EFTA01382019.pdf

K YC Friel One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Southern Financial, LLC Acct. Number (ifavailable): Account Manager: Paul Weds What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? Money Market. To hold funds far the company. Indicate from where the assets are expected to amve? • DB Group: Same Booking Center (indicate account number): • DB Group: Other Booking Center (indicate DB location and account details): • Other Institution (Indicate name & location): JPMorgan, NYC • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 2 inflows & outflows per month ranging from 51.000 to $10,000. What Is the expected volume of assets and currency for the 150,000 I Currency account approx. 90 days after opening? I USD What is the expected volume of assets and currency for the I 150,000 I Currency account approx. one year after opening? I USD Does/will the client have Assets Under Management (AuM) II YeS U No within DB under Eur. 3M? Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). _egal 'Oescriptico AccountbIC Setdor of Ultimate Signatorwlmited‘Rnancial Significant egal Srantor/Setdorcoundingather Entity if Source Holder OwnerTrust / Beneficial x Full POA ntermediarySharehcider Representative Oonor (please of Wealth Founder of Owner VA ,FIM) (>=25%y'Ion- describe -equired Foundation PIC entity other roles (indicate and/or Parties ownership %) ndicate related to relationship this between account parties) Sole S. . . shareholder 1 O • Epstein — • O ❑O • • • • of Southern Trust; Southern 2 O O cinanoal O O O • O O • O O O LLC Southern Trust is the sole member of Southern Southern 3 O O Company, 000 CoMp 0 0 00 100 O 0 0 and Jeffrey Financ Inc. Epstein is the sole shareholder of Southern Trust; hope dbforcepb.my.saltsforce.com:...Rveriqb3INeTR5TXpWYSAIWjA IcjIlYllcuaXNvemlMcjRwem IJISIXWmiNROpo&autoMapValues 1)7110x2019 II: IR: I7 AM) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081240 CONFIDENTIAL SDNY_GM_00227424 EFTA01382019