EFTA01492504.pdf

FINANCIAL TRUST COMPANY INC ACCT. For the Period II/I/II to 11/30/11 Trade Date Per Unit Sett '.e Date Type Description Quantity Amount Market Cost Settled Securities Purchased 11/4 Purchase HEALTH CARE REIT I P. MORGAN 1,350.000 50.00 (67.500.00) 11/9 SECURITIES LLC (ID 11/3 Purchase N TX TOLLWAY AUTH REVENUE SPL PROJS SYS HIGHWAY 1,000,030.000 106.80 (1,067,850.00) 11/10 IMPS 5% D SEP 01 2030 DTD 11/10/2011 HELD BY OTC BOOK ENTRY ONLY PAR CALL 09/01/2021 at 100 (1) 106.785 JP MORGAN SECURITIES LLC (BIDL) (IL 11/7 Purchase AMERICAN CAPITAL LTD 8.96% DEC 31 2013 DTD 1,000,000.000 101.10 (1,011,000.0D) 11/10 06/28/2010 101.10 JP MORGAN SECURITIES LLC (BIDL) (ID 11/9 Purchase Option EUR PUT USD CALL FX EUROPEAN STYLE OPTION DEC 14,814,814.810 0.007 (100,000.00) 11/14 12.2011 . 1.35 KO (1) 1.2775 PURCHASED FX OPTION PUT 14.814.814.81 EUR CALL 20,000,000.00 USD (ID: 11/8 Purchase ENERGY TRANSFER PARTNE J.P. 2 700 000 44.67 (120,809.00) 11/14 MORGAN SECURITIES LLC 00111111 11/8 Purchase PIONEER NATURAL RESOURCES CO 89.00 J.P. 1 350 000 89.00 (120,150.00) 11/14 MORGAN SECURITIES LLC (ID: 11/9 Purchase IMPERVA INC 18.00 J.P. MORGAN SECURITIES LLC 1.125 000 18.00 (20,250.00) 11/15 (ID: 11/9 Purchase PLAINS ALL AMERICAN PIPELINE L P UNIT OF 2,000.000 65.03 (130,060.00) 11/15 LIMITED PARTNERSHIP INT 63 65.03 J.P. MORGAN SECURITIES U.0 (ID: 11/10 Purchase OCWEN FINANCIAL CORP @ 13.00 J.P. MORGAN 36.000.000 13.00 (468,000.00) 11/16 SECURITIES LLC (ID 11/15 Purchase PENN VIRGINIA RESOURCE PARTNERS L P @ 24.55 2,250.000 24.55 (55,237.50) 11/18 J.P. MORGAN SECURITIES LLC (ID JP Morgan — Sage Accot 22 of 24 Consolidated Statement Page 25 Confidential Treatment Requested by JPMorgan JPM-SDNY-00015303 Chase CONFIDENTIAL SDNY_GM_00284501 EFTA01492504