Found 246 results for “regulatory” in 101ms

EFTA01358786.pdf PDF

DataSet-10 EFTA01358786 1 pg

DRP Pages CRIMINAL DISCLOSURE REPORTING PAGE (ADV) No Information Filed REGULATORY ACTION DISCLOSURE REPORTING PAGE (ADV) No Information Filed CIVIL JUDICIAL ACTION DISCLOSURE REPORTING PAGE (ADV) No Information Filed Part 2 Exemption from brochure delivery requirements for SEC-registered advisers…

EFTA01355392.pdf PDF

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GLDUStai Greg Martin IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment in…

EFTA01382992.pdf PDF

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GLDUS238 SOUTHERN FINANCIAL LLC IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment…

EFTA01389298.pdf PDF

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GLDUS133 Georgetown University Endowment IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment…

EFTA01391376.pdf PDF

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GLDUS124 BBR Partners IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment in…

EFTA01355183.pdf PDF

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GLDUS1 27 Annandale Capital IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment…

EFTA01394551.pdf PDF

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GLDUS140 Lawrence Hirsch IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment in…

EFTA01393862.pdf PDF

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GLDUS137 Forrestal Capital LLC IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment…

EFTA01392014.pdf PDF

DataSet-10 EFTA01392014 1 pg

GLOUS144 Glenn Warren IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment in…

EFTA01364718.pdf PDF

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GLDUS238 SOUTHERN FINANCIAL LLC IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment…

EFTA01389723.pdf PDF

DataSet-10 EFTA01389723 1 pg

GLDUS132 EverWatch Financial IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment in…

EFTA01354635.pdf PDF

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GLDUSi2S Gerald Ford IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment in…

EFTA01392376.pdf PDF

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GLDUS128 Patrick Gerschel IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment in…

EFTA01386594.pdf PDF

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GLDUS238 SOUTHERN FINANCIAL LLC IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment…

EFTA01354204.pdf PDF

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GLOUS143 Henry Nicholas IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment in…

EFTA01394149.pdf PDF

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GLDUS1 29 OF Enterprises IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment…

EFTA01391712.pdf PDF

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GLIDUS142 Ironsides Asset Mgmt IV. TAX, REGULATORY AND CERTAIN ERISA CONSIDERATIONS CERTAIN U.S. FEDERAL INCOME TAX CONSIDERATIONS The following discussion is a brief summary of certain U.S. federal income tax considerations that may be applicable to an investment…

EFTA01353917.pdf PDF

DataSet-10 EFTA01353917 1 pg

…Management Glendower Capital Secondary Opportunities Fund IV, LP The Interests have not been recommended by any federal or slate securities commission or regulatory authority. Furthermore, the foregoing authorities have not c…

EFTA01354762.pdf PDF

DataSet-10 EFTA01354762 1 pg

…Ford Glendower Capital Secondary Opportunities Fund IV, LP The Interests have not been recommended by any federal or slate securities commission or regulatory authority. Furthermore, the foregoing authorities have not confirm…

EFTA01394273.pdf PDF

DataSet-10 EFTA01394273 1 pg

…Enterprises Glendower Capital Secondary Opportunities Fund IV, LP The Interests have not been recommended by any federal or slate securities commission or regulatory authority. Furthermore, the foregoing authorities have not …

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