EFTA01371653.pdf

From: Mayur Rathod Sent: 9/25/2018 3:25:31 AM To: Kshitij Golani Subject: RE: Your KYC has been rejected [I) classification: For internal use only Hi Kshitij, Good Morning!! Regarding below rejection point no. 9 - I've attached the sots confirmation for Karyna shuliak in the case. Thanks & Regards Mayur Rathod KYC Case Representative Deutsche CIB Centre Private Limited wealth Management Floor 1, 81, DB Centre Mumbai Nirlon Knowled e Park western Express Highway, Goregaon East, Mumbai 400063, India Tel.: Email: Original Message From: Kshitij Golani [mailto: Sent: Saturday, Se tember 22 2018 12:45 AN To: Mayur Rathod Subject: Your KYC has been rejected Your KYC has been rejected. Case #: 01977698 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: 00000489505 Reason for Rejection:1) Please provide ID for Loue a. - 2) Please provide full signing authority document for Neptune LLC. (KG - RESOLVED) 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. (KG - RESOLVED) 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" (KG - RESOLVED) 5) Please indicate where we can locate the IDs for Darren Indyke and Richard D Kahn. (KG - RESOLVED) 6) Please provide the FinCEN CDD Form. (KG - RESOLVED) 7) Due to recent DB Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC Wizard. Please ensure these fields are completed for all KYC parties. (KG - RESOLVED (will know if it is indeed resolved when we try to approve)) 8) Please explain in detail the purpose of each account. You can add this in the "What is the purpose of the account. (KG - RESOLVED) 9) Please provide sow verification. (KG - UNRESOLVED. Please provide SOW verification for Karyna shuliak. Based on Lexis Nexis, she holds a dentist license. Does she practice? Does she still work at JSC Interiors?) To view the KYC click here https://dbforcepb.my.salesforce.com/5000e00001Nosxm CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065131 CONFIDENTIAL SDNY_GM_00211315 EFTA01371653