EFTA01492502.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period II/I/II to 11/30/11 Trade Date Type Per Unit Rotated Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gala/Loss Settled Sales/Maturities/Redemptions 11/9 Sale PLAINS ALL AMERICAN PIPELINE L P UNIT OF (2.000.000) 63.834 127,667 54 (130,060.00) (2.392.46) S 11/15 FIFO UMITED PARTNERSHIP INT la 63.885 127.770 00 BROKERAGE 100.00 C 2.46 J.P. MORGAN SECURITIES LLC (ID 11/10 Sale OCWEN FINANCIAL CORP • 13.04714 469,697.04 (36,000.000) 12.997 467,888.02 (468,000.00) (111.98) S 11/18 FIFO BROKERAGE 1,800.00 TAX 8/OR SEC 9.02 J.P. MORGAN SECURITIES LLC (ID: 11/15 Sale PENN VIRGINIA RESOURCE PARTNERS L P 6 23.75 (2.250.000) 23.70 53,323.97 (55.237.50) (1.913.53) S 11/18 FIFO 53,437.50 BROKERAGE 112.50 TAX 8/OR SEC 1.03 J.P. MORGAN SECURITIES LLC (ID 11/16 Sale APPROACH RESOURCES INC @ 28.77456116,536.97 (4,050.000) 28.724 118,332.23 (113,400.00) 2,932.23 S 11/21 FIFO BROKERAGE 202.50 TAX a/OR SEC 2.24 J.P. MORGAN SECURITIES LLC (ID 11/16 Sale IDEND( PHARMACEUTICALS INC 6 7.02248 23.700.87 (3.375.000) 6.972 23.531,86 (21,937.50) 1,594.16 S 11/21 FIFO BROKERAGE 168.75 TAX 8/OR SEC .48 J.P. MORGAN SECURITIES LLC (ID 11/17 Sale DELPHI AUTOMATIVE PLC 4) 21.75295 185,987.72 (8,550.000) 21.703 185.556 64 (188,100.00) (2.543 36) S 11122 FIFO BROKERAGE 427.50 TAX 8/OR SEC 3.58 J.P. MORGAN SECURITIES LLC (ID: 11/17 Sale DUNKIN BRANDS GROUP INC • 25.51934 252,641.47 (9.900.000) 25.469 252,141.61 (253,638.00) (1.496 39) S 11/22 FIFO BROKERAGE 495.00 TAX 8/OR SEC 4.86 J.P. MORGAN SECURITIES LLC (ID: 11/17 Sale UNKEDIN CORP - A Q 73.70 73,700.00 BROKERAGE (1,000.000) 73.599 73,598.58 (71,000.00) 2,598.58 S 11/22 FIFO 100.00 1.42 J.P. MORGAN SECURITIES LLC (ID 11/18 Sale INTERMOLECULAR INC 9.5766864,642.59 (8,750.000) 9526 64,303.84 (67,500.00) (3,196.18)S 11/23 FIFO BROKERAGE 337.50 TAX 6./OR SEC 1.25 J.P. MORGAN SECURITIES LLC (ID JP Morgan Account Page 20 of 24 Consolidated Statement Page 23 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 15301 Chase CONFIDENTIAL SDNY_GM_00284499 EFTA01492502