EFTA01452326.pdf

std e an 27 Jan 2014 SOUTHERN FINANC Page 2 Of 2 Request 182298 As of 24 Jan 14 Nur, Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not.Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(LISO) SOUTHERN FXOPTION 214W-2013 204Iov.2014 2541ov.2014 (7.009093.00) USD 101.030.000 SY SHORT ELRCFEAN CALL 101.0003 FINANCIAL. LLC SOUTHERN FXOPTION 21-Notra13 20-Nov.2014 25-Nov-2014 (21.000.1901 USD 0 JPY LONG ELROPEAN 0.000D 14 361 20 FINANCIAL, LLC SOUTHERN FXOPTION 2141w-2013 20-Nov.2014 25-Nov.2014 121,000 CO) USD 0 JPY LONG EUROPEAN 0.0000 12 627 61 FINANCIAL, LLC SOUTHERN FXOPTION 214W-2013 20-Nov.2014 25-Nov.2014 121000 C01 USD 0 JPY LONG EUROPEAN 0.0000 1103469 FINANCIAL. LLC SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10,030,C030)) USD 11,000,000.00 CAD SHORT EUROPEAN CALL 1.1000 (191.923.18) FINANCIAL, LLC SOUTHERN FXOPTION 17-Jen-2014 11•Apr•2014 21•Apr•2014 (10,000,000.00) USD 11.300,000,03 CAD SHORT EUROPEAN CAU. 1.1300 68.701 46 FINANCIAL, LLC Subtotal: (128 945 10;: Total- ;128.945.16: Statement ID : 182298_20140124_20140127_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109266 CONFIDENTIAL SDNY_GM_00255450 EFTA01452326