EFTA01362544.pdf

Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 Park Avenue. 10154-0004 New York, NY, USA Tel. + Email From: Funda Bozkurt Sent: Friday, June 01, 2018 4:06 PM To: Xavier Avil Cc: Ian Salters bynek Kozelsky Subject: RE: NCA's Completed in May/Update Ill Thanks Xavi. As discussed, the requirements are not completed on the KYC part yet, and I presume I will receive these hopefully soon. I was just looking at the list below.What does business outreach mean? Is this ACO? If yes, I thought we said MD only. And why is Southern Financial a PIC client? Didn't we onboard them on to WM? I will take O3 as an example. Thanks, Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 Park Avenue. 10154-0004 New York, NY, USA Tel Erna From: Xavier Avila Sent: Thursday, May 31, 2018 6:36 PM To: Funda Bozkurt Cc: Ian Salters Zbynek Kozelsky Subject: FW: NCA's Completed in May/Update ill See below for an example of the KCP "PIC Accounts" GM KYC/NCA/Product Extension prioritization list we send on a weekly basis to Jitan in GM, and we get very slow progress due to backlog but as you can see some are moving forward. I got encouraged with your dbCAR WM tick the box KYC process, that might allow us to even KYC PIC accounts here and cut the time we need to do the whole GM process. Let's also discuss what is next with Dakota Pacific, as you can see is not in the below prioritization as we sent that through the WM OTC Derivs "core" process through Ellenoi, but now it seems stuck and mixed up with the below process. Thanks From: Nina Tona Sent: Wednesda Ma 30 2018 1:47 PM To: Xavier Avila ; Marti Billy Obregon Davide-A Sferrazza CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052008 CONFIDENTIAL SDNY_GM_00198192 EFTA01362544