EFTA01356414.pdf

Classification: For Internal use only I am a little delayed on today's report. Working out some issues on the DBForce data. I will provide this as soon as it is available. Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkw , Suite 400, 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, May 08, 2017 9:19 AM To: Patrick Harris Cc: Emily Craig Daphne Cales Subject: RE: KYC HR Clients Remediation - Status Ill Classification: For Internal use only All, Below is the Monday morning deliverable (as of 5/08/17). Summary SOURCE DT DT DT DT DT DT DBF DBF DBF DBF Create Attach KYC Review Request Submit Create KYC Checklist Obtain Obtain Info Due to Attest to Obtain ABR Update KYC Update & Docs MD AFC and Diligence Front Completeness Approval*" Steps Checklist in to KYC Approval Approval Docs profile Office System case Owner DT DT DT DT DT DT FO FO FO FO Total In Scope 1,212 1,212 1,212 1,212 1,212 1,212 1,212 1,212 1,212 1,212 I (Clients)* CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042260 CONFIDENTIAL SDNY_GM_00188444 EFTA01356414