EFTA01344383.pdf

0 0 1.P. Morgan Online - Positions 9/12/13 11374M O 0 z z mm 5 5 mm Positions Z Z -I 5> 57. r As of 09/11/2013 I Change 0 Haze Derivatives C (i) z Show I: All Asset Classes • • DO C3 View Tex Lola m Total Value Unrealized Gain/Loss Accrued Income Est. Annual income Cash 8 Sweep $22,170,063.04 4382,747.52 $241.500.114 $1,074,580.30 5,001,788.64 0 Pnce Value Change Change Gain/Loss Descnotion Sectirity ID Quantity Price (V%) Value (5.1%) Cost rn JPM TM FREE PREMIER SWEEP FD riS2 0.01% 870994928 5,001,766.64 1.00 0.00 41 5,001,766.64 0.0041 5,001,766.64 0.00 CD JPMORGAN CHASE & CO 7.9% PFD STK APR 30 46625HHA1 3,000,000.00 110.279 0.25 a 3,308,370.00 7,560.00 a 3,337,858.33 -29,588.33 2049 DTD 04/23/2008 BANK OF AMERICA CORP 81/8% PFD STK DEC 29 060505018 3,000,000.00 109.979 0.26 a 3,299,370.00 7.560.00 a 3,389,620.83 -90,250.83 2049 DTD 04/30/2008 JPM HIGH YIELD FD - SEL FUND 3580 5.37% OHYFX 326,870.729 8.05 0.01 a 2,631,309.37 3,268.71 a 2,704,385.15 -73,075.78 JPM TR I FLOAT RATE INC FD FUND 2808 3.96% JPHSX 203,938.513 10.05 0.00 is 2,049,582.06 0.004) 2,057,601.37 -8,019.31 JPM 3YR NC CLN TO MTOR 04/16/15 INITIAL RATE 4862A0401 1,600,000.00 107.06 0.02 a 1,605,900.00 300.00 a 1,500,000.00 105,900 00 6.20% CPN DO 04/18/12 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 BTU 1,200,000.00 111.76 0.000 1,341,000.00 0.004) 1,363,500.00 -22,500.00 2016 DTD 10/12/2006 KINDRED HEALTHCARE INC 81/4% JUN 01 2019 KND 1,000,000.00 105.00 0.50 a 1,050,000.00 5,000.00 a 996.250.00 63,750.00 DTD 06/01/2011 GSR MORTGAGE LOAN TRUST 2005-5FCL 81 36242D7X5 1,234,781.09 80.397 0.30 a 992,728.95 3,691.99 a 1,203,139.84 -210,412.89 5.7598% 06/25/2035 DM 05/01/2005 CHASE MORTGAGE FINANCE CORPORATION SER 161630820 705,208.15 78.899 0 18 a 542,298.02 1,297.59 a 563.588 40 -11,290.38 2007-A1 CL 12A3 6.5595% MAR 25 2037 DTO 02/01/2007 • - (PAYMENT INC 10 1/4% MAY 15 2018 MD • 46262EAE5 500,000 00 69 548 347 740 00 240 00 445,000 00 -97 260 00 11/15/2011 htlps://ipmorgan.chase.com/Secure/Positions≥M=308833384 Page 1 o! EFTA01344383