedmatters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. KCP products and services are intended…
Key client Partners (KCP) products, investment ideas and solutions and related molten discussed herein ore providedfor discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein…
HR Client Remediation Progress r ?Pitt', " •6fla(37 NC/9MP …
The clients that we have decided we no longer want to retain Thanks Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 Tel. Email KCP products and…
Key Client Partners Deutsche Bank Securities Inc. Tel Mobil Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy…
Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email d All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail…
Account Client: BUTTERFLY TRUST had an outgoing wire for $237,270.00 on 3/31/2015 tol= at STANDARD CHARTERED BANK NEW YORK and an outgoing wire for $25,000.00 on 1/29/2015 to at JPMORGAN CHASE. 1…
Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 0ffic Cell E-Fax 646 808 3499 Sean Magee---11/04/2013 10:26:39 AM---Classification: Confidential Josh - I'm sure you're many requests like this…
GBSA CLIENT REPRESENTATIVE ATTESTATION FOR THE LEGACY REVIEW This document is designed to assist Deutsche Bank AG in its plan of conformance with the German Bank Separation Act. Attached is a list of customers ("Customer List") for which the undersigned…
Subject: Client tidy up [I] From: Ian Salters
Subject: Client Entertainment — PWM Details, Frequency and Reconciliation Reports (May 2014) From: US.DB EntertainmentReports Date: Fri, 13 Jun 2014 10:52:20 -0400 To: Kimberly Hart Chip Packard 11.1.11 Michael-J Dav…
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