EFTA01362545.pdf

Cc: Joshua Shoshan < >; Alastair Mackinlay >; Ian Salters Subject: NCA's Completed in May/Update [I] Hi Team — Happy Wed! Wanted to provide an update on our NCAs and some good news. In May we have completed 3 NCA/Extensions! We still have many more to go but we are making progress. Details below. COMPLETED BUSINESS CLIENT NAME dbCAR ID KYC TYPE PRODUCTAND ENTITY COMMENTS DATE COMPLETED OUTREACH Anschutz Investments Co 1000073659 New KYC Martin 2 Loan -DENY and DEC' Loans competed VW 2018 03 Cap ital Global 1012934358 Fixed Income OVP • Fund/03 Gestao de /101391489 New KYC/ Extension Kay, X DBSI/DBAG Lon Recuisos Ltd a 3 Fixed income OBS! S/2412018 1. Renewal 2. Extension • OTC Southern Financial LLC 1007406812 Retention- NCA/Extensi on Xa x Derivatives and GEC -DRAG Lon COMPLETED 5129/21)1B IN PROGRESS te~Oilt MIR VS CLOW WIMP dliWIO OTT! PSCOLIIRSIIITITY .I.•••••01 0U1•04 YR :TV*: •• .:•••••••:i•I ••••., i• VC a la•- tit Or gIC3Ca rat. MI. m:: .:0 ga I N.J., -40tni • it INt.•ger ▪ ire .C.41 "01...•C OZ.> :•41••••IC •.•. M-.., Y matte I• •••••C ...F. .1.u. IAA.... .0•• I. MalWarr ale I.•• .MS0 OAS 1 •Cfris•shi.e•• JOISile•••••••• .40••••••-:mil C.IPO Vat. 2•••••••001tNal 1.:14•14•09••••••• Cale heietill•aue4 •Ord• al•Il..WIIIIII••••• itert• ••••••••• "Olt•i•OONet N.. IF I Oinfter..W.4 NS,. SKIS - • Cl a 1. a••••••••••••amenes• late= tanner DIN ••••••••• •••••• Issintheraens tale OM V• 14a3 ta••••••••••• LIAM MOM COI WS • :SUS. I'4,4 IIMICIIIIR•Vni•• Co Ian/ Mods...4 OK kirks...I S. WI= Ullwil•••• Ono OM N••••••• dl•e•Otaeltel If ini ing Ia•• • e70....Ala.....”..esLOC IISLYG••• fInt•••• .V.••(••••••••••!• CCM aa.r tel.* t•lett. sow NS winos •Oriasu mint micanae m ••••••••••••••• onalse• aft, MM ••••••••••••••••1) • VJ.W *y ...ewe • cat ion 1.• WI.,1•••••• Pero., Owt,e • I. ••••Cas Te 13 LW.rac.o.tos• 4 ON *two necnal 1/011.71.1.• •00.•Cir MIS 4.111411 114•••••••SIM•vni Kind regards, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052009 CONFIDENTIAL SDNY_GM_00 198193 EFTA01362545