EFTA01431273.pdf

Subject: RE: Assistance Required in Resolving rejection points - KYC Case#01983253 [I] From: Mayur Rathod Date: Tue, 16 Oct 2018 11:14:51 -0400 To: Bradley Gillin Stewart Oldfield Cc: Vinita Advani Richard Iarossi Vijay-A Sawant Classification: For internal use only Hi Brad, Good Morning!! Regarding below rejection point no 1. ABR has asked to provide info and narrative as to the source of funds that will be deposited into the account. This will be added in SOW profile for Jeffrey Epstein. Kindly help with the same. Thanks & Regards {cid:1 [email protected]} Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, B1, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063 India Tel.: Email: EFTA01431273 From: Bradley Gillin Sent: Saturday, October 13, 2018 1:22 AM To: Mayur Rathod <[email protected]>; Stewart Oldfield <M MI> Cc: Vinita Advani Richard Iarossi Vijay-A Sawant Subject: RE: Assistance Required in Resolving rejection points - KYC Case#01983253 [I] Classification: For internal use only We require your assistance today in resolving the following rejection points in KYC Case#01983253 for Mort, Inc under the SOUTHERN FINANCIAL RELATIONSHIP. 1. In addition to the provided source of wealth information, please provide info and narrative as to the source of funds that will be deposited into the account. — Please provide info for following blank fields, as appropriate. {cid:[email protected]} DB USA Current - $4,553.12 2. Please provide a percentage verification as to the different sources of wealth. Specifically, which sources are responsible for more than 25% of the UBOs wealth? — Our SOW description involves companies Southern Trust Company Inc, J. Epstein & Co and Radar (a celebrity and pop culture magazine in which he shares 50% ownership with its founder). Kindly confirm? Jeffrey Epstein is the President and sole shareholder and owner of Mort. Southern Trust Company Inc, J. Epstein & Co 3. Under section 3A of the Global print section covering UBO Jeffrey E. Epstein, there is a box checked reflecting that Mr. Epstein has not resided outside of the US for 5 years or more. This contradicts other media covering Mr. Epstein suggesting he has resided in the US Virgin Islands for longer EFTA01431274 than 5 years. Please confirm. — We were under the impression that US Virgin Islands is part of the US and all residents of this island have US passports. Could you advise on this, please? Epstein is a US Citizen, pays US taxes, has a US passport and USVI driver's license. USVI is a territory of the United States. He has lived there for over 5 years. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Emai Securities offered through Deutsche Bank Securities Inc. From: Mayur Rathod Sent: Friday, October 12 2018 7:45 AM To: Bradley Gillin Stewart Oldfield Cc: Vinita Advani ; Richard Iarossi ; Vijay-A Sawant u ject: : ssistance Required in Resolving rejection points - KYC Case#01983253 [I] Classification: For internal use only EFTA01431275 Hi Brad/Stewart, Good Morning!! Any update on the below rejection points. Regards, fcid:1 [email protected] Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, B1, DB Centre Mumbai Nirlon Knowledge Park, Western Express Highway, Goregaon East, Mumbai 400063, India T Ee ml ai . From: Vijay-A Sawant Sent: Wednesday, October 03, 2018 5:23 PM To: Bradley Gillin <[email protected]>; Stewart Oldfield Vinita Advani ; Richard Iarossi <flflgifl Subject: Assistance Required in Resolving rejection points - KYC Case#01983253 Importance: High Good Morning Brad/Stewart, EFTA01431276 We require your assistance today in resolving the following rejection points in KYC Case#01983253 for Mort, Inc under the SOUTHERN FINANCIAL RELATIONSHIP. 1. In addition to the provided source of wealth information, please provide info and narrative as to the source of funds that will be deposited into the account. — Please provide info for following blank fields, as appropriate. {cid:[email protected]} 2. Please provide a percentage verification as to the different sources of wealth. Specifically, which sources are responsible for more than 25% of the UBOs wealth? — Our SOW description involves companies Southern Trust Company Inc, J. Epstein & Co and Radar (a celebrity and pop culture magazine in which he shares 50% ownership with its founder). Kindly confirm? 3. Under section 3A of the Global print section covering UBO Jeffrey E. Epstein, there is a box checked reflecting that Mr. Epstein has not resided outside of the US for 5 years or more. This contradicts other media covering Mr. Epstein suggesting he has resided in the US Virgin Islands for longer than 5 years. Please confirm. — We were under the impression that US Virgin Islands is part of the US and all residents of this island have US passports. Could you advise on this, please? Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobi EFTA01431277 EFTA01431278