EFTA01460991.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue CUNNIFFE MAURICE J 1 0% 356,447 0% 1,998 0% LEON ELSIE 1 0% 355,593 0% 313 0% FEDER STEVEN 1 0% 354,688 0% 245 0% SCHULDER DAVID 1 0% 352,004 0% 811 0% ROSENSTEIN CLAIRE 1 0% 351,231 0% 717 0% MARK DANA L 1 0% 350,828 0% 435 0% EWING ED 1 0% 350,814 0% 1,477 0% VITTORIA & PURDY 1 0% 350,494 0% 623 0% CLIENT SCHMIDT 1 0% 350,000 0% 1,097 0% MESSER GEO 1 0% 349,642 0% 26 0% RUTGERS HELEN J 1 0% 349,257 0% 24 0% DORSEY BARBARA F 1 0% 348,209 0% 1,056 0% GILLETTE DEBORAH L 1 0% 347,747 0% 1,055 0% FELDMAN STEPHEN E 1 0% 343,060 0% 981 0% BEVERLY ANGELIQUE 1 0% 341,665 0% 1,187 0% MARONEY ROBERT E 1 0% 341,494 0% 6 0% DRAKE FAMILY 1 0% 340,685 0% 3,104 0% ELEVATION PARTNERS 1 0% 335,541 0% 961 0% BUHR MARY 1 0% 335,414 0% - 0% BURDEN WILLIAM A 1 0% 332,714 0% 21,317 0% LIPSTEIN MICHA 1 0% 332,569 0% 937 0% GORDON 1 0% 331,036 0% 810 0% HELLER FRI 1 0% 330,490 0% 0% SHEA FAMILY 1 0% 329,500 0% 0 0% VEEDER FRANCIS 1 0% 327,768 0% 1,216 0% SHARP NOAH & JENNIF 1 0% 327,149 0% 859 0% ELLIOTT MEL 1 0% 325,846 0% 4 0% SLOAN H 1 0% 324,818 0% 993 0% STEVENS DOROTHY M 1 0% 324,430 0% 1,597 0% GARDNER DAV 1 0% 322,803 0% 706 0% BAUM AXEL H 1 0% 322,372 0% 500 0% WICKERSHAM JAMES JR 1 0% 320,445 0% 1,027 0% TICE FARMS 1 0% 319,832 0% 2,186 0% KRAHN LARRY 1 0% 317,461 0% 832 0% HANDLER & CO 1 0% 314,061 0% 543 0% KUPFERBERG ALAN 1 0% 313,592 0% 45 0% REES NANCY T 1 0% 313,567 0% 958 0% COLVIN JAN 1 0% 311,764 0% 68 0% GOLDSMITH RIC 1 0% 311,764 0% 817 0% VANDOREN ISABEL B 1 0% 310,460 0% 916 0% RASSIAS CECILY 1 0% 307,907 0% 656 0% THORNE FRANCIS B 1 0% 305,619 0% 106 0% MOORE SALVATORE 1 0% 305,117 0% 724 0% HICKS H MELVILLE 1 0% 304,926 0% 914 0% GEBHARDT WILLIAM 1 0% 304,838 0% 481 0% MAGLIANO JOHN 1 0% 303,208 0% 492 0% HARJES AMELIA 1 0% 302,905 0% 135 0% MURRAY IAN 1 0% 302,565 0% 639 0% KEMPLAND WILLIAM C 1 0% 301,893 0% 1,254 0% BRANDT-SINGERMAN 1 0% 300,996 0% 8 0% BAKER JAMES R 1 0% 300,432 0% 907 0% WAD PRODUCTION 1 0% 299,956 0% 226 0% HOLBROOKE DAVID 1 0% 297,996 0% 16 0% BIENENSTOCK 1 0% 297,674 0% 871 0% 41/57 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0122772 CONFIDENTIAL SDNY_GM_00268956 EFTA01460991