DataSet-10
EFTA01454255
1 pg
Client Rcvs: Notional x [Final/Initial - 1]
Initial Margin: 20%
Long/short US Only - Long CROCI US Dividends vs. Short S&P 500 (two swaps):
Underlying: CROCI Div (DBUSSDUT) and S&P 500 (SPTR)
Client Pays: [SPTR Perf - (3mLibor +…
DataSet-10
EFTA01385116
1 pg
client is CEO
of Apollo
Global
management.
…
DataSet-10
EFTA01453680
1 pg
Client Rcvs: (DBUSSDUT Perf - (3mLibor + 0.80% p.a.)] x Notional
Initial Margin: 20%
Index Perf = - 1)]
Indicative levels as of 4/8/14. Source: DB GM Equity Derivatives.
• (Enterprise Value/Net Capital Invested)/(Cash Return on Capital…
DataSet-10
EFTA01419747
3 pg
Client Briefing
Leon Black
Chairman, CEO, Director - Apollo Global Management, LLC
Managing Partner — Apollo Management, LP
Brad Wechsler
Managing Partner of Elysium Management, LLC (Leon's Family Office)
Leon Black Brad Wechsler
Client Attendees
Brad Wechsler Head of Elysium Management…
DataSet-10
EFTA01480634
1 pg
Client Hierarchy Assignments
GRAY SHADED AREA CONTAINS SPN/CAS ID ASSIGNMENT INFORMATION
Banker SID
Banker BAC: 8634--CHBG
FNEN: 01
Does the DDR have Multiple No
Entities?
Client Hierarchy and Additional Entity As…
DataSet-10
EFTA01455069
1 pg
Client Service Information
Your Client Advisor: TN Contact Information
TAZIA SMITh Telephone Number:
345 PARK AVENUE 14Th FLOOR
NEW YORK NY 10154
Your Account Information
Tax Lot D…
DataSet-10
EFTA01454075
1 pg
Clients with IRA or ERISA accounts
The representations and warranties in this paragraph only apply to clients with IRA or ERISA accounts. Advisory IRA accounts and advisory accounts
governed by the Employee Retirement Income Security Act of 1974, as amended…
DataSet-10
EFTA01460693
1 pg
Clients
Monday. March 24. 2014 KCP Weekly Business Review
Revenue-Pipeline deals-Transactions closed-Client updates-Trade ideas
Ultimate Benanav @donated Annual
Chem …
DataSet-10
EFTA01460685
1 pg
Clients
Monday. March 24. 2014 KCP Weekly Business Review
Revenue-Pipeline deals-Transactions closed-Client updates-Trade ideas
Ultimate Benanav @donated Annual
Chem …
DataSet-10
EFTA01433607
26 pg
Clients+Products
Contact Information KCP AFS Structured Notes Periodic
communication Events/ Entertainment
General Information Current Offerings General Current
Offerings September Offerings
Relationship Name Family Office Name First Last
Claimed? C/P/I Ema…
DataSet-10
EFTA01461785
1 pg
BuySell Client Buys
Currencyl EUR
CP Put
Notionall 10,000,000
Currency2 USD
Notional2 -13,450,000
strike 1.345
Zonecut NY: 10:00 hours (Local time in New York)
ExpiryDate Mon 08 S…
DataSet-10
EFTA01460745
1 pg
IRE: Client Tiering [I]
Classification: For internal use only
chip,
Please see CBv and revenue rankings as of April YID attached. Existing
platinum relationships are highlighted in blue.
I believe the next Client Advisory meeting is this coming Monday, June…
DataSet-10
EFTA01431892
9 pg
Subject: Client list for Vista and Canyon [I]
From: Andrew King ‹ >
Date: Wed, 22 Feb 2017 14:20:24 -0500
To: Stewart Oldfield
Classification: For internal use only
Vista:
Banker
Notes
Email Sent
Response
Bluestem
Oldfield
Michael Billis
Y…
DataSet-10
EFTA01356385
1 pg
HR Client Remediation Progress
• clitall?
sul:str;t.m.6
• WV:037
tik„ •so.s.=.1
…
DataSet-10
EFTA01427964
3 pg
Date:
[Client Name]
[Client Address]
[Client Address]
[Client Address]
Re: Deutsche Bank AG New York Branch — [Account No.]
Dear Client:
Under German law, Deutsche Bank AG is required to inform its customers
about the existence of the German deposit guarantee…
DataSet-10
EFTA01460517
1 pg
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
From:
To: "Joshua shoshan"
Date: 11/05/2013 09:43 AM
subject: Fw: allocation (C]
Classification: confidential
Can I get color here on these accounts ?
They are new…
DataSet-10
EFTA01356568
1 pg
EEA Client Identification
The European Economic Area is not a target market for WM Americas, thus EEA accounts are limited
(case by case) and should follow the proper approval process and controls. These limited EEA accounts
must always be the…
DataSet-10
EFTA01447479
1 pg
BuySell Client Buys
Currencyl EUR
CP Put
Notionall 10,000,000
Currency2 USD
Notional2 -13,4…
DataSet-10
EFTA01368641
1 pg
Key Client Partners capabilities
Our goal is to provide innovative, personalized investment solutions and opportunities across a full range of
unique asset classes that meet the needs of sophisticated, qualified clients
Futures & options …
DataSet-10
EFTA01362920
1 pg
Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non-
advisory basis. The KCP Amencos desk does not provide investment advice.
The information set forth…
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