EFTA01371652.pdf

From: Davide-A Sferrazza Sent: 5/14/2018 3:54:25 PM To: Stewart Oldfield CC: Vahe Stepanian ;Joshua Shoshan I I; Liam Osullivan Subject: FW: AIS Request AIS-00006017 has been Approved II) Classification: For internal use only Stew, Glendower materials have been approved for Southern Financial. Do you have any update on the DB Force page for Bloomberg so I can re -submit that one? Thanks, Davide Original Message From: Zbynek Bozelsky [mailto: Sent: Monday, may 14 2018 3:52 PM To: Laura Martin Kiflin Turner Alexander Litvin ; Enge •ert Melendez -A Sferrazza ; Frank Fuentes su•)ect: AIS Request AIS-00006017 has •een Approve The Following Alternative Investment suitability request has been Approved. AIS Request Number: AIS-00006017 client Name : southern Financial LLC Comment on Approval: 5/14/118 3:52:15 PM - zbynek Kozelsky : QIB entity Reason for Rejection: Reason for cancel: Reason for OnHold: Details Link : https://dbforcepb.my.salesforce.com/a1R0e0000011n8s CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065130 CONFIDENTIAL SDNY_GM_00211314 EFTA01371652