EFTA01356413.pdf

Total In Scope 1,205 1,205 1,205 1,205 1,205 1,205 1,205 1,205 1,205 1,205 (Clients)* It Completed 190 240 241 207 198 172 72 60 3 37 (Clients)** Remaining 1,015 965 964 998 1,007 1,033 1,133 1,145 1,202 1,168 (Clients) 15.77% 19.92% 20.00% 17.18% 16.43% 14.27% 5.98% 4.98% 0.25% 3.07% Completed DT: * Out-of-Scope population 114. Some items can be determined out-of-scope during Daphne's review. Team FO: Front ** Any decrease on 'Completed' totals after submission to FO are due to potential rejection/closing of the KYC Office case. DBF: DB ** ABR is not always part of the High Risk Force approval flow. Week over Week « OLE Object: Picture (Device Independent Bitmap) » I will be reviewing these number in detail for any inconsistency. Regards, Rodrigo « OLE Object: Picture (Device Independent Bitmap) » Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway Suite 400 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, May 15, 2017 9:26 AM To: Patrick Harris Cc: Emily Craig <alla; Daphne Cales < Subject: RE: KYC HR Clients Remediation - Status ill CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042259 CONFIDENTIAL SDNY_GM_00188443 EFTA01356413