REFERRAL OF INCIDENT (INTERNAL AFFAIRS) U.S. DEPARTMENT OF JUSTICE FEDERAL BUREAU OF PRISONS Date of Incident Time of Incident August 10, 2019 6:.;3 cl.:fl. Place Incident Occurred MCC New York Allegation(s) Inattentive to Duty Failure to…
referrals/introducers). 8. What was the client's rationale for establishing the relationship? Why did the client open their account with DB? Bearer Shares Sales Response 9. Are you aware if the client, or any entity in the client's…
referrals/introducers). 8. What was the client's rationale for establishing the relationship? Why did the client open their account with DB? Bearer Shares Sales Response 9. Are you aware if the client, or any entity in the client's…
Subject: Check Referral - Acct I] From: sigver dbgps Date: Tue, 27 Dec 2016 07:18:15 -0500 To: Stewart Oldfield ‹ > Cc: gtopwmbankingexce tioncheck rocessin list.db.com, Muhammod J Uddin Joy E Mitchell Catherine Logreco Teresa Metall Lisa-M…
Subject: RE: Check Referral - Acct 35269691 [I] From: Cynthia Rodriguez a> Date: Fri, 09 Dec 2016 09:03:22 -0500 To: sigver dbgps , Stewart Oldfield Cc: Muhammod J Uddin Joy E Mitchell < Catherine Logreco Teresa…
Subject: RE: OD REFERRALS (a[I] From: Hemant-Kumar Rathore Date: Tue, 22 Mar 2016 09:57:29 -0400 To: Melinda Roy Ji Litchford Cc: Oversight Control Debra Jasper Stewart Oldfield Classification: For internal use only Please be informed that…
Subject: EMS/3006172445: Check Referral - Acct From: Date: Fri, 30 Jun 2017 09:51:34 -0400 To: Cc: Classification : For internal use only Hi All, Please respond with a pay/no pay decision for the mentioned in the attachment -Signature…
Subject: RE: EMS/ : Check Referral - Acct - From: Cynthia Rodriguez Date: Wed, 02 Aug 2017 08:59:13 -0400 To: sigver dbgps Stewart Oldfield Cc: Muhammod J Uddin Joy E Mitchell Teresa Metallo Lisa-M Ramos Julian J Leff Kavish Sharma…
Subject: RE: Check Referral From: Cynthia Rodriguez Date: Thu, 04 Aug 2016 09:34:08 -0400 To: sigver dbgps Stewart Oldfield Cc: Muhammod J Uddin Joy E Mitchell < Catherine Logreco Teresa Metallo < Lisa-M Ramos Julian J Leff…
Subject: RE: OD Referral dated 05-17-2019 For AC # 42953424 From: Rishabh Shah Date: Mon, 20 May 2019 12:15:06 -0400 To: Stewart Oldfield Bradley Gillin Monica Gilkins Rachel Wachs < Cc: Halina Laczny Debra Jasper < gtopwmbankingexcep…
Subject: RE: Check Referral From: Cynthia Rodriguez Date: Tue, 24 Jan 2017 08:39:23 -0500 To: sigver dbgps Stewart Oldfield Cc: Muhammod J Uddin Joy E Mitchell < Catherine Logreco Teresa Metallo < Lisa-M Ramos Julian J Leff…
Is this a Chase Referral Client ? No New Client Maxwell Ghislaine Lastname Firstname MI Security Services Check was started by Marisol X Torres-Soler (03/11/2003 07:42:43 AM) Security Search Type : Full Select all Checks that have…
Subject: Re: Check referral; Account no: 42953459, 42953758, 42959324 ; Amount: 49745 [I] From: Darren Indyke e > Date: Thu, 11 Feb 2016 11:57:55 -0500 To: Paul Morris Yes. Thanks. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington…
Subject: Fw: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I] From: Stewart Oldfield ‹ > Date: Mon, 05 Jun 2017 10:17:47 -0400 To: Cynthia Rodriguez Classification: For Internal Use Only Can you reach out? Thanks Stewart Oldfield, CFA…
Subject: RE: Check referral; Account no: 42959324 ; Amount: 37500 [I] From: Stewart Oldfield Date: Thu, 28 Jul 2016 11:01:15 -0400 To: sigver dbgps Cc: [email protected], Muhammod J Uddin
Subject: Check Referral - Acct [I] From: sigver dbgps > Date: Mon, 14 Nov 2016 05:33:39 -0500 To: Stewart Oldfield Cc: Muhammod J Uddin Joy E Mitchell Catherine Logreco Teresa Metallo Lisa-M Ramos Julian J Leff Brianna Fowler…
Subject: RE: OD Referral dated 04-01-2019 For AC # [I] From: Rishabh Sharma Date: Tue, 02 Apr 2019 11:57:10 -0400 To: Stewart Oldfield Bradley Gillin Monica Gilkinson Cc: Halina Laczny Debra 3as er Oversight Control Classification: For…
Subject: RE: OD REFERRALS ( 02-23-2016 ) A/c #35267258 [I] From: Melinda Roy Date: Wed, 24 Feb 2016 15:47:46 -0500 To: Hemant-Kumar Rathore , Stewart Oldfield Paul Morris…
Subject: Check Referral - Acct I] From: sigver dbgps Date: Thu, 10 Nov 2016 05:07:52 -0500 To: Stewart Oldfield ‹ > Cc: gtopwmbankingexce tioncheck rocessin list.db.com, Muhammod J Uddin Joy E Mitchell Catherine Logreco Teresa Metallo Lisa-M…
Subject: RE: OD REFERRALS ( 06-02-2017 ) A/c # [I] From: Cynthia Rodriguez Date: Mon, 05 Jun 2017 13:36:44 -0400 To: Naveen Bagaria Stewart Oldfield Bradley Gillin William-M Finn Cc: Debra Jasper Oversight Control Classification: For internal…