EFTA01382018.pdf

KYC Prini DB PWM GLOBAL KYC/NCA: PART A kA KYC Case # : 01082293 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris • New PWM Relationship • Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: • Client Referral 0 am Prospect 0 Intermediary/PIM 0 Other Source (CIB, etc.) How Was the Chent(s) Inuviluced? Hon long has the RM personally known the Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein was client? a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey t0 bring some of his funds over to 3PMorgan II Yes III No Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this (If Yes, describe): relationship? List all existing and new accounts involved in this relationship Legal Entity Account Name / Number Opening Date (intended/actual) Account(s) 1 0 Southern Financial, LLC 8/19/2013 2 M Southern Financial, LLC 8/19/2013 3 • Southern Trust Company, Inc. 8/19/2013 4 IN Southern Trust Company, Inc. 8/19/2013 Who is the primary contact person for the RM? (Note: This Epstein Preferred method of Jeffrey person needs to have signatory ''' contact(indicate phone no., fax rights and/or information right no., e-mail address, etc.): for the accounts.): https://dbfurceph.my.salestorce.comi...RveE5gb3INcTRSTXpWYSxhWjA 1eiRYZIowaXNvem1MciRwem IMFIXWmtNR0po&autoMapValues-1(7/10/2019 11:18:17 AM( CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0081239 CONFIDENTIAL SDNY_GM_00227423 EFTA01382018