EFTA01431272.pdf

Subject: Assistance required in resolving Rejection Points - KYC 1977699 [I] From: Mayur Rathod <MI > Date: Wed, 17 Oct 2018 09:26:25 -0400 To: Bradley Gillin Stewart Oldfield 5 > Cc: Vijay-A Sawant <vijay- >, Vinita Advani Richard Iarossi < Classification: For internal use only Hi Brad/Stewart, We require your assistance in resolving the following rejection points (3) Please provide evidence of or a case comment regarding confirmation from the client that the inf ormation on the KYC is still accurate (i.e. ownership structure, signatories, etc. have not changed) . The comment must include the name of the person spoken with and date this conversation occurred. The attached internal email does not meet this requirement.) - No material confirmation email was at tached to the KYC but will not suffice as per AFC. They need evidence of client (person) S date +con firming no material changes. (4) Operating Agreement for Hyperion Air LLC indicates the company is manager-managed and the initia 1 manager was Lawrence Visoski. Is he still manager? Please provide evidence of the current manageme nt for this entity. - Please provide evidence confirming if Lawrence Visoski is still the manager of Hyperion Air LLC. Have checked entity docs but couldn't find any details (6) Please attach evidence of signing authority (Corporate authorization) for the brokerage account of J. Epstein Virgin Islands Foundation In., granting signing auth for Erika Kellerhals. - Will need DB Corporate Resolution for this account (7) Per J. Epstein Virgin Islands Foundation Inc brokerage account documents, Limited Trading Author ity granted to Paul Barrett. Please add as party to the KYC with all appropriate documentation and r esearch. Please help in getting Limited Trading Authority document for Paul Barrett for this account Thanks 6 Regards Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited Wealth Management Floor 1, Bl, DB Centre Mumbai Nirlon Knowled e Park, Western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Email: <mailto: EFTA01431272