DataSet-10
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1 pages
GHISLAINE MAXWELL -OAP HID ACCT.
For the Period 1/1/13 to 1/31/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value original Cost Gain/Loss Accrued Div. Yield
EAFE Equity
P SINGAPORE TELECOMMUNICATIONS LTD 28.28 1,060.000 29972.56 29,955.60 16.96 1,308.04 4.36%
ADR
82929R-30-4 SOAP
P SMITHS GROUP PLC 19.45 1,270.000 24,705.31 25,082.50 (377.19) 746.76 3.02%
SPONSORED ADR
83238P-20-3 SMGZ
P STATOIL ASA 26.53 950.000 25,203.50 25,206.64 (3.14) 858.80 3.41%
SPONS ADR
85771P-10-2 STO
P TAIWAN SEMICONDUCTOR MANUFACTURING 17.74 1130.000 20,048.20 20,114.00 (67.80) 449.74 2.24%
CO LTD
SPONS ADR
874039-10-0 TSM
P TELEKOMUNIKASI WD 39.65 760.000 30,134.00 29,978.22 157.78 833.72 2.77%
SPONS ADR
715684-106 UK
P TESCO PLC 16.95 870.000 14,743.89 14,972.70 (228.81) 573.33 3.89%
SPONS ADR
881575-30-2 TSCD
P TOTAL SA 54.29 460.000 24,973.40 25,092.04 (118.64) 1,156.44 4.63%
SPONS ADR
89151E-10-9 TOT
P UNLEVER N V 40.48 930.000 37,646.40 37,665.00 (18.60) 1,224.81 3.25%
904784-70-9 UN
P UNITED OVERSEAS BANK LTD 30.46 900.000 27,411.30 27,486.00 (74.70) 857.70 3.13%
SPONS ADR
911271-30-2 UOVE
US DOLLAR 1.00 1,000,000.000 1,000,000.00 1,000,000.00 100.00 0.01%
1.08
JP Morgan Page 8 of 13
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045269
Chase
CONFIDENTIAL SDNY_GM_00314467
EFTA01518060
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1 pages
GHISLAINE MAXWELL -OAP HID ACCT.
For the Period 4/1/13 to 4/30/13
Account Summary CONTINUED
Current Year-to-Date Current Year-to-Date
Tax Summary Period Value Value Period Value Value
Foreign Dividends 8,158.18 7,745.02 ST Realized Gainless 87.03 (287.64)
Interest Income 0.91 1.87 Realized Gain/Loss 887.03 ($287$4)
Taxable Income $6,168.49 57.746.69
To-Date Value
Unrealized Gain/Loss $47,743.34
Cost Summary Cost
Equity 1.504757 16
Total $1,504,757.16
JP Morgan Page 3 of 19
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045574
Chase
CONFIDENTIAL SDNY_GM_00314772
EFTA01518349
DataSet-10
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1 pages
GHISLAINE MAXWELL
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Japanese Yen
INCOME
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value' Period Value Value'
Beginning Cash Balance 0.00
Ending Cash Balance -- 0.00
• Year to date information is calculated on a calendar year basis.
• Your accounts standing instructions use a HIGH COST method for relieving assets from your position
Portfolio Activity Detail - Japanese Yen
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain,loss USD
3/27 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL 50.042.590 (50.042 59) 7 46
JPY EXCHANGE RATE 82.280000000 DEAL 03/23/12 (4,117,504.00)
VALUE 03/27/12 (ID: 0JPYPR-AA-9)
JP Morgan Page 37 of 53
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048492
Chase
CONFIDENTIAL SDNY_GM_00317690
EFTA01521132
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20 pages
GHISLAINE MAXWELL
EFTA01575526
EFTA01575527
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL IRA
ACCT.
For the Period 7/1/13 to 7/31/13
Asset Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Holdings
Cash & Fixed Income
Portfolio Activity
4
6
Page
2
Client News
The following information supersedes that which you
received as part of your June statement insert,
"J.P. Morgan Securities LLC, Important information and
disclosures."
SEC Regulation NMS Rule 607 - Payment for Order
Flow
JPMS LLC may pay from time to time for certain order
flow in the form of discounts, rebates, reductions of fees
or credits. As a result of sending orders to certain trading
centers, JPMS LLC receives payment for order flow in the
form of discounts, rebates, reductions of fees or credits.
Under some circumstances, the amount of such
remuneration may exceed the amount that JPMS LLC is
charged by such trading centers. This does not alter
JPMS LLC's policy to route customer orders to the
trading center where it believes clients will receive the
best execution, taking into account price, reliability,
EFTA01575528
market depth, quality of service, speed and efficiency.
Page 1 of 7
EFTA01575529
GHISLAINE MAXWELL IRA ACCT.
For the Period 7/1/13 to 7/31/13
Account Summary
Asset Allocation
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
56,516.35
$56,516.35
40.94
$56,557.29
Ending
Market Value
56,608.50
$56,608.50
40.97
$56,649.47
Current
Portfolio Activity
Beginning Market Value
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
56,516.35
40.94
51.21
$56,608.50
40.97
$56,649.47
Year-to-Date
Value
56,685.79
331.77
(409.06)
$56,608.50
40.97
$56,649.47
Change
In Value
92.15
$92.15
0.03
$92.18
Estimated
599.28
EFTA01575530
5599.28
Current
Annual Income Allocation
100%
100%
Page 2 of 7
EFTA01575531
GHISLAINE MAXWELL IRA ACCT.
For the Period 7/1/13 to 7/31/13
Account Summary
Tax Summary
Domestic Dividends/Distributions
Taxable Income
CONTINUED
Current
Period Value
40.94
$40.94
Year-to-Date
Value
331.77
$331.77
Unrealized Gain/Loss
To-Date Value
($508.57)
Cost Summary
Cash & Fixed Income
57,117.07
Cost
Total
$57,117.07
Page 3 of 7
EFTA01575532
GHISLAINE MAXWELL IRA ACCT.
For the Period 7/1/13 to 7/31/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Market Value
733.39
55,782.96
$56,516.35
Ending
Market Value
733.39
55,875.11
$56,608.50
Current
Period Value
56,608.50
57,117.07
(508.57)
599.28
40.97
1.05%
Cash & Fixed Income as a percentage of your portfolio 100%
SUMMARY BY TYPE
Market
Value
56,608.50
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Mutual Funds
EFTA01575533
Total Value
Market
Value
733.39
55,875.11
$56,608.50
% of Bond
Portfolio
1%
99%
100%
US Fixed Income
Change
In Value
0.00
92.15
$92.15
Current
Allocation
1%
99%
100%
Cash
Asset Categories
Page 4 of 7
EFTA01575534
GHISLAINE MAXWELL IRA ACCT.
For the Period 7/1/13 to 7/31/13
Note:
1
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
US Fixed Income
3PM SHORT DURATION BOND FD - SEL
FUND 3133
4812C1-33-0
10.91
5,121.46
55,875.11
56,383.68
(508.57)
599.21
40.97
1.07%
1.00
733.39
733.39
733.39
0.07
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 5 of 7
EFTA01575535
GHISLAINE MAXWELL IRA ACCT.
For the Period 7/1/13 to 7/31/13
Portfolio Activity Summary
Beginning Cash Balance
Transactions
INFLOWS
Total Inflows
Income
TRADE ACTIVITY
Total Trade Activity
Settled Securities Purchased
Ending Cash Balance
Current
Period Value
733.39
40.94
$40.94
(40.94)
($40.94)
$733.39
* Year to date information is calculated on a calendar year basis.
Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
7/1
Div Domest
Description
3PM SHORT DURATION BOND FD - SEL FUND 3133 @
0.008 PER SHARE (ID: 4812C1-33-0)
Quantity
Cost
5,117.703
Per Unit
Amount
0.008
Amount
40.94
Year-To-Date
Value*
-331.77
$331.77
(331.77)
($331.77)
-Page
6 of 7
EFTA01575536
GHISLAINE MAXWELL IRA ACCT.
For the Period 7/1/13 to 7/31/13
TRADE ACTIVITY
Trade Date
Settle Date
Type
Settled Securities Purchased
7/1
Purchase
7/1
Description
3PM SHORT DURATION BOND FD - SEL FUND 3133
REINVESTED @ 10.90 PER SHARE (ID: 4812C1-33-0)
Quantity
3.755
Per Unit
Amount
10.903
Market Cost
(40.94)
Page 7 of 7
EFTA01575537
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01575538
For the Period 7/1/13 to 7/31/13
For your convenience we have combined statement(s) for activity you conduct
through J.P. Morgan in one package. Below are important disclosures relating
to these different accounts.
These statements may relate to various account types. Some of the
disclosures are applicable to all of your accounts. For ease of reference
the disclosures applicable to a particular type
of account have been grouped together by descriptive headers.
IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S)
Important Information about Pricing ,Valuations, Estimated Annual Income,
and Estimated Yield
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein, some of which has
been provided by pricing sources that J.P. Morgan
believes to be reliable, is not guaranteed for accuracy but provided for
informational purposes and is furnished for the exclusive use of the client.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily, weekly
and monthly resets, there is no guarantee that there will be liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed auction, there is no assurance that a secondary market will
develop or that the security will trade at par or any other price reflected
on statements and online. Accordingly, investors should not
rely on pricing information appearing in their statements or online with
respect to ARS. When J.P. Morgan is unable to obtain a price from an
internal or outside source for a particular ARS, the price
column on your statement will indicate "unpriced".
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are sourced from the various
issuers of the securities or they are sourced from a third party valuation
provider. J.P. Morgan expressly disclaims any responsibility for (1) the
accuracy of the models or estimates used in deriving the
valuations, (2) any errors or omissions in computing or disseminating the
valuations, and (3) any uses to which the valuations are put. Valuations are
provided for information purposes only and are
intended solely for your own use. Please refer to the trade confirmation for
details of each transaction.
Certain assets, including but not limited to, pooled and private
investments, non-publicly traded and infrequently traded securities,
derivatives, partnership interests and tangible assets are generally
illiquid, the value of such asset may have been provided to us by third
EFTA01575539
parties who may or may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to
us, and is not independently verified.
In cases where we are unable to obtain a current market value from an
internal or outside source for a particular security, the price column on
your statement will indicate "unpriced". Although such
securities may have value, please note that the value of a security
indicated as "unpriced" will not be included in your overall current market
value as reflected on the statement.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
securities could be bought or sold or new transactions could
be entered into, or the actual terms on which existing transactions or
securities could be liquidated. Such values may only be indicative.
When we are unable to obtain a current value from an internal or outside
source for a particular security, the price column on your statement will
indicate "unpriced".
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
Offshore Deposits - London and Nassau
Disclosures Page 1 of 3
EFTA01575540
For the Period 7/1/13 to 7/31/13
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
Bank products and services are offered through JPMorgan Chase Bank, N.A.
("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan
Securities LLC ("JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from
its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form
ADV II or brochure upon written request.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Please take the steps indicated below if you think statement(s) are
incorrect or contact your J.P.Morgan team if you require additional
information about a transaction on your
statement(s).
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S)
(LINKED TO JPMS)
Your Asset Account consists of a bank account that custodies assets linked
to a brokerage account through which securities transactions are executed.
As a result, the Asset Account statement(s) reflect
brokerage transactions executed through JPMS but (except for exchange listed
options) held in custody at JPMCB. Securities purchased or sold through JPMS
in U.S. markets (other then mutual
funds) are cleared through an affiliate of JPMS, in non-U.S. markets
securities are cleared through JPMS. Positions in exchange-listed options
are held by JPMCC. For your convenience, however,
positions in exchange-listed options are presented in Asset Account
statement(s) together with other assets held in such account(s). All
pertinent information about your settled and pending purchases
and sales effected through your JPMS account during the period covered by
these statement(s), is summarized in the "Trade Activity" portion of the
statement(s).
In Case of Other Errors or Questions About Your Asset Account Statement(s)
Please review your statement(s) and promptly report any inaccuracy or
discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
EFTA01575541
improper payments or transfers in writing to both the introducing broker,
JPMS and the clearing firm, JPMCC at the addresses shown on your
statement(s). Any oral communication should be
re-confirmed in writing to further protect your rights, including your
rights under the Securities Investor Protection Act (SIPA). If you have any
questions please contact your J.P.Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
activity and account balance(s) are correct.
JPMCC and JPMS are members of the Securities Investor Protection Corp
("SIPC"), a not-for-profit membership corporation funded by broker-dealers
registered with the Securities and Exchange
Commission. Securities and cash held for a customer at JPMCC are protected
by SIPC up to $500,000 per customer, which includes up to $250,000 of
protection for cash. SIPC does not protect
against losses from fluctuations in the value of the securities. Assets held
in custody by JPMCB are not subject to SIPC. You may obtain information
about SIPC, including the SIPC Brochure, on their
website, at "www.sipc.org" or by contacting them at (202) 371-8300.
In Case of Errors or Questions About Your Electronic Transfers.
Disclosures Page 2 of 3
EFTA01575542
For the Period 7/1/13 to 7/31/13
Contact your J.P. Morgan Team at one of the telephone numbers on the front
of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road,
1/OPS3, Newark, DE 19713-2107 as soon as
you can, if you think your statement is wrong or if you need more
information about a transfer on the statement. We must hear from you no
later than 60 days after we sent you the FIRST statement on
which the error or problem appeared. (1) Tell us your name and account
number. (2) Describe the error or the transfer you are unsure about, and
explain as clearly as you can why you believe it is an
error or why you need more information. (3) Tell us the dollar amount of the
suspected error. We will investigate your complaint and will correct any
error promptly. If we take more than 10 business
days (or 20 business days for new accounts) to do this, we will credit your
account for the amount you think is in error, so that you will have the use
of the money during the time it takes us to complete
our investigation.
In Case of Errors or Questions About Non-Electronic Transfers (Checks or
Deposits)
Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a
statement is incorrect or if you need more information about any non-
electronic transactions (checks or deposits) on this
statement. If any such error appears, you must notify the bank in writing as
soon as possible after your statement was made available to you. For more
complete details, see the applicable account
agreements and appendices that govern your account.
Deposit products and services are offered by JPMCB Member FDIC.
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
With reference to JPMS and JPMCC: A financial statement of this organization
is available to you for personal inspection at its offices, or a copy will
be mailed to you upon written request.
You should have received (or have made available to you) separate
confirmations for each securities transaction. All transactions are subject
to the terms and conditions stated on the reverse side of
such confirmations and are subject to the constitution, by-laws, customs and
interpretations of the marketplace where executed and governed by and
construed in accordance with the laws of the State
of New York and all applicable federal laws and regulations. Further
information with respect to commissions and other charges related to the
execution of transactions, including options transactions,
has been included in confirmations that were previously furnished or have
made available to you. Upon written request, JPMS will promptly supply you
with the latest information.
PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES
Shares of the funds referenced above are not bank deposits and are not
guaranteed by any bank, government entity, or the FDIC. Return and share
price will fluctuate and redemption value may be
EFTA01575543
more or less than original cost. While the money market funds seek to
maintain a stable net asset value of $1.00 per share, there is no assurance
that they will continue to do so. The estimated annual
income and dividend yield figures for mutual funds represent the funds' most
recent income dividend annualized.
Prospectuses and other fund information for JPMorgan funds may be obtained
by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at
(800) 480-4111. You also may view and
order materials online for JPMorgan funds at www.jpmorganfunds.com.
J.P. Morgan affiliates may receive compensation from the JPMorgan funds for
providing investment advisory services to the funds. J.P. Morgan affiliates
may also provide administrative, custodial,
sales, distribution, shareholder or other services to the JPMorgan Funds or
funds established, sponsored, advised, or managed by third parties, and J.P.
Morgan affiliates may be compensated for such
services as allowed by applicable law. The distributor of the JPMorgan Funds
is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB.
Assets may be reflected herein even though they may be held by a third party
unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise
agrees, J.P. Morgan has no responsibility for
the verification, valuation, safekeeping or management of those assets.
Disclosures Page 3 of 3
EFTA01575544
EFTA01575545
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL -TAP DVS ACCT. Fp
For the Period 3/1/13 to
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per Unit
Settle Date Selection Method Description Amount Amount
3/1 Interest Income DEPOSIT SWEEP INTEREST FOR 02/01/13 - 02/28/13 0.26
e .01% RATE ON AVG COLLECTED BALANCE OF
$29918.64 AS OF 03101/13
3/1 Div Domest JPM STR INC OPP FD FUND 3844 62 0.029 PER SHARE 3,015.900 0.029 87.46
(ID: 4812A4-35-1)
3/1 Div Domest JPM TR I MLT SC INCM SL © 0.008 PER SHARE 7,758.126 0.008 62.07
(ID: 48121A-29-0)
3/1 Div Domest BLACKROCK HIGH YIELD BOND 02/28/13 INCOME 6,023.171 0.038 226.45
DIVIDEND 0 0.038 PER SHARE AS OF 02/28/13
(ID: 091929-63-8)
3/1 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE 102/28/13 7,524.150 0.045 340.63
INCOME DIVIDEND e 0.045 PER SHARE AS OF
02/28/13 (ID: 277923-63-7)
3/1 Dlv Domest HSBC FDS TOTAL RETURN I03/01/13 INCOME 3,858.587 0.005 19.30
DMDEND O 0.005 PER SHARE (ID: 40428X-154)
3/1 Div Domest PRUDENTIAL TOTAL RETURN BD F CL Z 02/28/13 5,318.176 0.041 215.86
INCOME DIVIDEND e 0.031 PER SHARE AS OF
02/28/13 (ID: 744405-40-5)
3/4 Div Domest COHEN B STEERS PREFERRED SECURITIES AND INCOME 3,742.693 0.071 265.73
FUND INC 02/28/13 INCOME DIVIDEND 0 0.071 PER
SHARE AS OF 02/28/13 (ID: 19248X-30-7)
3/4 Dlv Domest DOUBLELINE PDS TR TTL RTN BD 102/28/13 INCOME 12,498.155 0.043 534.33
DIVIDEND @ 0.043 PER SHARE AS OF 02/28/13
(ID: 258620-10-3)
J.P.Morgan Accot E age 13 of 14 Consolidated Statement Page 62
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045554
Chase
CONFIDENTIAL SDNY_GM_00314752
EFTA01518333
DataSet-10
Unknown
1 pages
CHISLAINE MAXWELL ACCT.
For the Period 3/I/I3 to
Cash & Fixed Income Summary
Beginning Ending Change Current Asset Categories
Asset Categories Market Value Market Value In Value Allocation
Cash 1.889.763.47 1.894.083.03 4.319.56 41%
Non-USO Cash 349.927.80 22.010.70 (327.917.10) 1%
Non-USO Short Term 112.973.62 553.436.32 440.462.70 13%
US Fixed Income 630.352 68 628.763 80 (1,588.88) 14% NotbUSD Cere
Non-US Fixed Income 409.215 05 296.319 23 (112,895.82) 7%
Non-US FixedIncome
Total Value 53,392,232.62 $3,394,613.08 $2,380.46 76%
Current Non.U50 Short Term
Market Value/Cost Period Value
Market Value 3,394613.08
Tax Cost 3,434.512 79 US Fixed Income
Unrealized Gain/Loss (39,899.71)
Estimated Annual Income 44.925.06
Cash & Fixed Income as a percentage of your portfolio - 76 %
Accrued Interest 20.800.55
Yield 1.31%
J.P.Morgan Account Page 9 of 30 Consolidated Statement Page 12
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045502
Chase
CONFIDENTIAL SDNY_GM_00314700
EFTA01518281
DataSet-10
Unknown
1 pages
CHISLAINE MAXWELL ACCT
For the Period 10/1/1310 10/31/13
Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Markel Value'
Securities Transferred Out
10/2 Free Delivery JP MORGAN CHASE BANK -CAD LONDON TIME DEPOSITS (116,241 540) (112,577.15)
0.5700% DATED 09/25/2013 MATURITY 10/02/2013 113,837 60
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID:
10/9 Free Delivery JP MORGAN CHASE BANK -CAD LONDON TIME DEPOSITS (116,254.420) (112,578.72)
0.5700% DATED 10/02/2013 MATURITY 10/09/1013 113,850.07
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID:
10/16 Free Delivery JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS (116,267.300) (11Z135.12)
0.6200% DATED 10/09/2013 MATURITY 10/16/2013 113,862.54
HE EASURY SERVICES CLIENT REF FTD
(ID
1023 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (116.281.320) (113,059.13)
0.6200% DATED 10/16/2013 MATURITY 10/23/2013 113,876.06
HELD BY LONDON TREASURY SERVICES CLIENT REF MD
(ID:
10/30 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (116.295.340) (111,324.69)
0.6200% DATED 10/23/2013 MATURITY 10/30/2013 113,889.69
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID
Total Securities Transferred Out ($561.674.81)
J.P.Morgan Aceoun 23 of 31 Consolidated Statement Page 26
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046284
Chase
CONFIDENTIAL SDNY_GM_00315482
EFTA01519017
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL ACCT.
For the Period 12/1/11 to 12/31/11
COST ADJUSTMENTS - Euro
Cost Basis
Adjustments USD
Seine Date Type Description Quantity Local Value
12/2 Cost Basis A4 SODEXHO ISIN FR0000121220/SEDOL 7062713 COST 175.000 11,504.21
BASIS ADJUSTMENT (ID: F84941-91-7) 8,070.65
12/2 Cost Basis A4 AKZO NOBEL N V ISIN NL00000091321SEDOL stseem 149.000 8,575.31
COST BASIS ADJUSTMENT (ID: N01803-902) 6,023.16
12/2 Cost Basis A4 STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 933.000 7,952.65
5072673 COST BASIS ADJUSTMENT (ID: X21349.90.1) 5,57364
12/2 Cost Basis A4 BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 163.000 11,460.81
5069211 COST BASIS ADJUSTMENT (ID: 072733-91-8) 8,039.46
12/2 Cost Basis A4 GDF SUEZ ISIN FR0010208488 SEDOL BOC2CO3 COST 289.000 8,701.98
BASIS ADJUSTMENT (ID: 36827E-91.4) 6,105.33
12/2 Cost Basis Ad) ROYAL DUTCH SHELL PLC -A ISIN GBOOB03MLX29 488.000 15,012.52
SEDOL BO9CBL4 COST BASIS ADJUSTMENT 10,531.99
(ID: 780259.99-0)
12/2 Cost Basis A4 SOLVAY SA ISIN 6E0003470755 SEDOL 4821100 COST 77.000 7,681.17
BASIS ADJUSTMENT (ID: 834437-91-5) 5,486.45
12/13 Cost Basis A4 ALLIANZ SE HOLDING ISIN DE0008404005 SEDOL 77.000 (8,959.03)
5231485 COST BASIS ADJUSTMENT (ID: D03080-90-6) (6,285.03)
12/13 Cost Basis A4 CAP GEMINI S A ISIN FR0000125338 SEDOL 4183437 217.000 (10,039.69)
COST BASIS ADJUSTMENT (ID: F13587-92-2) (7,042.98)
12/13 Cost Basis A4 SANOFI ISIN FR0000120578 SEDOL 5671735 COST 156.000 (10,332.63)
BASIS ADJUSTMENT (ID: F5548N-91-1) (7,252.78)
12/13 Cost Basis Al AKZO NOBEL N V ISIN NL0000009132/SEDOL 5456314 149.000 (8,575.31)
COST BASIS ADJUSTMENT (ID: N01803-90-2) (6,023.16)
12/13 Cost Basis A4 STORA ENSO OYJ R SHS ISIN FI0009005961 SEDOL 933.000 (7.952.65)
5072673 COST BASIS ADJUSTMENT (ID: X21349-90-1) (5,573.64)
12/13 Cost Basis A4 BAYER AG REGISTERED SHS ISIN DE000BAY0017 SEDOL 163.000 Aeo.81)
5069211 COST BASIS ADJUSTMENT (ID: 072733.91.8) (8.038.48)
JP Morgan Page 44 of 77
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048313
Chase
CONFIDENTIAL SDNY_GM_00317511
EFTA01520966
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048904
Chase
CONFIDENTIAL SDNY_GM_00318102
EFTA01521515
DataSet-10
Unknown
1 pages
CHISLAINE MAXWELL IRA ACCT.
For the Period 5/1/12 to 5/31/12
Account Summary CONTINUED
Current Year-to-Date
Tax Summary Period Value Value To-Date Value
Domestic Dividends/Distributions 60.60 327 43 Unrealized Gain/Loss ($149.61)
Interest Income 0.01 0.06
Taxable Income $60.61 5327.49
Cost Summary Cost
Cash & Fixed Income 56.391 24
Total 556,391.24
J.P. Morgan Page 3 of 7
Confidential Treatment Requested by JPMorgan JPM-SDNY-00051412
Chase
CONFIDENTIAL SDNY_GM_00320610
EFTA01523712
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL IRA ACCT
For the Period 12/1/13 to 12/31/13
Account Summary
Beginning Ending Change Estimated Current
Asset Allocation Market Value Market Value In Value Annual Income Allocation
Cash & rued Income 56.870 15 56,749.45 (120.70) 535.02 100%
Market Value $56,870.15 $56,749.45 ($120.70) $535.02 100%
Accruals 41.09 72.01 30.92
Market Value with Accruals $66.911.24 $56.821.46 ($89.78)
Current Year-to-Date
Portfolio Activity Period Value Value
Beginning Market Value 66,870.15 66,686.79
Income & Distributions 45 20 535.91
Change In Investment Value (165 90) (472 25)
Ending Market Value 666.749.46 $56,749.45
Accruals 72.01 72 01
Market Value with Accruals $56,821.46 $56,821.46
Current Year-to-Date Current Year-to-Date
Tax Summary Period Value Value Period Value Value
Domestic Dividends Distributions 45.20 535 91 LT Capital Gain Distributions 39 78 39.78
Taxable Income $45.20 $636.91 Realized Gain/Loss $39.78 $39.78
To-Date Value
Unrealized Gain!Loss ($611.54)
J.P.Morgan Page 2 of 7
Confidential Treatment Requested by JPMorgan JPM-SDNY-00051673
Chase
CONFIDENTIAL SDNY_GM_00320871
EFTA01523910
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL- TAP DYS ACCT.
For the Period 2/1/I3 to 2/28/13
Account Summary CONTINUED
Current Year-to-Date Current Year-to-Date
Tax Summary Period Value Value Period Value Value
Domestic Dividends/Distributions 934.06 934 08 ST Realized Gain/Loss 51.73 51 73
Interest Income 0.48 0.48 Realized Gain/Loss 851.73 $51.73
Taxable Income 8934.58 $934.68
To-Date Value
Unrealized Gain/Loss $403.32
COS( Stinsntary Cost
Equity 75.227,00
Cash 8 Fixed Income 701,288 94
Total $776.515.94
J.P.Morgan Account Page 3 of 15 Consolidated Statement Page 56
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045444
Chase
CONFIDENTIAL SDNY_GM_00314642
EFTA01518226
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL- OAP FDG ACCT
For the Period 11/1/13 to 11/30/13
Equity Summary
Beginning Ending Change Current
Asset Categories Market Value Market Value In Value Allocation
US Large Cap Eguay 1,928,469.05 1,951,922.93 23,453.88 97%
Current
Market Value/Cost Penod Value
Market Value 1,951,922.93
Tax Cost 1,685,061.72
Unrealized Gain/Loss 266,861.21
Estimated Annual Income 53,604.30
Accrued Dividends 5,872.26
Yield 2.74%
Equity Detail
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield
US Large Cap Et! it,
ANALOG DEVICES INC 48.22 1,751.000 84,433.22 73,523.89 10,909.33 2,381.36 2.82%
032854-10-5 ADI
AUTOMATIC DATA PROCESSING INC 80.02 1,272.000 101,785.44 76,310.18 25,475.26 Z442.24 2.40%
053015-10-3 ADP
BAXTER INTERNATIONAL INC 68.45 1,558.000 108.508.20 102,841.72 3,668.48 3,049.76 2.86%
071813-10.9 BAX
JP Morgan Page 4 of 10
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050031
Chase
CONFIDENTIAL SDNY_GM_00319229
EFTA01522485
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL ACCT.
For the Period 3/1/12 to 3/31/12
Portfolio Activity Summary - Australia Dollar
PRINCIPAL
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value' Period Value Value'
Beginning Cash Balance 0.00
INFLOWS
Income 103 25 103.25 100.00 100.00
Contributions 218.28 208.35
Total Inflows $103.25 5319.61 100.00 308.36
OUTFLOWS "'
Foreign Exchange - Outflows (5.596.84) (5,811.27) (5,387.79) (5,596.14)
Total Outflows ($6,696.84) ($5,811.27) (5,387.79) (6,598.14)
TRADE ACTIVITY
Settled SalesMaturibes/Redemptions 5,848.58 5,1348.58 5.387 79 5,387.79
Total Trade Activity 55,848.58 55,648.68 5.387.79 5,387.79
Ending Cash Balance MEI
100.00
• Year to date information is calculated on a calendar year basis.
• Your accounts standing instructions use a HIGH COST method for relieving assets from your position
JP Morgan Page 20 of 53
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048475
Chase
CONFIDENTIAL SDNY_GM_00317673
EFTA01521115
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL ACCT.
For the Period 4/1/13 to 4/30/13
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
417 Foreign Interest JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 115,914.540 14.28
0.5700% DATED 04/09/2013 MATURITY 04/17/2013 14.68
HELD BY LONDON TREASURY SERVICES
(ID: 2534S9-9N-8)
4/17 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (14.680) (14.28)
(ID: OCADPR-AA-6) (14.68)
4/24 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,929.220 12.51
0.5700% DATED 04/17/2013 MATURITY 04/24/2013 12.85
HEW BY LONDON TREASURY SERVICES
(ID: 2534U9-9U-9)
4/24 Mitt Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (12850) (12.51)
(ID: OCADPR-AA-6) (12.85)
Total Inflows & Outflows $0.00
SECURITIES TRANSFERRED IN/OUT
Notes: Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Quantity Transaction
Settle Date 'ra tion Method Description Cost Market Value'
Securities Transferred In
4/2 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,900.570 113,985 61
0.6200% DATED 04/02/2013 MATURITY 04/09/2013 113,507.15
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 253409-9D-2)
JP Morgan Page 22 of 32
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049043
Chase
CONFIDENTIAL SDNY_GM_00318241
EFTA01521637
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL ACCT.
For the Period 10/1/13 to 10/31/13
SECURITIES TRANSFERRED IN/OUT
Notes. • Transaction Market Value is representative of the prior trading days market value This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred In
10/2 Receipt of Assets JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 116,254.420 112,589 63
0.5700% DATED 10/02/2013 MATURITY 10/092013 113.650.07
HEW BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537C9-9P-3)
10/9 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,267.300 112,591 20
0.6200% DATED 10/092013 MATURITY 10/16/2013 113,862.54
HEW BY LONDON TREASURY SERVICES CLIENT REF FM
(ID: 2537E9-911-9)
10;16 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,281.320 112,148 64
0.6200% DATED 10/16/2013 MATURITY 10/23/2013 113,876.06
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537G9-90-6)
10,23 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,295.340 113,072.77
0.6200% DATED 10/23'2013 MATURITY 10/30/2013 113,889.69
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537J9-9C-5)
10/30 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,309.360 111,338.11
0.6200% DATED 10/202013 MATURITY 11/06/2013 113,903.11
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537L9-9L-2)
Total Securities Transferred In 8561,740.35
JP Morgan Page 22 of 31
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049285
Chase
CONFIDENTIAL SDNY_GM_00318483
EFTA01521850
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL ACCT.
For the Period 1/1/12 to 1/31/12
Other Summary
Beginning Ending Change Current
Asset Categories Estimated Value Estimated Value In Value Allocation
Balanced 83,641.54 88373.68 4,732.14 1%
Current
Market Value/Cost Penod Value
Estimated Value 88,373.68
Tax Cost 90,364.18
Estimated Gain/Loss (1,990.50)
Other Detail
Adjusted Cost Unrealized
Price Quantity Value Original Cost Gain/Loss Accruals
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES 20.26 4,381.513 88.37168 90364.18 (199050)
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE0083BMD843 SEDOL B3BMD84
695421-91-7 GBP
JP Morgan Page 19 of 50
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048374
Chase
CONFIDENTIAL SDNY_GM_00317572
EFTA01521021
DataSet-10
Unknown
1 pages
CHISLAINE MAXWELL ACCT
For the Period 17JI/13 to 12/31/13
Other Summary
Beginning Ending Change Current
Asset Categories Estimated Value Estimated Value In Value Allocation
Balanced 162.193 27 162.555 11 361 84 3%
Current
Market Value/Cost Period Value
Estimated Value 162,555.11
Tax Cost 92,027.29
Estimated Gain/Loss 4.490.94
Note: " Unrealized Gain/Loss is shown as -N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position Please contact your J P Morgan learn for additional
information.
Other Detail
Adjusted Cost Unrealized
Price Quantity Value Original Cost Gain/Loss Accruals
Balanced
JPM INC OPP FD - GBP • A • 0157(H0G) 150.35 450.272 67,699.99 1.663.11 " NA
ISIN LU0323456201 12/30/13
287991-93-9 BP
J.P.Morgan Account Page 14 of 31 Consolidated Statement Page 17
Confidential Treatment Requested by JPMorgan JPN1-SDNY-00046491
Chase
CONFIDENTIAL SDNY_GM_00315689
EFTA01519211
DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL IRA ACCT.
For the Period 7/1/13 to 7/31/13
Note: ' This is the Annual Percentage Yield (API() which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Adjusted Tax Cost Unrealized Eat. Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
Cash
US DOLLAR 1.00 733.39 733.39 733.39 0.07 0.01%
US Fixed Income
JPM SHORT DURATION BOND FD • SEL 10.91 5,121.46 55,875.11 56,383.68 (508.57) 599.21 1.07%
FUND 3133 40.97
4812C1-33-0
JP Morgan Page 5 of 7
Confidential Treatment Requested by JPMorgan JPM-SDNY-00051610
Chase
CONFIDENTIAL SDNY_GM_00320808
EFTA01523866
DataSet-10
Unknown
22 pages
GHISLAINE MAXWELL
EFTA01572767
EFTA01572768
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL- OAP FDG
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 2/1/13 to 2/28/13
Investment Management Account
J.P. Morgan Team
Kirsten Sichler
Jason Bell
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Page
2
Holdings
Equity
Cash & Fixed Income
Portfolio Activity
4
7
9
0000002590.00.0.9E.00001.MAXWE04.20130304
Page 1 of 10
EFTA01572769
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Account Summary
Asset Allocation
Equity
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,159,344.46
34,802.13
$1,194,146.59
189.52
$1,194,336.11
Ending
Market Value
1,183,004.22
35,276.77
$1,218,280.99
5,056.34
$1,223,337.33
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
$0.00
474.64
23,659.76
$1,218,280.99
5,056.34
$1,223,337.33
Period Value
1,194,146.59
Change
In Value
23,659.76
474.64
$24,134.40
4,866.82
$29,001.22
Year-to-Date
Value
EFTA01572770
182,219.12
1,000,000.00
(510.63)
$999,489.37
678.43
35,894.07
$1,218,280.99
5,056.34
$1,223,337.33
Estimated
35,686.20
3.52
Current
Annual Income Allocation
97%
3%
$35,689.72
100%
Cash &
Fixed Income
Asset Allocation
Equity
Page 2 of 10
EFTA01572771
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Account Summary
Tax Summary
Domestic Dividends/Distributions
Interest Income
Taxable Income
CONTINUED
Current
Period Value
472.98
1.66
$474.64
Year-to-Date
Value
676.77
1.66
$678.43
Unrealized Gain/Loss
To-Date Value
$59,309.33
Cost Summary
Equity
Cash & Fixed Income
Total
35,276.77
Cost
1,123,694.89
$1,158,971.66
Page 3 of 10
EFTA01572772
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Equity Summary
Asset Categories
US Large Cap Equity
Beginning
Market Value
1,159,344.46
Ending
Market Value
1,183,004.22
Change
In Value
23,659.76
Current
Allocation
97%
Current
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Equity Detail
Price
US Large Cap Equity
ANALOG DEVICES INC
032654-10-5 ADI
AUTOMATIC DATA PROCESSING INC
BAXTER INTERNATIONAL INC
053015-10-3 ADP
67.60
071813-10-9 BAX
917.000
61,989.20
58,914.65
3,074.55
1,650.60
2.66%
61.36
917.000
56,267.12
53,200.14
3,066.98
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
EFTA01572773
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Period Value
1,183,004.22
1,123,694.89
59,309.33
35,686.20
5,056.06
3.01%
45.22
1,262.000
57,067.64
52,767.21
4,300.43
1,716.32
429.08
1,595.58
3.01%
2.84%
Page 4 of 10
EFTA01572774
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Price
US Large Cap Equity
BLACKROCK INC
CHEVRON CORP
09247X-10-1 BLK
117.15
166764-10-0 CVX
COLGATE PALMOLIVE CO
CONOCOPHILLIPS
GENERAL MILLS INC
194162-10-3 CL
57.95
20825C-10-4 COP
46.25
370334-10-4 GIS
HONEYWELL INTERNATIONAL INC
ILLINOIS TOOL WORKS INC
JOHNSON & JOHNSON
LOCKHEED MARTIN CORP
MC DONALDS CORP
NEXTERA ENERGY INC
PEPSICO INC
438516-10-6 HON
61.50
452308-10-9 ITW
76.11
478160-10-4 JNJ
88.00
539830-10-9 LMT
95.90
580135-10-1 MCD
71.87
65339F-10-1 NEE
75.77
713448-10-8 PEP
PROCTER & GAMBLE CO
742718-10-9 PG
76.18
740.000
56,373.20
50,568.64
5,804.56
832.000
63,040.64
59,023.51
4,017.13
837.000
60,155.19
57,381.55
EFTA01572775
2,773.64
661.000
63,389.90
60,666.19
2,723.71
625.000
55,000.00
57,019.17
(2,019.17)
768.000
58,452.48
54,560.28
3,892.20
1,873.92
468.48
2,875.00
718.75
2,035.88
508.97
2,209.68
552.42
1,788.80
447.20
1,663.52
3.21%
5.23%
3.21%
3.67%
2.84%
2.95%
844.000
51,906.00
51,473.38
432.62
70.10
888.000
62,248.80
57,878.79
4,370.01
1,456.32
364.08
1,282.88
2.34%
2.47%
1,197.000
55,361.25
48,534.43
6,826.82
940.000
54,473.00
55,151.35
EFTA01572776
(678.35)
2,481.60
620.40
1,580.04
4.56%
2.85%
114.43
544.000
62,249.92
56,772.48
5,477.44
548.000
64,198.20
61,772.97
2,425.23
1,972.80
493.20
1,349.12
3.07%
2.17%
239.75
268.000
64,253.00
61,387.31
2,865.69
1,800.96
2.80%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Page 5 of 10
EFTA01572777
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Price
US Large Cap Equity
STAPLES INC
855030-10-2 SPLS
THE TRAVELERS COMPANIES INC.
WALGREEN CO
XILINX CORP
89417E-10-9 TRV
40.94
931422-10-9 WAG
37.27
983919-10-1 XLNX
Total US Large Cap Equity
$1,183,004.22
$1,123,694.89
$59,309.33
$35,686.20
$5,056.06
3.02%
1,296.000
48,301.92
47,253.92
1,048.00
1,649.000
67,510.06
63,242.18
4,267.88
1,813.90
453.48
1,140.48
2.69%
2.36%
80.42
751.000
60,395.42
56,598.24
3,797.18
1,381.84
2.29%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
13.17
EFTA01572778
4,584.000
60,371.28
59,528.50
842.78
2,016.96
3.34%
Page 6 of 10
EFTA01572779
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
34,802.13
Ending
Market Value
35,276.77
Change
In Value
474.64
Current
Allocation
3%
Current
Market Value/Cost
Market Value
Tax Cost
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
35,276.77
35,276.77
3.52
0.28
0.01%
SUMMARY BY TYPE
Market
Value
35,276.77
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
35,276.77
% of Bond
EFTA01572780
Portfolio
1009a
Page 7 of 10
EFTA01572781
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Note:
1
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
1.00
35,276.77
35,276.77
35,276.77
3.52
0.28
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 8 of 10
EFTA01572782
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Portfolio Activity Summary
Beginning Cash Balance
Transactions
INFLOWS
Income
Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Fees & Commissions
$0.00
TRADE ACTIVITY
Total Trade Activity
Settled Securities Purchased
$0.00
Ending Cash Balance
$35,276.77
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Current
Period Value
34,802.13
474.64
$474.64
Year-To-Date
Value*
-678.43
1,000,000.00
$1,000,678.43
(510.63)
($510.63)
(968,792.97)
($968,792.97)
-Page
9 of 10
EFTA01572783
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Income
2/1
2/1
2/15
2/15
2/27
Div Domest
Interest Income
Div Domest
Div Domest
Div Domest
Total Income
Description
GENERAL MILLS INC @ 0.33 PER SHARE
(ID: 370334-10-4)
DEPOSIT SWEEP INTEREST FOR 01/01/13 - 01/31/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$201,523.84 AS OF 02/01/13
PROCTER & GAMBLE CO @ 0.562 PER SHARE
(ID: 742718-10-9)
COLGATE PALMOLIVE CO @ 0.62 PER SHARE
(ID: 194162-10-3)
XILINX CORP @ 0.22 PER SHARE (ID: 983919-10-1)
121.000
89.000
1,296.000
0.562
0.62
0.22
68.00
55.18
285.12
$474.64
Quantity
Cost
196.000
Per Unit
Amount
0.33
Amount
64.68
1.66
Page 10 of 10
EFTA01572784
For the Period 2/1/13 to 2/28/13
For your convenience we have combined statement(s) for activity you conduct
through J.P. Morgan in one package. Below are important disclosures relating
to these different accounts.
These statements may relate to various account types. Some of the
disclosures are applicable to all of your accounts. For ease of reference
the disclosures applicable to a particular type
of account have been grouped together by descriptive headers.
IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S)
Important Information about Pricing ,Valuations, Estimated Annual Income,
and Estimated Yield
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein, some of which has
been provided by pricing sources that J.P. Morgan
believes to be reliable, is not guaranteed for accuracy but provided for
informational purposes and is furnished for the exclusive use of the client.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily, weekly
and monthly resets, there is no guarantee that there will be liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed auction, there is no assurance that a secondary market will
develop or that the security will trade at par or any other price reflected
on statements and online. Accordingly, investors should not
rely on pricing information appearing in their statements or online with
respect to ARS. When J.P. Morgan is unable to obtain a price from an
internal or outside source for a particular ARS, the price
column on your statement will indicate "unpriced".
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are sourced from the various
issuers of the securities or they are sourced from a third party valuation
provider. J.P. Morgan expressly disclaims any responsibility for (1) the
accuracy of the models or estimates used in deriving the
valuations, (2) any errors or omissions in computing or disseminating the
valuations, and (3) any uses to which the valuations are put. Valuations are
provided for information purposes only and are
intended solely for your own use. Please refer to the trade confirmation for
details of each transaction.
Certain assets, including but not limited to, pooled and private
investments, non-publicly traded and infrequently traded securities,
derivatives, partnership interests and tangible assets are generally
illiquid, the value of such asset may have been provided to us by third
EFTA01572785
parties who may or may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to
us, and is not independently verified.
In cases where we are unable to obtain a current market value from an
internal or outside source for a particular security, the price column on
your statement will indicate "unpriced". Although such
securities may have value, please note that the value of a security
indicated as "unpriced" will not be included in your overall current market
value as reflected on the statement.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
securities could be bought or sold or new transactions could
be entered into, or the actual terms on which existing transactions or
securities could be liquidated. Such values may only be indicative.
When we are unable to obtain a current value from an internal or outside
source for a particular security, the price column on your statement will
indicate "unpriced".
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
Offshore Deposits - London and Nassau
Disclosures Page 1 of 2
EFTA01572786
For the Period 2/1/13 to 2/28/13
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
Bank products and services are offered through JPMorgan Chase Bank, N.A.
("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan
Securities LLC ("JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from
its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form
ADV II or brochure upon written request.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Please take the steps indicated below if you think statement(s) are
incorrect or contact your J.P.Morgan team if you require additional
information about a transaction on your
statement(s).
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT
MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A.
In case of other errors or questions about other account statement(s)
Please review your account statement(s) and promptly report any inaccuracy
or discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
improper payments or transfers in writing to JPMCB at the addresses shown on
your statement(s). Any oral communication should be re-confirmed in writing
to further protect your rights. If you have
any questions please contact your J.P. Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
activity and account balance(s) are correct.
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
EFTA01572787
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
Disclosures Page 2 of 2
EFTA01572788