EFTA01406162.pdf

Subject: RE: Gratitude America, Ltd & Mort Inc From: Vijay-A Sawant Date: Thu, 23 Aug 2018 08:30:26 -0400 To: Bradley Gillin Cc: Stewart Oldfield Richard Iarossi Mayur Rathod Hi Brad, Understood, we have already launched KYC Case#01977700 for this account and also for acct Mort, Inc (GCIS#487266) in this case. Based on latest review, we confirm the following items required for these entities - Either SOS or COGS for Gratitude America Ltd dated in last 6 months. For Gratitude America Ltd - Please note Erika Kellerhals is listed as a Secretary in the Not for Profit Resolution (dtd 02/11/2015), attached for reference. However, she is missing from the Signature card (dtd 02/24/2015). So we are using the latest doc (signature card) to verify & confirm that she should NOT be added as an RP. Note this concurs with the last approved KYC#01790739. Let us know in case you disagree. SOS & COGS for Mort Inc dated in last 6 months For Mort Inc — Confirmation on whether Richard Kahn needs to be added as an RP or not? He's a director in board minutes (dtd 04/12/2011) but missing from Signature card dated 2015. (both attached for your reference). As per these docs, we are adding him as an RP in Director role in this entity only. Please advise in case you disagree. Note this does NOT match with the previously approved KYC (01790820), but we have document evidence to justify this approach. Kindly provide the above docs when available so we can submit this case for approvals, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant EFTA01406162 KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India From: Bradley Gillin Sent: Wednesday, August 22, 2018 2:29 AM To: Vijay-A Sawant Cc: Stewart Oldfielc=>; Richard Iarossi Subject: Gratitude America, Ltd [I] Importance: High Classification: For internal use only Vijay, This entity is on your high risk list for the Southern Financial/Jeffery Epstein relationship. They would like to open a new DB AG Checking account, unfortunately the most recent approved KYC is over a year old (8/16/2017). Please put this entity ahead of the other Sothern Financial accounts. I believe all you need is the COGS (within 6 months) - this was requested from the client today. Signature verified FinCEN form is attached. Thanks. Regards, EFTA01406163 Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. EFTA01406164