EFTA01492503.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period II/I/11 to 11/30/11 Trade Date Type Per Unit Reeked Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gelato:Bs Settled Sales/Maturities/Redemptions line Sale MANNING & NAPIER INC 6 12.11 24,522.75 (2.025.000) 12.06 24,421.02 (24.300.00) 121.02 S 11/23 FIFO BROKERAGE 101.25 TAX WOR SEC .48 J.P. MORGAN SECURITIES LLC (ID: 583820-10-2) 11/18 Sale MONEYGRAM INTERNATIONAL INC NEW 0 16.10444 (1,350.000) 16.03 21,640.57 (21,937.50) (298.93) S 11/23 FIFO 21,740.99 BROKERAGE 100.00 TAX a/OR SEC .42 J.P. MORGAN SECURITIES LLC (ID: 60935Y-20-8) 11/22 Sale FUSION-I0 INC . 32.72282 161,977.96 BROKERAGE (4,950.000) 32.672 161,727.35 (163,350.00) (1.622.65) S 11/28 FIFO 247.50 TAX IVOR SEC 3.11 J.P. MORGAN SECURITIES LLC (ID: 36112J-10g) 11/16 Sale CLOVIS ONCOLOGY INC . 13.03 23,454.00 BROKERAGE (1,800.000) 12.974 23,353.54 (23,400.00) (46.48) S 11/30 FIFO 100.00 TAX &OR SEC .46 J.P. MORGAN SECURITIES LLC (ID: 18946410-0) Total Settled Sales/Maturities/Redemptions $5,489,126.95 ($6,413,621.85) $64,877.64 S $627.46 0 Trade Date Per Unk Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 10/26 Purchase AMERICAN CAPITAL AGENCY CORP 4) 27.60 J.P. 58,250.000 27.60 (1,552,500.00) • 11/1 MORGAN SECURITIES LLC (ID: 02503X-I0-5) 10/26 Purchase HSBC MARKET PLUS MXN NOTE 11/2/12 INKED TO MXN 1,000,000.000 100.00 (1.000.000.00) • 11/2 VS USD 25% BUFFER, 9.75%CPN, 100%MAXRTN 10/26/11 @ 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 4042K14RA-3) 11/3 Purchase GROUPON INC la 20.00 J.P. MORGAN SECURITIES LLC 270.000 20.00 (5,400.00) 11/9 (ID: 399473-10-7) JP Morgan Account 1A23560001 Page 21 of 24 Consolidated Statement Page 24 Confidential Treatment Requested by JPMorgan JPM-SDNY-00015302 Chase CONFIDENTIAL SDNY_GM_00284500 EFTA01492503