EFTA01344382.pdf

EP. Morgan Online - Positions Positions trt_cc- c?) 9/12/13 11:37AM EST:J.0ARM Ara 009092013 law. 1 Shan ( MIlaserOasses end reillCurtatien * O Vlatata Lots J Total Wu* Unrelated Gar/Loss Accrued Income End Annual Income Cash & S,aep $2.4406)532,31 88618,41244 MSS S*16.49/36 14,454,141.68 Price Val* Pescaption Socunly 10 Ougngl POO Change (Srk: 1M94 aurae (fly COM MIS) Galatia* US COLLAR OUSDPRAA7 14A64,141.56 1.00 0.00 4 ) 14,454,141.93 -11.003.05. 14,454,141.56 0.00 APC110 GLOBAL MANAGEMENT LLC APO 383.157.00 2957 1.17. 7.518.395.49 307493.09 4.999.953.00 25146412.49 ASCENA RETAIL GROUP INC CCM ASNA 7040100 1472 -0.19 sr 1.178.700.00 -13.395.00 - JP MORGAN CHASE & CO JRA 2125314 5320 4.41 v 1.158.564.78 481873 v. - ,IPM PRIME MM FD - INST. FUND 049 .BMOC 10043652 1101 0.0044 199,036.02 0.0344 190,036.62 0.00 0.0316 BOMBARDIER INC CI. BORE, 201:00.00 4290 0.00 es 97,93894 1,75718 a — POUND STERUNG 0.14 11413 USG 0.01 A 0.22 0.00 I s 0.27 -0.05 1.00 GBP 0.14 0.14 0.00 Totals $24,606,837.31 S276,334.79 5199616161.45 62,618,412.44 WleT.n.rit Rt!rilIccounte Mere apglicanle, ecguiselcn deee, cent end gainhose values may reflect !copal cakulations used for glued *counties Quotas delayed by et least 20 minutes. Muses dam provided by Interactive Date. INVESTMENT PRODUCTS: NOT FDIC INSURED 1 NO BANE GUARANTEE 1 MAT LOSE VALUE JP. Morgan Peounties LLC (JPMS) and J.P. Morgan Clearing Corp. (JPMCC) coon, Titfribeffi of FINRA. NYSE. and SPCI. and Chem Insurance Apwey, Inc. (CIA) (a knensel insurance agency, con; business as .Tate IPSLITZWICe Agency SetVICeS, Inc in wide) are 0.10:et, cfJPIaorgen Ouse Bank. NA. (Jpyao) (a ant of FDIC). View Statement of Finendal Conditon 1 New Sweep Option Yields Geri( Pnazfuok and Services, innading tclutiery 3rd ci.Mody 's and 5C/V4Ps. we offered ev0ughJPMC find Ps bank efilliales Semallies and bewestment Seivinis eve proskled by Me foliovong entities • For aliens* of JP. Morgan's Private Bank or Private Wealth Management: Seouribes Swamis by JPMS; Custody Sermon by JPMC and JPMCC. Ocaneg Services by _pp pacc For arms of J.P. Morgan Securities: Secseites a investment Advisory SONIDIS PMS; Otranto II CuNaly &Maas by JPMCC. Fa Clients ot Chase Private atilt SeCliateS nvestmem Aoshsory Serysaes by ..f.1.4S: Clearing S. Custody Services by JPMCC. Aisniabes 6 ak4J-ance Products' bykwcos ins...rands oxnpanies and offered ttrough CtA 'Products not available in all States 'J. P. Phxgan Pnvate Bank' is e nurikeeng name for ornate Parked business onnthakted by P Morgan Chase a Co. and Is aubsdieriessoncivtide. SEQUA& HOUSING LEVEER Not a commitment to land AP eatemkons of credit are mitred to atdd approved. Depose modals and seek.; me cared by JPMorgen CAME Sam( N A Master FOC. important informally, about re new FOC rules Copyright 2001-201313Morgan Chase & Co MI Wirt]. Reserved. haps://fismorgan.chaSe.gem/Secure/PosItIons7AI-396147043 Page 1 of I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029757 CONFIDENTIAL SONY GM_00175941 EFTA01344382