EFTA01373118.pdf

Kind regards, Jofin Varghese Client Onboarding - NY CAG DBOI Global Services Private Limited IB operations Velankani Tech r rk No 43 Electronic Cit Hosur Road 560100 Bangalore, India Dmitri Saks--12/17/2014 08:30:54 PM--Classification: For internal use only Hi John, Dmitri Saks/db/dbcom€DBCOEX From. Jofin Varghescildb/dbccm@DBAMERICAS. To GLORY NCA/db/dbcom@DBAmencas. Manikandan Muralldharanictbklbcom@DBAPAC. St th Shetty/db/dticom@DBAMERICAS. US-CB Cc S-AMUdb/dOcomeDBAMERICAS 12/17/2014 08:30 PM Date RE: EDO package for the RID : ONB-120902 LKYCUS-3443 Party name : Sotthem Financial LLC Sublett Classification: For Internal use only Hi Jofin, As stated in the attached, Jeffrey Epstein is the only control person, hence the "conflict of interest supposition" still exists. Besides, the supplied Board of Directors paper is neither notarized/witnessed/certified nor represents a formal filing document. In other words, it is not a strong legal proof. In such cases we recommend requesting a letter/email from an internal or external legal counsel. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York, NY 10005.2836 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067143 CONFIDENTIAL SDNY_GM_00213327 EFTA01373118