EFTA01373117.pdf

As advised by AML Compliance in the below mail, we would be requiring a revised ownership confirmation to proceed further with the adoption of the captioned entity, Southern Financial LLC. Request you to help us obtain the same. Thanks and Regards, Manikandan Muralidharan Manikandan Muralidharan U S - New Client Adoption DBOI Global Services Private Limited Block 5. 6. 7. Velanka • Tech Park. • Electronic City, Hosts Road, 560100 Bangalore, India Backup details - Ganesh Balaji Bharath-Kuma For Escalations please contact Level 1 • Karth Level 2 - Balaji Pounien---ft Perfart. --• Forwarded by Manikandan Muralidharanktb/dbcom on 12/18/2014 01:00 AM — Dmari Salcs/dbklbconCDBCOEX From Joan Varghese/db/dbcormaDBAMERICAS. To CAGNY NCA/Ob/dbcom@DIESAmericas. Manikandan Muralidhararvdbildbeorn412DBAPAC. Sujith Shetly/db/dbcom©DBAMERICAS. US-CB Cc. S-AMUdb/dbcom@DBAMERICAS, Anastasia Pringle/dbidbcorn, Kumud Sharmaidb/dboom@DBAPAC 12/17/2014 10:08 PM Date. RE: EDD package for the RID ONB-120602 LKYCUS-3443 Party name Southern Financial LW [II Subtucl Classification: For Infernal use only lofin, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial LLC. Therefore, the following key statements made within the document will need to be validated: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067141 CONFIDENTIAL SDNY_GM_00213325 EFTA01373117