EFTA01460992.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue O1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue FOOT VALERIA D 1 0% 297,637 0% 5 0% WOOLVERTON W 1 0% 297,026 0% 898 0% HERLIHY JAMES P 1 0% 296,812 0% 1,970 0% MILES ADAM 1 0% 296,746 0% (888) 0% LEMESSURIER 1 0% 296,742 0% 1,663 0% SCOR US GROUP 1 0% 296,632 0% 272 0% MID OCEAN PARTNERS 1 0% 293,907 0% 1,470 0% PEINE MAX 1 0% 293,722 0% 896 0% PRINCE HAROLD 1 0% 293,414 0% 979 0% OGDEN DOROTHY C 1 0% 291,051 0% 885 0% EISENBERG MIKE 1 0% 290,904 0% 624 0% GALINGER MINNIE S 1 0% 287,927 0% 874 0% CLARK FLORENCE D 1 0% 285,963 0% 1,241 0% GALLIVAN ANDREW F 1 0% 283,715 0% 459 0% STAR INDUSTRIES 1 0% 283,647 0% 862 0% YOUSSIS CONSTANTINO 1 0% 283,333 0% 1,062 0% LESSER EDWARD A 1 0% 280,749 0% 8,511 0% FINSKIY MAXIM V 1 0% 280,318 0% 805 0% TOOKER FREDERICK J 1 0% 278,489 0% 284 0% RICHARDSON J&D 1 0% 277,860 0% 662 0% KARFUNKEL M&L 1 0% 275,688 0% 556 0% WOLFSON ROB 1 0% 275,664 0% 18 0% LUBITZ LEW 1 0% 271,899 0% 678 0% KNIPS WERNER 1 0% 271,254 0% 30 0% SHELTON EDGAR 1 0% 270,518 0% 554 0% GERRY ALAN 1 0% 269,516 0% 338 0% GILL 1 0% 267,875 0% 1,102 0% HILL DAVID 1 0% 267,762 0% 639 0% QUIRK RE 1 0% 265,623 0% 694 0% FUTTERMAN IDA 1 0% 264,628 0% 713 0% HUFFINGTON ROY M 1 0% 264,564 0% 492 0% SHEREEN P JONES 1 0% 264,441 0% 428 0% SANTINI RUTH 1 0% 263,206 0% 24 0% CUMMINGS WL 1 0% 263,132 0% 793 0% MUSTAFA CYNTHIA 1 0% 260,248 0% 162 0% FLANAGAN EUGEN 1 0% 258,756 0% 720 0% BEDROSIAN GEOF 1 0% 258,372 0% 481 0% CHILD BILL 1 0% 258,094 0% 420 0% LNG MANAGEMENT 1 0% 257,778 0% 0% COX DOROTHY 1 0% 256,543 0% 349 0% NANTZ JAMES W III 1 0% 255,154 0% 413 0% BECKER-FLUE 1 0% 254,311 0% 585 0% EDWINA SANDYS 1 0% 253,219 0% 576 0% WORTH FAY M 1 0% 253,135 0% 2,132 0% JES 2002 GRANTOR TR 1 0% 253,122 0% 534 0% JAMES GATELY 1 0% 252,046 0% 409 0% BLUMFIELD ADRIAN 1 0% 251,816 0% 17 0% ROSSMOORE EMERSON 1 0% 251,677 0% 29 0% LINEBERGER JAMES 1 0% 251,676 0% 502 0% SKLAR DEE DEE 1 0% 251,674 0% 317 0% BERGEN JOHN 1 0% 251,104 0% 567 0% MILLS LORINDA 1 0% 250,569 0% 679 0% LAFFEY MEREDITH C 1 0% 250,077 0% 365 0% MCNELIS GREGG 1 0% 250,072 0% 365 0% 42/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122773 CONFIDENTIAL SDNY_GM_00268957 EFTA01460992