EFTA01406165.pdf

Subject: 2018 Periodic Review of accts Mort, Inc (GCIS4487266) and Gratitude America Ltd (GCIS#49976 0) under the SOUTHERN FINANCIAL RELATIONSHIP From: Vijay-A Sawant Date: Wed, 01 Aug 2018 08:07:05 -0400 To: Bradley Gillin Stewart Oldfield Cc: Mayur Rathod Hello Brad/Stewart, This review relates to review of above high-risked accounts due for remediation 8/31/2018. Upon review of the docs available from repositories, we have completed attached checklists, identify ing RP's below. List of pending items listed below - Acct Holder - Mort, Inc Director, Sole Shareholder & Authorized Signatory - Jeffrey Epstein Director, Vice President & Authorized Signatory - Darren Indyke Director & Treasurer - Richard Kahn Please confirm material changes to this account and whether RP's identified above are corr ect or not? We were unable to locate COI for this entity. Additionally we were unable to extract SoS f rom the US Virgin Islands registry website. Alternatively, kindly provide COGS for this entity, date d within the last 6 months. Acct Holder - Gratitude America Ltd President & Authorized Signatory - Jeffrey Epstein Director & Authorized Signatory - Richard Kahn Director, Treasurer & Authorized Signatory - Darren Indyke Please confirm material changes to this account and whether RP's identified above are corr ect or not? Please note that in some docs, Richard Kahn reflects in Self Certification form (signed in 2016) and Form 990 (also from 2016), both attached for reference. However Richard does not appear in the DB Non Profit Resolution signed in 2015. I have attached this doc as well for reference. Add itionally from the last approved KYC 01790739 (from Aug 2017), Richard does not appear as an RP for this entity. Hence checking, kindly advise accordingly. We were unable to locate COI for this entity. Additionally we were unable to extract SoS f rom the US Virgin Islands registry website. Alternatively, kindly provide COGS for this entity, date d within the last 6 months. We will proceed to launch this case upon your confirmation of the material changes onabove accounts, thanks. Kind Regards, EFTA01406165 Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India EFTA01406166