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EFTA01454255.pdf PDF

DataSet-10 EFTA01454255 1 pg

Client Rcvs: Notional x [Final/Initial - 1] Initial Margin: 20% Long/short US Only - Long CROCI US Dividends vs. Short S&P 500 (two swaps): Underlying: CROCI Div (DBUSSDUT) and S&P 500 (SPTR) Client Pays: [SPTR Perf - (3mLibor +…

EFTA01453680.pdf PDF

DataSet-10 EFTA01453680 1 pg

Client Rcvs: (DBUSSDUT Perf - (3mLibor + 0.80% p.a.)] x Notional Initial Margin: 20% Index Perf = - 1)] Indicative levels as of 4/8/14. Source: DB GM Equity Derivatives. • (Enterprise Value/Net Capital Invested)/(Cash Return on Capital…

EFTA01419747.pdf PDF

DataSet-10 EFTA01419747 3 pg

Client Briefing Leon Black Chairman, CEO, Director - Apollo Global Management, LLC Managing Partner — Apollo Management, LP Brad Wechsler Managing Partner of Elysium Management, LLC (Leon's Family Office) Leon Black Brad Wechsler Client Attendees Brad Wechsler Head of Elysium Management…

EFTA01480634.pdf PDF

DataSet-10 EFTA01480634 1 pg

Client Hierarchy Assignments GRAY SHADED AREA CONTAINS SPN/CAS ID ASSIGNMENT INFORMATION Banker SID Banker BAC: 8634--CHBG FNEN: 01 Does the DDR have Multiple No Entities? Client Hierarchy and Additional Entity As…

EFTA01455069.pdf PDF

DataSet-10 EFTA01455069 1 pg

Client Service Information Your Client Advisor: TN Contact Information TAZIA SMITh Telephone Number: 345 PARK AVENUE 14Th FLOOR NEW YORK NY 10154 Your Account Information Tax Lot D…

EFTA01454075.pdf PDF

DataSet-10 EFTA01454075 1 pg

Clients with IRA or ERISA accounts The representations and warranties in this paragraph only apply to clients with IRA or ERISA accounts. Advisory IRA accounts and advisory accounts governed by the Employee Retirement Income Security Act of 1974, as amended…

EFTA01460693.pdf PDF

DataSet-10 EFTA01460693 1 pg

Clients Monday. March 24. 2014 KCP Weekly Business Review Revenue-Pipeline deals-Transactions closed-Client updates-Trade ideas Ultimate Benanav @donated Annual Chem …

EFTA01460685.pdf PDF

DataSet-10 EFTA01460685 1 pg

Clients Monday. March 24. 2014 KCP Weekly Business Review Revenue-Pipeline deals-Transactions closed-Client updates-Trade ideas Ultimate Benanav @donated Annual Chem …

EFTA01433607.pdf PDF

DataSet-10 EFTA01433607 26 pg

Clients+Products Contact Information KCP AFS Structured Notes Periodic communication Events/ Entertainment General Information Current Offerings General Current Offerings September Offerings Relationship Name Family Office Name First Last Claimed? C/P/I Ema…

EFTA01461785.pdf PDF

DataSet-10 EFTA01461785 1 pg

BuySell Client Buys Currencyl EUR CP Put Notionall 10,000,000 Currency2 USD Notional2 -13,450,000 strike 1.345 Zonecut NY: 10:00 hours (Local time in New York) ExpiryDate Mon 08 S…

EFTA01460745.pdf PDF

DataSet-10 EFTA01460745 1 pg

IRE: Client Tiering [I] Classification: For internal use only chip, Please see CBv and revenue rankings as of April YID attached. Existing platinum relationships are highlighted in blue. I believe the next Client Advisory meeting is this coming Monday, June…

EFTA01431892.pdf PDF

DataSet-10 EFTA01431892 9 pg

Subject: Client list for Vista and Canyon [I] From: Andrew King ‹ > Date: Wed, 22 Feb 2017 14:20:24 -0500 To: Stewart Oldfield Classification: For internal use only Vista: Banker Notes Email Sent Response Bluestem Oldfield Michael Billis Y…

EFTA01356385.pdf PDF

DataSet-10 EFTA01356385 1 pg

HR Client Remediation Progress • clitall? sul:str;t.m.6 • WV:037 tik„ •so.s.=.1 …

EFTA01427964.pdf PDF

DataSet-10 EFTA01427964 3 pg

Date: [Client Name] [Client Address] [Client Address] [Client Address] Re: Deutsche Bank AG New York Branch — [Account No.] Dear Client: Under German law, Deutsche Bank AG is required to inform its customers about the existence of the German deposit guarantee…

EFTA01460517.pdf PDF

DataSet-10 EFTA01460517 1 pg

Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 From: To: "Joshua shoshan" Date: 11/05/2013 09:43 AM subject: Fw: allocation (C] Classification: confidential Can I get color here on these accounts ? They are new…

EFTA01356568.pdf PDF

DataSet-10 EFTA01356568 1 pg

EEA Client Identification The European Economic Area is not a target market for WM Americas, thus EEA accounts are limited (case by case) and should follow the proper approval process and controls. These limited EEA accounts must always be the…

EFTA01368641.pdf PDF

DataSet-10 EFTA01368641 1 pg

Key Client Partners capabilities Our goal is to provide innovative, personalized investment solutions and opportunities across a full range of unique asset classes that meet the needs of sophisticated, qualified clients Futures & options …

EFTA01362920.pdf PDF

DataSet-10 EFTA01362920 1 pg

Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Amencos desk does not provide investment advice. The information set forth…

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