EFTA01394858.pdf

KYC Print Page 1 of 35 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 02019466 Status 6. Approved One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: BELMONT, F RELATIONSHIP:00000290654 Booking Center: New York Relationship Manager: Ralf Fischer 0 New PWM Relationship 0 Existing PWM Relationship If existing. please indicate since when the relationship exists, provide reason for new profile and attach old profile: EDR • KYC Update to reflect the Beneficial Owners: Relationship to PWM: Juan Fernando Belmont Anderson Janine Belmont Dauelsberg Marion Dauelsberg de Belmont Fernando Federico Belmont Dauelsberg Previous KYC 401861240. Please refer to other previously approved KYCs for this relationship: 01837751. 1461855, 1347325, 1272743,1162451, 384817. ❑ Client Referral 0 FDA Prospect ❑ Intermediary/FIM 0 Other Source (CIB, etc.) How Was the Client(s) Introduced? How long has the RM personally Please provide details (e.g. name of referral puree. how many years RM personally has known client. known the dient? etc.): Mr. Juan Fernando Belmont is an existing client of DB since 2003. He was introduced to the bank by the former RM Maria Zita La Rosa. Does Deutsche Bank pay ❑ Yes I2 No a retrocession or similar compensation to a third party for the introduction (If yes, describe): of this relationship? List al existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) I 2 4/27/2018 2 2 5/9/2018 Who is the primary contact person for the Preferred method of RM? (Note: This person Astrid Pelaez Sanchez contact(indicate phone 3125169218 needs to have signatory no., fax no., email rights and/or information address, etc.): right for the accounts.): https://dbforcepb.my.salesforce.corniservlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394858 KYC Print Page 2 of 35 One sheet must be established for each account to be opened 2. Account Ownership Summary Acct. Number (if Account Name: Aromatiss S.A.S - DDA available): Account Manager: Josie Alonso What is the purpose of the account (e.g. portfolio management, advisory account, custody services. long-term investment. payment/expense account)? The purpose of the checking account is to pay the interest payments of the loan. To receive loan disbursements and to process wire transfers to Aromatiss S.A.S. The loan will be issued in favour of Aromatiss SAS in an amount of USD 2M-5M using as collateral the assets in the account of Ferbel Group of Companies. S.L.U. Indicate from where the assets are expected to arrive? 121 DB Group: Same Booking Center (indicate account number): 18312053 - FERBEL GROUP OF COMPANIES, S.L.0 0 DB Group: Other Booking Center (Indicate DB location and account details): 0 Other Institution - (Indicate name 8 location): ❑ Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: The inflows an outflows range from 0 to 8 transactions per month and the amount will be ranging from $0.00 to $400,000.00. What is the expected volume of assets and currency for the account I Currency I USD approx. 90 days after opening? What is the expected volume of assets and currency for the account 227008.59 I Currency I USD approx. one year after opening? Does/will the client have Assets Under Management (AuM) within DB 0 yes 71 No under Eur. 3M? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the las column. • Please drill down to the ultimate/underlying Beneficial Owner(s . _egal Description Account PlC Settlor of Jltimate Signatory Limited Financial Significant Entityof Source Holder Owner Trust / 3eneficial or Full POA Intermediary Shareholder of Wealth Founder of Owner POA (FIM) (>=25%) Other (please required Foundation Non-PIC describe other entity roles and/or (Indicate ndicate Parties related to ownership relationship this account %) between parties) 1 2 71 Aromatiss S.A.S 0 • • ❑ • ❑ 0 Veronica Maria 0 • • n 2 • ❑ Silva Luna ❑ ❑ 0 3 Jesus Armando i: 0 0 0 n ❑ 0 0❑ Lama Hanke ❑ Juan Fernando n ❑ Primary dects:on 4 J Belmont Anderson I—I 0 5 maker: 5 p J Ferbel Group of n 0 0 • • ❑0 100 Companies, S.L.U. I—J ❑ Jafer Enterprises ci 6 • 0 ❑ • ❑ 0 100 n❑ R&D SLU https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394859 KYC Print Page 3 of 35 7 E smo ❑ ❑ ❑ ❑ 100 ❑ co International N N N Fragrances. S.L.U. The Opus Futurus Foundation ooms Feite' Group of Opus Futurus Companies SLU. 8 2 2 Foundation ❑ ❑ D 100 and Mr. Juan Fernando Belmont Anderson established the foundation.:: 0 0 Astrid Pelaez 3 3 • ❑ 5 D D 9 Sanchez 10 Marc Gerard 3 N E ❑ n ❑ D Maison 11 p E Norval Associated E E E 0 Failleer of Opus S.A. toundat ion FERNANDO 12 ❑ n FEDERICO D • D 72 BELMONT DAUELSI3ERG JANINE MARION 13 E .., BELMONT E D E bri 0 DAUELS8ERG MARION DAUELS8ERG 14 ❑ ri EHLERS DE D 2 D ❑ D BELMONT Juan Pablo 15 E El oy Fajardo D ❑ 0 ❑ D https://dbforcepb.my.salesforee.com/servleUservlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394860 KYC Print Page 4 of 35 2. Account Ownership Summary Acct. Number (if Account Name: Aromatiss S.A.S. - Loan +1DIRBR4 available): Account Manager: Josie Alonso What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment. payment/expense account)? The purpose of the loan is to support the investment of Aromatiss S.A.S. in land and infrastructure in Colombia and set up the factory that will develop natural cosmetic ingredients and essential oils, to be used in the production of their fragrances and perfumes. Indicate from where the assets are expected to arrive? 2 DB Group: Same Booking Center (indicate account number): DB Lending 0 DB Group: Other Booking Center (indicate DB location and account details): • Other Institution — (Indicate name & location): 0 Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: The loan facility is for USD2,000,000.00 using as collateral the assets in the account of Ferbel Group of Companies. S.L.U. Current outstanding principal is $600,000.00 and a Notice of Borrowing request for $340,000.00 value date 11.30.2018. What is the expected volume of assets and currency for the account I Currency I USD approx. 90 days after opening? What is the expected volume of assets and currency for the account 2000000 I Currency I USD approx. one year after opening? Does/will the dient have Assets Under Management (AuM) within DB ❑ Yes 2 No under Eur. 3M? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s . _egal Description Account NC Settlor of Jltimate SignatoryLimitedFinancial Significant Entityof Source Holder Owner Trust / 3eneficial or Full POA Intermediary Shareholder of Wealth Founder of Owner POA (FIM) (>=25%) Other (please required Foundation Non-PIC describe other entity roles and/or (indicate ndicate Parties related to ownership relationship this account %) between parties) 1 iZ M Aromatiss S.A.S 2 Cosmo 2 2 0 International 0 0 0 0 100 Fragrances. S.L.U. 3 2 ❑ Jafer Enterprises 0 0 0 ❑ • ❑ 0 100 R&D SLU Farb& Group of n ❑ ❑ 4 2 5 Companies, S.L.U. " 0 • ❑ 0 100 5 2 n Opus Futurus • 0 0 El 71 ❑ 0 100 The Opus Foundation cuturus Foundation owns lethal Group of Companies SLLI. and Mr. Juan Fernando https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394861 KYC Print Page 5 of 35 Belmont Anderson established Me foundation • • 6 ❑ 2 Juan Fernando s ❑ ❑D Primary decision Belmont Anderson . . D maker: 7 D ❑ Veronica Maria Silva Luna E 0 0 D 5 ❑ D 8 ❑ ❑ Jesus Armande 3 ❑ D ❑ n ❑ D Lama Hanke 9 El ❑ Namat Assoclated 3 3 3 ❑ • D D Founder ot Opus S.A. Foundation: FERNANDO FEDERICO 10 ❑ ../ BELMONT D 2 DAUELSBERG JANINE MARION 11 D n BELMONT D • D 2 D ❑ D DAUELSBERG MARION DAUELSBERG 12 ❑ n EHLERS DE D 0 BELMONT 13 • ❑ Juan Pablo D ou a D D ❑ D Fajardo https://dbforcepb.my.salesforee.com/servleUservlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394862 KYC Print Page 6 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Juan Fernando Belmont Anderson Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Founder 8 Owner Tax ID / SSN: Current Employer: Corporaclon Yanbal International PositiorVlitle/Rank: Chairman Address of employer: Cane Los Sauces 374, Torre Rola, Piso 11, San Isidro 27 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes IR] No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Father of Janine Belmont and therefore father in law of Gonzalo Aguirre Arriz, one of the founders of Coordinadora Nacional de Independientes, a political party gi Yes 0 No established In Pew. It changed name to Todos por el Peru. To the best of your knowledge, is the individual related to an employee of the DB ❑ Family 0 Friendship W None group?(if Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking ❑ Yes relationship with Deutsche Bank (e.g.. external legal counsel, client referral T No source, supplier of goods or services)flif Yes.descnbe ) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private Other Location (specify): Date: of Business: Domicile: 0 0 0 0 • 0 0 • Wealth Details for this individual are not filled in, because they are the same as for the following person: 3B. Wealth Details (Only for partie requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Cosmetics company in Latin America. which follows the Avon business model. Primary Country of source of wealth/source of Funds? Peru Primary industry of source of Wealth/Source of Goods Funds? Summarize Source of Wealth: 2 Business Owner 2 Salary/Earnings ❑ Investment ❑ Inheritance/Gilts • Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394863 KYC Print Page 7 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Mr. Belmont created Corporacion Yanbal International, a cosmetics company in Lath America that follows Avon business model in 1967. Mr. Belmont created a fortune through the company's success in the region. Mr. Fernando Belmont earned a Bachelor's of Arts degree at the University of North Carolina in Chapel Hill. After graduating, his father. who owned a different cosmetics company in Peru, helped him found Yanbal by providing the initial capital necessary when the company was created over 30 years ago in Peru. The company% website is: www.yanbal.com. Since then, the company has grown tremendously holding the second position of market share in this sector after Ebel Limited, which is owned by his brother Eduardo Belmont (also a client of the bank). Unfortunately, due to the competition between their companies. the relationship between the two brothers has suffered and today is not a good one. Yanbal uses a very grassroots approach to grow its business. Individuals can become sales persons of Yanbal by simply ordering their cosmetics and then selling them in their neighborhoods. Individuals can grow in the company by adding other people to their -team." thus receiving commission on their sales as well as those of the team they manage. This approach has allowed the company to grow into a common household name in Latin America rke other well-known as brands such as L'Oreal, Avon and Revlon. Today the company remains privately owned. Mr. Belmont is married to Marion Dauelsberg de Belmont. originally from Germany but has lived in Peru for many years. They have two children, Janine and Fernando. Janine earned a Bachelor of Arts (Political Science) from Georgetown University: she is married to Gonzalo Aguirre. resides in and has two girls and one boy. She started working with Yanbal, Mexico over 19 years ago and then moved to Peru to continue learning about the different areas of the company. About 11 years ago she became the general manager of Yanbal. Peru. Currently she is the acting CEO and her father is the Chairman. His son. Fernando. is married to Andrea Merelo. They live in Peru, most of the time in a province called Piura (north of Lima). Fernando does not have a University degree and doesn't partidpate in the family business. He is dedicated to surfing. Estimated Annual Income 10,000,000.00 Estimated amount of investable assets($): $100 MM • 500 MM (5): Estimated Nat Worth($): $500 MM + Amount of assets planned to invest with PWM($): 150,000,000.00 Other Known Financial Institutions: I Institution: Julius Baer Country: Switzerland EM. Assets Under Mgt: 100.000.000.00 Institution: Citibank Country: USA Est. Assets Under Mgt: 15,000.000.00 Institution: Country: Est. Assets Under Mgt: Please indicate the family situation of the individual (marital tatus. other family members, etc.): Married with 2 children. https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394864 KYC Print Page 8 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Veronica Maria Silva Luna • Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Director Tax ID / SSN: Current Employer: Corporacion Yanbal International Position/Title/Rank: Director Calle Los Sauces 374, Address of employer: one Roja, Piso 11, San Isidro Peru Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes WI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(1/ Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the D8 0 Family 0 Friendship 41None group?(// Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2No source, supplier of goods or services)?(// Yes,descnbe ) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: Nicolas Rustle 0 0 2 4/18/2014 0 ❑ 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/EamIngs 0 Investment 0 Inheritance/Gifts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394865 KYC Print Page 9 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets($): ($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394866 KYC Print Page 10 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Individual's Name: Jesus Armando Lema Henke - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Lawyer Tax ID / SSN: Current Employer: Corporation Yanbal. Lama Abogados Position/Title/Rank: Director, Partner Address of employer: Ave. Vasco Nunez de Balboa #659, Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes WI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the DO 0 Family 0 Friendship 41None group?(// Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2 No source, supplier of goods or services)?(// Yes,clescribe ) If applicable, indicate which bait officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: 0 0 0 0 ❑ 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/EamIngs 0 Investment 0 Inheritance/Gifts III Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394867 KYC Print Page 11 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets($): ($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394868 KYC Print Page 12 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: Astrid Pelaez Sanchez - Date of Birth: Country of Residence: Colombia Country of Citizenship: Colombia Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes RI No residence: more? Profession/Occupation: General Manager Tax ID / SSN: Current Employer: Aromatiss S.A. Positiort/Title/Rank: General Manager Address of employer: Autopista Medellin km 9.5 Piso 39. Planta Keops Ter* , Cundinamarca Colombia Does the person work as senior executive of a DB•recognized regulated entity in the financial industry? or an entity listed on a DB•recognised exchange? (Not 0 Yes WI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the DO 0 Family 0 Friendship WNone groupt(if Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2 No source, supplier of goods or services)?(// Yos,clescribe ) If applicable, indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private of Business: Other Location (specify): Date: Domicile: 0 0 0 0 ❑ 0 • 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/Eamings 0 Investment 0 Inheritance/Gilts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394869 KYC Print Page 13 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets($): ($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394870 KYC Print Page 14 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar Individual's Name: Marc Gerard Blaison - Date of Birth: Country of Residence: United Slates Country of Citizenship: France Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: VP Tax ID / SSN: Current Employer: Cosmo Fragances PositiorVlitle/Rank: VP Address of employer: 2455 Sunrise Blvd Fort Lauderdale FL United States 33304 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB•recognised exchange? (Not 0 Yes WI No icable for o eratin entities Is the individual a Politically Exposed Person (PEP)?(// Yes, describe) ❑ Yes ! No To the best of your knowledge, is the individual related to an employee of the DO 0 Family 0 Friendship kti None group?(!/ Family or Friendship, describe ) To the best of your knowledge, Is the individual party to a non-berthing relationship with Deutsche Bank (e.g., external legal counsel, client referral 0 Yes 2No source, supplier of goods or services)?(// Yes,clescribe ) If applicable, indicate which bait officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private e Business: Other Location (specify): Date: Domicile: 0 0 0 0 ❑ 0 • 0 0 0 Wealth Details for this individual are not filled in. because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 7 Business Owner 0 Salary/Earnings 0 Investment 0 Inheritance/Gilts 0 Other: https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394871 KYC Print Page 15 of 35 Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability? Indicate type of business, countries of major activities. important business partners.) Estimated Annual Income Estimated amount of investable assets($): ($): Estimated Net Worth(S): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: Country: EM. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Institution: Country: EM. Assets Under Mgt: Please indicate the family situation of the individual (marital status, other family membe s, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&... 12/19/2018 EFTA01394872 KYC Print Page 16 of 35 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3k Individual Details (for all parties) Individual's Name: JANINE MARION BELMONT DAUELSBERG - Date of Birth: Country of Residence: Peru Country of Citizenship: Peru Has client resided outside of his/her country of Address of primary nationally for 5 years or El Yes No residence: more? Profession/Occupation: Director Tax ID / SSN: Current Employer: Corporacion Yanbal International PositiorVlitle/Rank: CEO Address of employer: Cane Los Sauces 374, Torre Roia, Piso 11, San Isidro 27 Does the person work as senior executive of a DB-recognized regulated entity in the financial industry? or an entity listed on a DB-recognised exchange? (Not 0 Yes IRI No applicable for operating entities Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) Janine Belmont Dauelsberg's husband, Gonzalo German Aguirre Arriz, was one of the 0 yes 0 No founders of Coordinadora Nacional de Independientes, a political party established in Peru on February 23. 2002. It changed name to Todos por el Peru. To the best of your knowledge, is the individual related to an employee of the D8 ❑ Family 0 Friendship W None group?(if Family or Friendship, describe ) To the best of your knowledge, is the individual party to a non-banking ❑ Yes relationship with Deutsche Bank (e.g.. external legal counsel, client referral T No source, supplier of goods or services)flif Yes.descnbe ) If applicable. indicate which bank officers have met Indicate where and when the client meeting(s) took place: the person: Client Client Place Bank Officer Name(s) Bank Office: Private Other Location (specify): Date: of Business: Domicile: 0 0