EFTA01394893.pdf

RM Name Oti Roberts Business Line Wealth Management, Miami-FL GCIS # / KYC ft New or Existing Relationship? If yes, please include New relationship relationship since date, approx # of accounts, AUM, etc.) Legal name of Account Patronato Benefico Oriental of the United States Holder(s) Name of UBO(s) There are no UBOs as this is a non-profit organization (Please include UBOs who own 25% and more; If there are multiple layers, please include description of ownership structure) Description of account type being opened, with detailed DB AG and checking account. Accounts will be linked to facilitate purpose of the account transactions. (Please include SOW This is a nonprofit in the Dominican Republic which purpose is to transform information/ Geographic and empower vulnerable communities through self-sustainable projects in location) the areas of education and health, providing the necessary tools to (For Entity Accounts: contribute to their socio-economic development. For more information: Description of the entity and http://www.hogardelnino.com/about-patronato-benefico-orientaU?langren background information on the UBO) Reason for High Risk This is considered a high risk because it is in the Dominican Republic and third parties can donate PEP (YIN) Not applicable as this is a non-profit If yes, include details Any negative media and/or No negative media on organization or board members court cases? (Include ALL negative media & court cases) IfYes, please provide details Not applicable Business Justification for the This is part of the Fanjul relationship; a significant relationship for DB and we have not found any reason this should prevent us from doing business relationship, despite High Risk Factors with the Fanjul's. Other entities have already been open for this relationship. For internal use only EFTA01394893